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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class A Common Stock | (1) | 12/18/2009 | G(3) | V | 2 | (2) | (2) | See footnote 1. | (1) | (2) | 13,179 | D | |||
Class A Common Stock | (1) | 12/18/2009 | G(4) | V | 2 | (2) | (2) | See footnote 1. | (1) | (2) | 13,177 | D | |||
Class A Common Stock | (1) | 12/18/2009 | G(5) | V | 2 | (2) | (2) | See footnote 1. | (1) | (2) | 13,175 | D | |||
Class A Common Stock | (1) | 12/18/2009 | G(6) | V | 2 | (2) | (2) | See footnote 1. | (1) | (2) | 13,173 | D | |||
Class A Common Stock | (1) | 12/18/2009 | G(7) | V | 2 | (2) | (2) | See footnote 1. | (1) | (2) | 13,171 | D | |||
Class A Common Stock | (1) | 12/18/2009 | G(8) | V | 2 | (2) | (2) | See footnote 1. | (1) | (2) | 13,169 | D | |||
Class A Common Stock | (1) | 12/18/2009 | G(9) | V | 2 | (2) | (2) | See footnote 1. | (1) | (2) | 13,167 | D | |||
Class A Common Stock | (1) | 12/18/2009 | G(10) | V | 2 | (2) | (2) | See footnote 1. | (1) | (2) | 13,165 | D | |||
Class A Common Stock | (1) | 12/18/2009 | G(11) | V | 8 | (2) | (2) | See footnote 1. | (1) | (2) | 13,157 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MUNGER CHARLES T 355 SOUTH GRAND AVENUE 34TH FLOOR LOS ANGELES, CA 90071 |
X | Vice Chairman |
Charles T. Munger | 01/06/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share of Class A Common Stock is convertible at any time at the option of the holder into 30 shares of Class B Common Stock. In accordance with the instructions to Form 4, my holdings of, and transactions in, shares of Class A Common Stock are reported in Table II. I own only Class A Common Stock; I own no Class B Common Stock directly. |
(2) | Not applicable. |
(3) | On December 18, 2009, I donated 2 shares of Class A Common Stock to the Munger Charitable Trust Number One. |
(4) | On December 18, 2009, I donated 2 shares of Class A Common Stock to the Munger Charitable Trust Number Two. |
(5) | On December 18, 2009, I donated 2 shares of Class A Common Stock to the Munger Charitable Trust Number Three. |
(6) | On December 18, 2009, I donated 2 shares of Class A Common Stock to the Munger Charitable Trust Number Four. |
(7) | On December 18, 2009, I donated 2 shares of Class A Common Stock to the Munger Charitable Trust Number Five. |
(8) | On December 18, 2009, I donated 2 shares of Class A Common Stock to the Munger Charitable Trust Number Six. |
(9) | On December 18, 2009, I donated 2 shares of Class A Common Stock to the Munger Charitable Trust Number Seven. |
(10) | On December 18, 2009, I donated 2 shares of Class A Common Stock to the Munger Charitable Trust Number Eight. |
(11) | On December 18, 2009, I donated 8 shares of Class A Common Stock to the Harvard-Westlake School. |