Edgar Filing: CRYO CELL INTERNATIONAL INC

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

PORTNOY DAVID

2. Issuer Name and Ticker or Trading Symbol
CRYO CELL INTERNATIONAL INC [CCEL]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

__X__ Director	_____ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
Co-CEO

(Last)

(First)

(Middle)

700 BROOKER CREEK BOULEVARD, SUITE 1800

3. Date of Earliest Transaction (Month/Day/Year)
03/18/2013

(Street)

OLDSMAR, FL 34677

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/18/2013		P		3,759	A	$ 1.96	3,759	I	Father-in-Law ⁽⁴⁾
Common Stock	03/19/2013		P		5,000	A	$ 1.96	8,759	I	Father-in-Law ⁽⁴⁾
Common Stock	03/19/2013		P		5,000	A	$ 1.96	13,759	I	Father-in-Law ⁽⁴⁾
Common Stock	03/20/2013		P		9,915	A	$ 1.95	23,674	I	Father-in-Law ⁽⁴⁾
Common Stock	03/20/2013		P		5,000	A	$ 1.95	28,674	I	Father-in-Law ⁽⁴⁾
Common Stock	03/22/2013		P		85	A	$ 1.95	28,759	I	Father-in-Law ⁽⁴⁾
Common Stock	04/05/2013		P		3,796	A	$ 1.95	32,555	I	Father-in-Law ⁽⁴⁾
Common Stock	04/05/2013		P		365	A	$ 2.1	32,920	I	Father-in-Law ⁽⁴⁾
Common Stock	04/08/2013		P		2,818	A	$ 1.9	35,738	I	Father-in-Law ⁽⁴⁾
Common Stock	04/08/2013		P		1,200	A	$ 1.95	36,938	I	Father-in-Law ⁽⁴⁾
Common Stock	04/08/2013		P		4	A	$ 1.9	36,942	I	Father-in-Law ⁽⁴⁾
Common Stock	04/17/2013		P		600	A	$ 2.01	37,542	I	Father-in-Law ⁽⁴⁾
Common Stock	04/25/2013		P		1,000	A	$ 2.14	38,542	I	Father-in-Law ⁽⁴⁾
Common Stock	04/30/2013		P		100	A	$ 2.14	38,642	I	Father-in-Law ⁽⁴⁾
Common Stock	05/01/2013		P		1,209	A	$ 2.19	39,851	I	Father-in-Law ⁽⁴⁾
Common Stock	05/01/2013		P		2,000	A	$ 2.18	41,851	I	Father-in-Law ⁽⁴⁾
Common Stock	05/02/2013		P		5,000	A	$ 2.2	46,851	I	Father-in-Law ⁽⁴⁾
Common Stock	05/06/2013		P		1,000	A	$ 2.03	47,851	I	Father-in-Law ⁽⁴⁾
Common Stock	05/06/2013		P		1,000	A	$ 2.13	48,851	I	Father-in-Law ⁽⁴⁾
Common Stock	05/10/2013		P		2,000	A	$ 2.1	50,851	I	Father-in-Law ⁽⁴⁾
Common Stock								91,163	D
Common Stock								28,746	I	By 401(k)
Common Stock								5,529	I	As Cust for Daughter
Common Stock								6,382	I	As Cust for Son
Common Stock								76,521	I	By Spouse
Common Stock								148,224	I	By Corporation ⁽¹⁾
Common Stock								78,176 ⁽⁵⁾	I	By LLC ⁽²⁾
Common Stock								199,080	I	By IRA
Common Stock								55,219	I	By Corporation 2 ⁽³⁾

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Stock Options

$ 1.72

12/01/2011

12/01/2021

Common Stock

200,000

Stock Options

$ 2.9

08/31/2011

08/31/2021

Common Stock

100,000

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
PORTNOY DAVID 700 BROOKER CREEK BOULEVARD SUITE 1800 OLDSMAR, FL 34677	X		Co-CEO

Signatures

/s/ Steven Lanter, pursuant to power of attorney		03/20/2014
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Shares of Common Stock held by PartnerCommunity, as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary and as managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.
(2)	Shares of Common Stock held by Mayim Investments Limited Partnership, as to which David I.Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
(3)	Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary.
(4)	Transactions occurred in an account which was subsequently determined to possibly be attributable to David I. Portnoy. Accordingly, multiple sales in this account were matchable against various purchases (both in and out of this account) under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Portnoy has agreed to pay the Issuer $4,256.61, representing the full amount of profit realized in connection with the short-swing transactions.
(5)	Reflects distribution of shares as the result of a partner leaving Mayim Investments Limited Partnership, outside the control of Mr. Portnoy.

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