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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Regency Acquisition LP 1700 PACIFIC, SUITE 2900 DALLAS, TX 75201 |
X | |||
Regency Holdings LLC 1700 PACIFIC, SUITE 2900 DALLAS, TX 75201 |
X | |||
HMTF Regency LP 1700 PACIFIC, SUITE 2900 DALLAS, TX 75201 |
X | |||
HMTF Regency, L.L.C. 1700 PACIFIC, SUITE 2900 DALLAS, TX 75201 |
X | |||
Hicks, Muse, Tate & Furst Equity Fund V, L.P. 1700 PACIFIC, SUITE 2900 DALLAS, TX 75201 |
X | |||
HM5/GP, LLC 1700 PACIFIC, SUITE 2900 DALLAS, TX 75201 |
X |
REGENCY ACQUISITION LP By: Regency Holdings LLC, its general partner, By: /s/ David W. Knickel, Vice President | 05/09/2006 | |
**Signature of Reporting Person | Date | |
REGENCY HOLDINGS LLC By: /s/ David W. Knickel, Vice President | 05/09/2006 | |
**Signature of Reporting Person | Date | |
HMTF REGENCY, L.P. By: HMTF Regency, L.L.C., its general partner, By: /s/ David W. Knickel, Vice President | 05/09/2006 | |
**Signature of Reporting Person | Date | |
HMTF REGENCY, L.L.C., By: /s/ David W. Knickel, Vice President | 05/09/2006 | |
**Signature of Reporting Person | Date | |
HICKS, MUSE, TATE & FURST EQUITY FUND V, L.P. By: HM5/GP LLC, its general partner, By: /s/ David W. Knickel, Vice President | 05/09/2006 | |
**Signature of Reporting Person | Date | |
HM5/GP LLC, By: /s/ David W. Knickel, Vice President | 05/09/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | A distribution was made of 497,641 common units and 2,404,434 subordinated units of the Issuer (a) by Regency Acquisition LP to HMTF Regency, L.P. (on account of HMTF Regency, L.P.'s (i) 99.999% direct interest in Regency Acquisition LP and (ii) indirect .001% interest in Regency Acquisition LP held by Regency Holdings LLC, which is wholly owned by HMTF Regency, L.P.), and (b) by HMTF Regency, L.P., pro rata to the holders of Class E Units of HMTF Regency, L.P. |
Remarks: This Form 4/A is being filed to correct a typographical error in the amount of securities acquired as set forth in column 4 of the original Form 4. This Form 4 is filed by each of Regency Acquisition LP ("Acquisition"); Regency Holdings LLC ("Holdings"); HMTF Regency, L.P. ("HMTF Regency"); HMTF Regency, L.L.C. ("HMTF GP"); Hicks, Muse, Tate & Furst Equity Fund V, L.P. ("Fund V"); and HM5/GP LLC ( "HM5/GP"). HM5/GP is the general partner of Fund V, which is the sole member of HMTF GP, which is the general partner of HMTF Regency, which is the sole member of Holdings, which is the general partner of Acquisition, which directly owns the common units reported herein. HMTF Regency also owns all of the limited partner interest in Acquisition. Each reporting person, other than Acquisition, disclaims beneficial ownership of these securities (except to the extent of such reporting person's indirect pecuniary interest in such securities described above), and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The information set forth in Items 1, 2 and 4 on this Form 4 is the same for each filing person. |