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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ruddy Benjamin G. 1400 PROSPECT AVENUE HELENA, MT 59601 |
X |
/s/ Benjamin G. Ruddy | 01/02/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On August 21, 2018, Eagle Bancorp Montana, Inc. ("Eagle Bancorp"), Opportunity Bank of Montana, Big Muddy Bancorp, Inc. ("BMB") and The State Bank of Townsend entered into an Agreement and Plan of Merger (the "Merger Agreement"), pursuant to which BMB merged with and into Eagle Bancorp (the "Merger"). In the merger, each share of MBM common stock was converted into the right to receive 20.49 shares of Eagle Bancorp common stock. The transactions contemplated by the Merger Agreement were consummated effective January 1, 2019 (the "Effective Date"). |
(2) | Received in exchange for 1,313 shares of BMB common stock in connection with Merger. The Effective Date of the Merger was January 1, 2019, which was not a trading day. On December 31, 2018, the closing price of Eagle Bancorp's common stock was $16.50 per share. |