Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________________________________________________________________________________
FORM 8-K
_______________________________________________________________________________________ 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) April 27, 2018
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logoa02.jpg
TRI Pointe Group, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
 
1-35796
 
61-1763235
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
19540 Jamboree Road, Suite 300, Irvine, California
 
 
 
92612
(Address of principal executive offices)
 
 
 
(Zip Code)
Registrant’s telephone number, including area code: (949) 438-1400
Not Applicable
(Former name or former address, if changed since last report.)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition
period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨




Item 5.07     Submission of Matters to a Vote of Security Holders.
 
The 2018 annual meeting of stockholders of TRI Pointe Group, Inc. (the “Company”) was held on April 27, 2018 (the “Annual Meeting”). A total of 141,031,092 shares of the Company’s common stock were present or represented by proxy at the Annual Meeting, representing more than 93% of the Company’s shares outstanding as of the February 26, 2018 record date. The matters submitted for a stockholder vote and the related results are set forth below.
 
Proposal No. 1 - Election of six nominees to serve as directors:
Director
Votes For
Votes Against
Votes Abstained
Broker
Non-Votes
Douglas F. Bauer
136,495,905
257,667
18,027
4,259,493
Lawrence B. Burrows
135,816,266
937,306
18,027
4,259,493
Daniel S. Fulton
136,496,950
256,622
18,027
4,259,493
Steven J. Gilbert
119,707,980
17,045,592
18,027
4,259,493
Constance B. Moore
136,514,028
240,182
17,388
4,259,494
Thomas B. Rogers
135,968,810
784,861
17,927
4,259,494
 
Votes
For
Votes
Against
Votes
Abstained
Proposal No. 2 - Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the 2018 fiscal year.
140,215,238
799,556
16,298
 
Based on the foregoing votes, all six nominees were elected and Proposal No. 2 was approved.





SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: April 30, 2018
 
 
 
TRI Pointe Group, Inc.
 
 
By:
/s/ David C. Lee
 
David C. Lee
Vice President, General Counsel and Secretary