1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(2)
|
05/15/2024 |
Common Stock
|
3,333
|
$
12.81
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
05/15/2024 |
Common Stock
|
728
|
$
12.81
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
10/06/2024 |
Common Stock
|
2,000
|
$
20.85
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
02/03/2025 |
Common Stock
|
1,030
|
$
19.29
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
08/11/2026 |
Common Stock
|
8,340
|
$
10.85
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
06/10/2027 |
Common Stock
|
6,048
|
$
18.91
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
06/10/2027 |
Common Stock
|
22,500
|
$
18.91
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(7)
|
09/18/2028 |
Common Stock
|
10,639
|
$
13.49
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(8)
|
03/15/2029 |
Common Stock
|
12,096
|
$
6.93
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The reported securities include 29,815 restricted stock units. |
(2) |
Shares subject to the option are fully vested and immediately exercisable. |
(3) |
An option to purchase 822 shares was granted on May 15, 2014. This option was subject to performance vesting. Only 88.5% of the target was achieved. As a result, 94 of the shares underlying the option were canceled. The remaining 728 shares subject to the option are fully vested and immediately exercisable. |
(4) |
Shares subject to the option vest in 48 equal monthly installments beginning on August 11, 2016. |
(5) |
Shares subject to the option vest in 48 equal monthly installments beginning on July 15, 2017. |
(6) |
Shares subject to the option vest 10% on June 15, 2018, 20% on June 15, 2019, 30% on June 15, 2020 and 40% on June 15, 2021. |
(7) |
Shares subject to the option vest in 48 equal monthly installments beginning on September 18, 2018. |
(8) |
Shares subject to the option vest in 48 equal monthly installments beginning on April 15, 2019. |