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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to purchase (3) | $ 16.64 | 07/15/2013 | M | 5,700 | 02/02/2005 | 02/01/2014 | Class A Common Stock | 5,700 | $ 16.64 | 11,400 | D | ||||
Options to purchase (3) | $ 16.64 | 07/15/2013 | M | 5,700 | 02/02/2006 | 02/01/2014 | Class A Common Stock | 5,700 | $ 16.64 | 5,700 | D | ||||
Options to purchase (3) | $ 16.64 | 07/15/2013 | M | 5,700 | 02/02/2007 | 02/01/2014 | Class A Common Stock | 5,700 | $ 16.64 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Humes William David C/O INGRAM MICRO INC. 1600 E. ST. ANDREW PLACE SANTA ANA, CA 92705 |
Chief Oper. and Fin. Officer |
Lily Yan Arevalo for William D. Humes | 07/16/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The above transactions were pursuant to a trading plan entered into on May 31, 2013 (during a trading window), in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. |
(2) | Reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.10 to $20.16, inclusive. Details regarding the number of shares sold at each separate price will be provided upon request. |
(3) | Granted pursuant to the Issuers' 2003 Equity Incentive Plan. |