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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VIVENDI 42 AVENUE DE FRIEDLAND 75380 PARIS, CEDEX 08, FRANCE |
X | |||
Vivendi Holding I Corp. 800 THIRD AVENUE NEW YORK, NY 10022 |
X | |||
Vivendi Games Acquisition CO 800 THIRD AVENUE NEW YORK, NY 10022 |
X | |||
VGAC LLC 800 THIRD AVENUE NEW YORK, NY 10022 |
X |
/s/ George E. Bushnell III, Vivendi S.A., Senior Vice President, Deputy General Counsel | 09/26/2008 | |
**Signature of Reporting Person | Date | |
/s/ George E. Bushnell III, Vivendi Holding I. Corp., Director, President | 09/26/2008 | |
**Signature of Reporting Person | Date | |
/s/ George E. Bushnell III, Vivendi Games Acquisition Company, President | 09/26/2008 | |
**Signature of Reporting Person | Date | |
/s/ George E. Bushnell III, VGAC LLC, Director, President & Secretary | 09/26/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was executed in multiple trades at prices ranging from $16.34 to $16.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
(2) | This amendment on Form 4/A is being filed to correct the amount of securities beneficially owned by the reporting person by including an additional 944,400 shares of Activision Blizzard, Inc.'s common stock that were not reported in the original Form 4. This amendment reflects that the reporting person acquired a total of 359,198,945 shares of common stock in the two-for-one stock split in the form of a stock dividend that was payable on September 8, 2008 to holders of record on August 25, 2008 (rather than 358,254,545 shares which was originally used to calculate the amount of securities beneficially owned in the original Form 4). |
(3) | The 718,448,590 shares of Common Stock are owned directly by VGAC LLC, which is a wholly-owned subsidiary of Vivendi Games Acquistion Company, which is a wholly-owned subsidiary of Vivendi Holding I Corp., which is a wholly-owned subsidiary of Vivendi S.A. |