1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(2)
|
11/11/2020 |
Common Stock
|
15,909
|
$
34.64
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
11/10/2021 |
Common Stock
|
19,553
|
$
32.95
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
11/08/2022 |
Common Stock
|
19,662
|
$
35.25
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
11/07/2023 |
Common Stock
|
13,344
|
$
47.62
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
11/13/2024 |
Common Stock
|
15,625
|
$
46.03
|
D
|
Â
|
Phantom Stock
|
Â
(7)
|
Â
(7)
|
Common Stock
|
9,492.8123
|
$
(7)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Reflects retirement plan contributions by the Corporation. |
(2) |
The option vested over a three year period as follows: 30% on November 12, 2011, 30% on November 12, 2012 and 40% on November 12, 2013. |
(3) |
The option vested over a three year period as follows: 30% on November 11, 2012, 30% on November 11, 2013 and 40% on November 11, 2014. |
(4) |
The option vests over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015. |
(5) |
The option vests over a three year period as follows: 30% on November 8, 2014, 30% on November 8, 2015 and 40% on November 8, 2016. |
(6) |
The option vests over a three year period as follows: 30% on November 14, 2015, 30% on November 14, 2016 and 40% on November 14, 2017. |
(7) |
Each share of phantom stock is the economic equivalent of one share of Cabot Corporation common stock. The shares of phantom stock will be settled in shares of Cabot Corporation common stock upon termination of his employment with Cabot Corporation. |