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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 04/03/2017 | M | 2,219.0524 (4) | 03/31/2017(3) | 03/31/2017(3) | Common Stock | 2,219.0524 (4) | $ 0 | 0 | D | ||||
Restricted Stock Units | (5) | 04/03/2017 | A | 2,836 | 04/03/2020 | 04/03/2020 | Common Stock | 2,836 | $ 0 | 2,836 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ORIE JAMES ONE NORTH SHORE CENTER 12 FEDERAL STREET PITTSBURGH, PA 15212 |
Chief Legal Officer | Corporate Secretary |
/s/James G. Orie | 04/05/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 4,471 shares vested from the 2014 Long Term Incentive Plan. 2,219 shares were Time-Based and 2,252 shares were Performance-Based. |
(2) | From the above mentioned vesting, 1,855 shares were used to cover the tax portion. 898 shares for the Time-Based award and 957 shares for the Performance-Based award. |
(3) | Converted into common stock on one-to-one basis upon satisfaction of vesting conditions. |
(4) | Includes 17 units acquired under the F.N.B. Corporation Dividend Reinvestment Plan in 2017. |
(5) | Representing contingent right to receive one share of common stock per restricted stock unit upon satisfaction of vesting conditions. |