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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $ 13.525 (4) | 03/10/2017 | M | 8,248 | 05/01/2012 | 04/30/2019 | Class B Common | 8,248 | $ 0 | 0 (4) | D | ||||
Stock Appreciation Right | $ 19.215 (5) | 03/10/2017 | M | 7,910 | 05/01/2013 | 04/30/2020 | Class B Common | 7,910 | $ 0 | 0 (5) | D | ||||
Stock Appreciation Right | $ 23.2 (6) | 05/01/2014 | 04/30/2021 | Class B Common | 17,156 | 17,156 (6) | D | ||||||||
Stock Appreciation Right | $ 29.35 (7) | 05/01/2015 | 04/30/2022 | Class B Common | 15,518 | 15,518 (7) | D | ||||||||
Stock Appreciation Right | $ 36.21 (8) | 05/01/2016 | 04/30/2023 | Class B Common | 17,184 | 17,184 (8) | D | ||||||||
Stock Appreciation Right | $ 45.985 (9) | 05/01/2017 | 04/30/2024 | Class B Common | 12,078 | 12,078 (9) | D | ||||||||
Stock Appreciation Right | $ 51.1265 (10) | 05/01/2018 | 04/30/2025 | Class B Common | 15,740 | 15,740 (10) | D | ||||||||
Stock Appreciation Right | $ 49.005 (11) | 05/01/2019 | 04/30/2026 | Class B Common | 22,696 | 22,696 (11) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Whiting Lawson E 850 DIXIE HIGHWAY LOUISVILLE, KY 40210 |
EVP, Chief Brands & Strategy |
Michael E. Carr, Jr., Attorney in Fact for Lawson E. Whiting | 03/14/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The closing price of BF-B on March 9, 2017 was used to calculate the withholding obligation. |
(2) | Reflects the acquisition of 1,540 additional shares in the August 2016 stock split. |
(3) | Number of shares acquired through the issuer's dividend reinvestment plan as of March, 2017. |
(4) | These stock appreciation rights were previously reported as covering 4,124 shares at an exercise price of $27.05, but were adjusted to reflect the August 2016 stock split. |
(5) | These stock appreciation rights were previously reported as covering 3,955 shares at an exercise price of $38.43, but were adjusted to reflect the August 2016 stock split. |
(6) | These stock appreciation rights were previously reported as covering 8,578 shares at an exercise price of $46.40, but were adjusted to reflect the August 2016 stock split. |
(7) | These stock appreciation rights were previously reported as covering 7,759 shares at an exercise price of $58.70, but were adjusted to reflect the August 2016 stock split. |
(8) | These stock appreciation rights were previously reported as covering 8,592 shares at an exercise price of $72.42, but were adjusted to reflect the August 2016 stock split. |
(9) | These stock appreciation rights were previously reported as covering 6,039 shares at an exercise price of $91.97, but were adjusted to reflect the August 2016 stock split. |
(10) | These stock appreciation rights were previously reported as covering 7,870 shares at an exercise price of $102.25, but were adjusted to reflect the August 2016 stock split. |
(11) | These stock appreciation rights were previously reported as covering 11,348 shares at an exercise price of $98.01, but were adjusted to reflect the August 2016 stock split. |