t76598_8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) of THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): May 17, 2013
 
INTERCONTINENTALEXCHANGE, INC.
(Exact Name of Registrant as Specified in Charter)
 
 
 
 
 
Delaware
 
001-32671
 
58-2555670
 
 
 
 
 
(State or other jurisdiction of
incorporation)
 
(Commission
File No.)
 
(I.R.S. Employer Identification
Number)
 
2100 RiverEdge Parkway, Suite 500, Atlanta, Georgia 30328
(Address of Principal Executive Offices) (Zip Code)
 
Registrant’s telephone number, including area code: (770) 857-4700
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions (see General Instruction A.2. below):
   
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
Item 5.07.  Submission of Matters to a Vote of Security Holders
 
(a) The Annual Meeting of Stockholders of IntercontinentalExchange, Inc. was held on May 17, 2013.
 
(b) The results of the matters submitted to a stockholder vote at the Annual Meeting are as follows:
 
1. Election of Directors:  Our stockholders elected the following eleven directors to each serve a one-year term expiring on the date of the 2014 Annual Meeting of Stockholders or until his or her successor has been duly chosen and qualified:
 
 
For
Against
 Abstain
Broker Non-Votes
         
Charles R. Crisp
59,393,922
1,317,058
 83,858
3,206,916
         
Jean-Marc Forneri
59,445,515
1,265,880
 83,443
3,206,916
         
Senator Judd A. Gregg
60,122,410
588,588
 83,840
3,206,916
         
Fred W. Hatfield
60,118,530
592,706
 83,602
3,206,916
         
Terrence F. Martell, Ph.D
60,126,406
584,714
 83,718
3,206,916
         
Sir Callum McCarthy
60,104,767
603,163
 86,908
3,206,916
         
Sir Robert Reid
59,150,648
1,557,193
 86,997
3,206,916
         
Frederic V. Salerno
51,523,229
9,184,360
 87,249
3,206,916
         
Jeffrey C. Sprecher
58,662,221
1,864,502
 268,115
3,206,916
         
Judith A. Sprieser
56,277,684
4,430,495
 86,659
3,206,916
         
Vincent Tese
52,428,891
8,279,085
 86,862
3,206,916

 
2.  Advisory Resolution on Executive Compensation:  Our stockholders approved the proposal on executive compensation.  As previously disclosed, our Board of Directors has determined to hold advisory votes on executive compensation annually.
 
For
Against
Abstain
Broker Non-Votes
59,909,072
767,413
118,353
3,206,916

 
3.  Approval of the IntercontinentalExchange, Inc. 2013 Omnibus Employee Incentive Plan:  Our stockholders approved the IntercontinentalExchange, Inc. 2013 Omnibus Employee Incentive Plan.
 
For
Against
Abstain
Broker Non-Votes
58,425,409
2,259,661
109,768
3,206,916

 
 
 
 
4.  Approval of the IntercontinentalExchange, Inc. 2013 Omnibus Non-Employee Director Incentive Plan:  Our stockholders approved the IntercontinentalExchange, Inc. 2013 Omnibus Non-Employee Director Incentive Plan.
 
For
Against
Abstain
Broker Non-Votes
59,510,969
1,169,589
114,280
3,206,916

 
5.  Ratification of Appointment of Independent Registered Public Accounting Firm: Our stockholders ratified the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2013.
 
For
Against
Abstain
62,941,133
965,373
95,248

 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on their behalf by the undersigned hereunto duly authorized.
 
     
 
INTERCONTINENTALEXCHANGE, INC.
   
Date: May 20, 2013
By:
/s/ Scott A. Hill
   
Scott A. Hill
   
Senior Vice President, Chief Financial Officer