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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to purchase common stock | $ 2.675 | 08/18/2009 | D | 8,000 | (2) | 02/02/2017 | Common Stock | 8,000 | (12) | 0 | D | ||||
Options to purchase common stock | $ 2.5 | 08/18/2009 | D | 3,200 | (3) | 03/08/2017 | Common Stock | 3,200 | (12) | 0 | D | ||||
Options to purchase common stock | $ 2.5 | 08/18/2009 | D | 1,200 | (4) | 03/08/2017 | Common Stock | 1,200 | (12) | 0 | D | ||||
Options to purchase common stock | $ 2.5 | 08/18/2009 | D | 1,600 | (5) | 03/08/2017 | Common Stock | 1,600 | (12) | 0 | D | ||||
Options to purchase common stock | $ 2.5 | 08/18/2009 | D | 1,000 | (6) | 03/08/2017 | Common Stock | 1,000 | (12) | 0 | D | ||||
Options to purchase common stock | $ 0.83 | 08/18/2009 | D | 74,000 | (7) | 12/05/2018 | Common Stock | 74,000 | (12) | 0 | D | ||||
Options to purchase common stock | $ 1.75 | 08/18/2009 | D | 8,000 | (8) | 01/24/2018 | Common Stock | 8,000 | (12) | 0 | D | ||||
Options to purchase common stock | $ 2.5 | 08/18/2009 | D | 2,000 | (9) | 03/08/2017 | Common Stock | 2,000 | (12) | 0 | D | ||||
Options to purchase common stock | $ 2.5 | 08/18/2009 | D | 3,200 | (10) | 03/08/2017 | Common Stock | 3,200 | (12) | 0 | D | ||||
Options to purchase common stock | $ 2.9 | 08/18/2009 | D | 1,600 | (11) | 02/03/2016 | Common Stock | 1,600 | (12) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Song Mei 25 METRO DRIVE, 3RD FLOOR SAN JOSE,, CA 95110 |
VP of Finance & CFO |
/s/ Mei Song | 08/19/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share was exchanged in the merger with Mentor Graphics Corporation ("Mentor Graphics") for 0.2006 shares of Mentor Graphics common stock. |
(2) | The option vests as to 1,000 shares every six months beginning August 2, 2007. |
(3) | The option vested as to 1,600 shares on September 8, 2007, 266 shares on October 8, 2007, 266 shares on November 8, 2007, 267 shares on December 8, 2007, 267 shares on January 8, 2008, 267 shares on February 8, 2008 and 267 shares on March 8, 2008. |
(4) | The option vested as to 600 shares on September 8, 2007, 99 shares on October 8, 2007, 100 shares on November 8, 2007, 100 shares on December 8, 2007, 100 shares on January 8, 2008, 100 shares on February 8, 2008 and 101 shares on March 8, 2008. |
(5) | The option vested as to 800 shares on September 8, 2007, 133 shares on October 8, 2007, 133 shares on November 8, 2007, 133 shares on December 8, 2007, 133 shares on January 8, 2008, 134 shares on February 8, 2008 and 134 shares on March 8, 2008. |
(6) | The option vested as to 500 shares on September 8, 2007, 83 shares on October 8, 2007, 83 shares on November 8, 2007, 83 shares on December 8, 2007, 83 shares on January 8, 2008, 84 shares on February 8, 2008 and 84 shares on March 8, 2008. |
(7) | The option vests as to 9,250 shares every six months beginning June 5, 2009. |
(8) | The option vests as to 1,000 shares every six months beginning July 24, 2008. |
(9) | The option vested as to 1,000 shares on September 8, 2007, 166 shares on October 8, 2007, 166 shares on November 8, 2007, 167 shares on December 8, 2007, 167 shares on January 8, 2008, 167 shares on February 8, 2008 and 167 shares on March 8, 2008. |
(10) | The option vested as to 1,600 shares on September 8, 2007, 266 shares on October 8, 2007, 266 shares on November 8, 2007, 267 shares on December 8, 2007, 267 shares on January 8, 2008, 267 shares on February 8, 2008 and 267 shares on March 8, 2008. |
(11) | The option vests as to 200 shares every six months beginning August 3, 2006. |
(12) | Each option was exchanged in the merger with Mentor Graphics for an option to purchase 0.2006 shares of Mentor Graphics common stock at the old exercise price divided by 0.2006. |