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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (5) | 12/06/2018 | J(6) | 335,414 | (5) | (5) | Class A Common Stock | 335,414 | $ 57.5 | 0 | I (3) (7) | By CFD 2016 GRAT #1A | |||
Class B Common Stock | (5) | 12/06/2018 | J(6) | 335,414 | (5) | (5) | Class A Common Stock | 335,414 | $ 57.5 | 637,557 | I (3) (4) | By CFD 2009 Revocable Trust | |||
Class B Common Stock | (5) | 12/06/2018 | J(6) | 66,419 | (5) | (5) | Class A Common Stock | 66,419 | $ 57.5 | 0 | I (8) (9) | By HAD 2016 GRAT #1A | |||
Class B Common Stock | (5) | 12/06/2018 | J(6) | 66,419 | (5) | (5) | Class A Common Stock | 66,419 | $ 57.5 | 126,250 | I (9) (10) | By HAD 2009 Revocable Trust |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DOLAN CHARLES F C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
X | X | Executive Chairman | Member of 13D Group |
DOLAN HELEN A C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
X | Member of 13D Group | ||
Charles F. Dolan 2009 Revocable Trust C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
Member of 13D Group | |||
Helen A. Dolan 2009 Revocable Trust C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
Member of 13D Group |
/s/ Dennis H. Javer, as Attorney-in-Fact for Charles F. Dolan | 12/10/2018 | |
**Signature of Reporting Person | Date | |
/s/ Dennis H. Javer, as Attorney-in-Fact for Helen A. Dolan | 12/10/2018 | |
**Signature of Reporting Person | Date | |
CHARLES F. DOLAN 2009 REVOCABLE TRUST By: /s/ Dennis H. Javer, as Attorney-in-Fact | 12/10/2018 | |
**Signature of Reporting Person | Date | |
HELEN A. DOLAN 2009 REVOCABLE TRUST By: /s/ Dennis H. Javer, as Attorney-in-Fact | 12/10/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Gift. |
(2) | Securities held directly by Mr. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. |
(3) | Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(4) | Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust. |
(5) | AMC Networks Inc. Class B Common Stock (the "Class B Common Stock") of the Issuer is convertible at the option of the holder on a share for share basis into AMC Networks Inc. Class A Common Stock (the "Class A Common Stock") of the Issuer. |
(6) | Withdrawal of shares pursuant to substitution of assets provision of trust. |
(7) | These securities were owned solely by the Charles F. Dolan 2016 Grantor Retained Annuity Trust #1A. Charles F. Dolan is the sole trustee and beneficiary of the trust. |
(8) | These securities were owned solely by the Helen A. Dolan 2016 Grantor Retained Annuity Trust #1A. Helen A. Dolan is the sole trustee and beneficiary of the trust. |
(9) | Charles F. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(10) | Helen A. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust. |