|
7 Dawson Street Huntington Station, NY
|
11746
|
|
(Address of principal executive offices)
|
(Zip code)
|
|
Company Name
|
Ticker
|
CUSIP
|
Meeting Date
|
Proposal Number
|
Proposal Description
|
Proponent
|
Mgmt Recommendation
|
Vote Cast
|
For/ Against Mgmt
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.1
|
Elect Robert J. Alpern
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.2
|
Elect Roxanne S. Austin
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.3
|
Elect Sally E. Blount
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.4
|
Elect W. James Farrell
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.5
|
Elect Edward M. Liddy
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.6
|
Elect Nancy McKinstry
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.7
|
Elect Phebe N. Novakovic
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.8
|
Elect William A. Osborn
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.9
|
Elect Samuel C. Scott III
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.10
|
Elect Glenn F. Tilton
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
1.11
|
Elect Miles D. White
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
4
|
ShrHldr Proposal Regarding Labeling of Genetically Modified Organisms
|
ShrHldr
|
Against
|
Against
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
5
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/25/2014
|
6
|
ShrHldr Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation
|
ShrHldr
|
Against
|
Abstain
|
Against
|
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/9/2014
|
1.1
|
Elect Robert J. Alpern
|
Mgmt
|
For
|
For
|
For
|
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/9/2014
|
1.2
|
Elect Edward M. Liddy
|
Mgmt
|
For
|
For
|
For
|
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/9/2014
|
1.3
|
Elect Frederick H. Waddell
|
Mgmt
|
For
|
For
|
For
|
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/9/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
AbbVie Inc.
|
ABBV
|
00287Y109
|
5/9/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Aberdeen Asia-Pacific Income Fund Inc
|
FAX
|
003009107
|
3/27/2014
|
1.1
|
Elect P. Gerald Malone
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Aberdeen Global Income Fund Inc
|
FCO
|
003013109
|
3/27/2014
|
1.1
|
Elect P. Gerald Malone
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Aberdeen Global Income Fund Inc
|
FCO
|
003013109
|
3/27/2014
|
1.2
|
Elect John T. Sheehy
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Aberdeen Greater China Fund, Inc.
|
GCH
|
003031101
|
6/9/2014
|
1.1
|
Elect C. William Maher
|
Mgmt
|
For
|
For 83.5%
Abstain 16.5%
|
For
|
|
Aberdeen Greater China Fund, Inc.
|
GCH
|
003031101
|
6/9/2014
|
1.2
|
Elect Jonathan J.K. Taylor
|
Mgmt
|
For
|
For 83.5%
Abstain 16.5%
|
For
|
|
Aberdeen Israel Fund Inc
|
ISL
|
00301L109
|
3/27/2014
|
1.1
|
Elect James J. Cattano
|
Mgmt
|
For
|
For 90.5%
Withhold 9.5%
|
For
|
|
Aberdeen Israel Fund Inc
|
ISL
|
00301L109
|
3/27/2014
|
1.2
|
Elect Steven N. Rappaport
|
Mgmt
|
For
|
For 90.5%
Withhold 9.5%
|
For
|
|
Aberdeen Singapore Fund Inc
|
SGF
|
003244100
|
6/9/2014
|
1.1
|
Elect Martin J. Gruber
|
Mgmt
|
For
|
For 89%
Abstain 11%
|
For
|
|
Aberdeen Singapore Fund Inc
|
SGF
|
003244100
|
6/9/2014
|
1.2
|
Elect Richard J. Herring
|
Mgmt
|
For
|
For 89%
Abstain 11%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.1
|
Elect Enrique R. Arzac
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.2
|
Elect Phyllis O. Bonanno
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.3
|
Elect Kenneth J. Dale
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.4
|
Elect Frederic A. Escherich
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.5
|
Elect Roger W. Gale
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.6
|
Elect Kathleen T. McGahran
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.7
|
Elect Craig R. Smith
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
1.8
|
Elect Mark E. Stoeckle
|
Mgmt
|
For
|
For 94%
Withhold 6%
|
For
|
|
The Adams Express Company
|
ADX
|
006212104
|
4/10/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Advent-Claymore Enhanced Growth & Income Fund
|
LCM
|
00765E104
|
10/16/2013
|
1
|
Elect Gerald L. Seizert
|
Mgmt
|
For
|
For 96%
Against 1.5%
Abstain 2.5%
|
For
|
|
Advent-Claymore Enhanced Growth & Income Fund
|
LCM
|
00765E104
|
10/16/2013
|
2
|
Elect Derek Medina
|
Mgmt
|
For
|
For 96%
Against 1.5%
Abstain 2.5%
|
For
|
|
Advent-Claymore Enhanced Growth & Income Fund
|
LCM
|
00765E104
|
10/16/2013
|
3
|
Elect Randall C. Barnes
|
Mgmt
|
For
|
For 96%
Against 1.5%
Abstain 2.5%
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
1
|
Elect David E.I. Pyott
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
2
|
Elect Michael R. Gallagher
|
Mgmt
|
For
|
Against
|
Against
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
3
|
Elect Deborah Dunsire
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
4
|
Elect Trevor M. Jones
|
Mgmt
|
For
|
Against
|
Against
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
5
|
Elect Louis J. Lavigne, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
6
|
Elect Peter J. McDonnell
|
Mgmt
|
For
|
Against
|
Against
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
7
|
Elect Timothy D. Proctor
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
8
|
Elect Russell T. Ray
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
9
|
Elect Henri A. Termeer
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
12
|
Amendment to Certificate of Incorporation Allowing Action by Written Consent
|
Mgmt
|
For
|
For
|
For
|
|
Allergan, Inc.
|
AGN
|
018490102
|
5/6/2014
|
13
|
ShrHldr Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
AllianzGI Convertible & Income Fund II
|
NFJ
|
018829101
|
7/17/2013
|
1.1
|
Elect Deborah A. DeCotis
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NFJ
|
018829101
|
7/17/2013
|
1.2
|
Elect Bradford K. Gallagher
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NFJ
|
018829101
|
7/17/2013
|
1.3
|
Elect James A. Jacobson
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NIE
|
018829101
|
7/17/2013
|
1.1
|
Elect Deborah A. DeCotis
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NIE
|
018829101
|
7/17/2013
|
1.2
|
Elect Bradford K. Gallagher
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NCV
|
018829101
|
7/17/2013
|
1.1
|
Elect Deborah A. DeCotis
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NCV
|
018829101
|
7/17/2013
|
1.2
|
Elect Bradford K. Gallagher
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NCV
|
018829101
|
7/17/2013
|
1.3
|
Elect James A. Jacobson
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
AllianzGI Convertible & Income Fund II
|
NIE
|
018829101
|
1/14/2014
|
1
|
Issuance of Common Stock
|
Mgmt
|
For
|
For 94%
Against 3%
Abstain 3%
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
1
|
Elect F. Duane Ackerman
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
2
|
Elect Robert D. Beyer
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
3
|
Elect Kermit R. Crawford
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
4
|
Elect Jack M. Greenberg
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
5
|
Elect Herbert L. Henkel
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
6
|
Elect Siddarth N. Mehta
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
7
|
Elect Andrea Redmond
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
8
|
Elect John W. Rowe
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
9
|
Elect Judith A. Sprieser
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
10
|
Elect Mary Alice Taylor
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
11
|
Elect Thomas J. Wilson
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
13
|
Approval of Material Terms of the Annual Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
15
|
ShrHldr Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
16
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Allstate Corporation
|
ALL
|
020002101
|
5/20/2014
|
17
|
ShrHldr Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Alpine Global Dynamic Dividend Fund
|
AGD
|
02082E205
|
5/28/2014
|
1.1
|
Elect Eleanor T Hoagland
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Alpine Global Dynamic Dividend Fund
|
AGD
|
02082E205
|
5/28/2014
|
1.2
|
Elect Jeffrey E. Wacksman
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Alpine Global Dynamic Dividend Fund
|
AGD
|
02082E205
|
5/28/2014
|
2
|
Transaction of Other Business
|
Mgmt
|
For
|
For 75%
Against 24% Abstain 1%
|
Against
|
|
Alpine Global Premier Properties Fund
|
AWP
|
02083A103
|
5/28/2014
|
1.1
|
Elect Eleanor T Hoagland
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Alpine Global Premier Properties Fund
|
AWP
|
02083A103
|
5/28/2014
|
1.2
|
Elect Jeffrey E. Wacksman
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Alpine Global Premier Properties Fund
|
AWP
|
02083A103
|
5/28/2014
|
2
|
Transaction of Other Business
|
Mgmt
|
For
|
For 74%
Against 25% Abstain 1%
|
Against
|
|
Alpine Total Dynamic Dividend Fund
|
AOD
|
021060207
|
5/28/2014
|
1.1
|
Elect Eleanor T Hoagland
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Alpine Total Dynamic Dividend Fund
|
AOD
|
021060207
|
5/28/2014
|
1.2
|
Elect Jeffrey E. Wacksman
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Alpine Total Dynamic Dividend Fund
|
AOD
|
021060207
|
5/28/2014
|
2
|
Transaction of Other Business
|
Mgmt
|
For
|
For 75%
Against 24%
Abstain1%
|
Against
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
1
|
Elect Robert H. Benmosche
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
2
|
Elect W. Don Cornwell
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
3
|
Elect Peter R. Fisher
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
4
|
Elect John Fitzpatrick
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
5
|
Elect William G. Jurgensen
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
6
|
Elect Christopher S. Lynch
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
7
|
Elect Arthur C. Martinez
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
16
|
Amendments to the Long-Term Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
17
|
ShrHldr Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.1
|
Elect Jennifer S. Banner
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.2
|
Elect K. David Boyer, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.3
|
Elect Anna R. Cablik
|
Mgmt
|
For
|
Withhold
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.4
|
Elect Ronald E. Deal
|
Mgmt
|
For
|
Withhold
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.5
|
Elect James A. Faulkner
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.6
|
Elect I. Patricia Henry
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.7
|
Elect John P. Howe, III
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.8
|
Elect Eric C. Kendrick
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.9
|
Elect Kelly S. King
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.10
|
Elect Louis B. Lynn
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.11
|
Elect Edward C. Milligan
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.12
|
Elect Charles A. Patton
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.13
|
Elect Nido R. Qubein
|
Mgmt
|
For
|
Withhold
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.14
|
Elect Tollie W. Rich, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.15
|
Elect Thomas E. Skains
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.16
|
Elect Thomas N. Thompson
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.17
|
Elect Edwin H. Welch
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
1.18
|
Elect Stephen T. Williams
|
Mgmt
|
For
|
Withhold
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
4
|
Adoption of Majority Vote for Election of Directors
|
Mgmt
|
For
|
For
|
For
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
5
|
ShrHldr Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
BB&T Corporation
|
BBT
|
054937107
|
4/29/2014
|
6
|
ShrHldr Proposal Regarding Recoupment of Unearned Bonuses
|
ShrHldr
|
Against
|
Against
|
For
|
|
BlackRock Corporate High Yield Fund Inc
|
COY
|
09255L106
|
10/11/2013
|
1
|
Reorganization of BlackRock Corporate High Yield Fund, Inc. ("COY") into HYT
|
Mgmt
|
For
|
For 83%
Against 13.5%
Abstain 3.5%
|
Against
|
|
BlackRock Corporation High Yield Fund III Inc
|
CYE
|
09255M104
|
7/30/2013
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 97%
Abstain 3%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
CYE
|
09255M104
|
7/30/2013
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 97%
Abstain 3%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
CYE
|
09255M104
|
7/30/2013
|
1.3
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 97%
Abstain 3%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
CYE
|
09255M104
|
7/30/2013
|
1.4
|
Elect Frank J. Fabozzi
|
Mgmt
|
For
|
For 97%
Abstain 3%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
CYE
|
09255M104
|
7/30/2013
|
1.5
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 97%
Abstain 3%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
CYE
|
09255M104
|
7/30/2013
|
1.6
|
Elect James T. Flynn
|
Mgmt
|
For
|
For 97%
Abstain 3%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
CYE
|
09255M104
|
7/30/2013
|
1.7
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 97%
Abstain 3%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
CYE
|
09255M104
|
7/30/2013
|
1.8
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 97%
Abstain 3%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
CYE
|
09255M104
|
7/30/2013
|
1.9
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 97%
Abstain 3%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
CYE
|
09255M104
|
7/30/2013
|
1.10
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 97%
Abstain 3%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
CYE
|
09255M104
|
7/30/2013
|
1.11
|
Elect Karen P. Robards
|
Mgmt
|
For
|
For 97%
Abstain 3%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
7/30/2013
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
7/30/2013
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
7/30/2013
|
1.3
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
7/30/2013
|
1.4
|
Elect Frank J. Fabozzi
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
7/30/2013
|
1.5
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
7/30/2013
|
1.6
|
Elect James T. Flynn
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
7/30/2013
|
1.7
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
7/30/2013
|
1.8
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
7/30/2013
|
1.9
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
7/30/2013
|
1.10
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
7/30/2013
|
1.11
|
Elect Karen P. Robards
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
BlackRock Corporation High Yield Fund III Inc
|
HYV
|
09255M104
|
10/11/2013
|
1
|
Reorganization of BlackRock Corporate High Yield Fund V, Inc. ("HYV") into HYT
|
Mgmt
|
For
|
For 92%
Against 5.5%
Abstain 2.5%
|
For
|
|
BlackRock Credit Allocation Income Trust
|
BTZ
|
092508100
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
BlackRock Credit Allocation Income Trust
|
BTZ
|
092508100
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
BlackRock Credit Allocation Income Trust
|
BTZ
|
092508100
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
BlackRock Credit Allocation Income Trust
|
BTZ
|
092508100
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Blackrock Energy & Resources Trust
|
BGR
|
09250U101
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.1
|
Elect Paul L. Audet
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.2
|
Elect Michael J. Castellano
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.3
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.4
|
Elect Frank J. Fabozzi
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.5
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.6
|
Elect James T. Flynn
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.7
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.8
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.9
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.10
|
Elect W. Carl Kester
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/30/2013
|
1.11
|
Elect Karen P. Robards
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
BlackRock Enhanced Equity Dividend Trust
|
BDJ
|
09251A104
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Enhanced Equity Dividend Trust
|
BDJ
|
09251A104
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Enhanced Equity Dividend Trust
|
BDJ
|
09251A104
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Enhanced Equity Dividend Trust
|
BDJ
|
09251A104
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock High Income Shares
|
HIS
|
09250E107
|
10/11/2013
|
1
|
Reorganization of BlackRock High Income Shares ("HIS") into HYT
|
Mgmt
|
For
|
For 89%
Against 7%
Abstain 4%
|
For
|
|
BlackRock High Yield Trust.
|
BHY
|
09248N102
|
10/11/2013
|
1
|
Reorganization of BlackRock High Yield Trust ("BHY") into HYT
|
Mgmt
|
For
|
For 91%
Against 6.5%
Abstain 2.5%
|
For
|
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Cohen & Steers Quality Income Realty Fund, Inc.
|
RQI
|
19247L106
|
4/24/2014
|
1.2
|
Elect Michael Clark
|
Mgmt
|
For
|
For 97.5% Withhold 2.5%
|
For
|
|
Cohen & Steers Quality Income Realty Fund, Inc.
|
RQI
|
19247L106
|
4/24/2014
|
1.3
|
Elect Richard E. Kroon
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Cohen & Steers REIT & Preferred Income Fund, Inc.
|
RNP
|
19247X100
|
4/24/2014
|
1.1
|
Elect Bonnie Cohen
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Cohen & Steers REIT & Preferred Income Fund, Inc.
|
RNP
|
19247X100
|
4/24/2014
|
1.2
|
Elect Michael Clark
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Cohen & Steers REIT & Preferred Income Fund, Inc.
|
RNP
|
19247X100
|
4/24/2014
|
1.3
|
Elect Richard E. Kroon
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Cohen & Steers Total Return Realty Fund Inc
|
RFI
|
19247R103
|
4/24/2014
|
1
|
Issuance of Common Stock
|
Mgmt
|
For
|
For 90%
Against 5.5%
Abstain 4.5%
|
For
|
|
Cohen & Steers Total Return Realty Fund Inc
|
RFI
|
19247R103
|
4/24/2014
|
2
|
Authority to Increase or Decrease Authorized Common Stock
|
Mgmt
|
For
|
For 72%
Against 23%
Abstain 5%
|
Against
|
|
Cohen & Steers Total Return Realty Fund Inc
|
RFI
|
19247R103
|
4/24/2014
|
3
|
Amendment to Investment Objective Regarding Loans
|
Mgmt
|
For
|
For 81.5%
Against 13%
Abstain 5.5%
|
For
|
|
Cohen & Steers Total Return Realty Fund Inc
|
RFI
|
19247R103
|
4/24/2014
|
4
|
Amendment to Investment Objective Regarding Short Sales or Positions
|
Mgmt
|
For
|
For 82.5%
Against 12.5%
Abstain 5%
|
For
|
|
Cohen & Steers Total Return Realty Fund Inc
|
RFI
|
19247R103
|
4/24/2014
|
5
|
Amendment to Investment Objective Regarding Purchases Made on Margin
|
Mgmt
|
For
|
For 82.5%
Against 12.5%
Abstain 5%
|
For
|
|
Cohen & Steers Total Return Realty Fund Inc
|
RFI
|
19247R103
|
4/24/2014
|
1.1
|
Elect Bonnie Cohen
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Cohen & Steers Total Return Realty Fund Inc
|
RFI
|
19247R103
|
4/24/2014
|
1.2
|
Elect Michael Clark
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Cohen & Steers Total Return Realty Fund Inc
|
RFI
|
19247R103
|
4/24/2014
|
1.3
|
Elect Richard E. Kroon
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.1
|
Elect Kenneth J. Bacon
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.2
|
Elect Sheldon M. Bonovitz
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.3
|
Elect Edward D. Breen
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.4
|
Elect Joseph J. Collins
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.5
|
Elect J. Michael Cook
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.6
|
Elect Gerald L. Hassell
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.7
|
Elect Jeffrey A. Honickman
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.8
|
Elect Eduardo G. Mestre
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.9
|
Elect Brian L. Roberts
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.10
|
Elect Ralph J. Roberts
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.11
|
Elect Johnathan A. Rodgers
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
1.12
|
Elect Judith Rodin
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
4
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Comcast Corporation
|
CMCSA
|
20030N200
|
5/21/2014
|
5
|
ShrHldr Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
For
|
Against
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
1
|
Elect Richard L. Armitage
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
2
|
Elect Richard H. Auchinleck
|
Mgmt
|
For
|
Against
|
Against
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
3
|
Elect Charles E. Bunch
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
4
|
Elect James E. Copeland, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
5
|
Elect Jody L Freeman
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
6
|
Elect Gay Huey Evans
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
7
|
Elect Ryan M. Lance
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
8
|
Elect Robert A. Niblock
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
9
|
Elect Harald J. Norvik
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
10
|
Elect William E. Wade, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
Against
|
Against
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
13
|
2014 Omnibus Stock and Performance Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
14
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/13/2014
|
15
|
ShrHldr Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
ShrHldr
|
Against
|
Against
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
1
|
Elect Stephanie A. Burns
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
2
|
Elect John A. Canning Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
3
|
Elect Richard T. Clark
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
4
|
Elect Robert F. Cummings, Jr.
|
Mgmt
|
For
|
Against
|
Against
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
5
|
Elect James B. Flaws
|
Mgmt
|
For
|
Against
|
Against
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
6
|
Elect Deborah A. Henretta
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
7
|
Elect Kurt M. Landgraf
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
8
|
Elect Kevin J. Martin
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
9
|
Elect Deborah D. Rieman
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
10
|
Elect Hansel E. Tookes II
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
11
|
Elect Wendell P. Weeks
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
12
|
Elect Mark S. Wrighton
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
14
|
2014 Variable Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
Corning Incorporated
|
GLW
|
219350105
|
4/29/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/18/2014
|
1.1
|
Elect W. Thacher Brown
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/18/2014
|
1.2
|
Elect Gautam Khanna
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
Against
|
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/18/2014
|
1.3
|
Elect Ellen D. Harvey
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/18/2014
|
1.4
|
Elect Thomas E. Spock
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/18/2014
|
1.5
|
Elect Suzanne P. Welsh
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
Against
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
1
|
Elect Samuel R. Allen
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
2
|
Elect Crandall C. Bowles
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
3
|
Elect Vance D. Coffman
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
4
|
Elect Charles O. Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
5
|
Elect Dipak C. Jain
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
6
|
Elect Clayton M. Jones
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
7
|
Elect Joachim Milberg
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
8
|
Elect Richard B. Myers
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
9
|
Elect Gregory R. Page
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
10
|
Elect Thomas H. Patrick
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
11
|
Elect Sherry M. Smith
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Deere & Company
|
DE
|
244199105
|
2/26/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.1
|
Elect Thomas L. Bennett
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.2
|
Elect Joseph W. Chow
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.3
|
Elect Patrick P. Coyne
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.4
|
Elect John A. Fry
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.5
|
Elect Anthony D. Knerr
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.6
|
Elect Lucinda S. Landreth
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.7
|
Elect Frances A. Sevilla-Sacasa
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.8
|
Elect Thomas K. Whitford
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.9
|
Elect Janet L. Yeomans
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Delaware Enhanced Global Dividend & Income Fund
|
DEX
|
246060107
|
8/21/2013
|
1.10
|
Elect J. Richard Zecher
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.1
|
Elect Barbara M. Baumann
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.2
|
Elect John E. Bethancourt
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.3
|
Elect Robert H. Henry
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.4
|
Elect John A. Hill
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.5
|
Elect Michael M. Kanovsky
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.6
|
Elect Robert A. Mosbacher, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.7
|
Elect J. Larry Nichols
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.8
|
Elect Duane C. Radtke
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.9
|
Elect Mary P. Ricciardello
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
1.10
|
Elect John Richels
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
3
|
Elect John A. Canning Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
4
|
Elect Christopher M. Crane
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
5
|
Elect Yves C. de Balmann
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
6
|
Elect Nicholas DeBenedictis
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
7
|
Elect Nelson A. Diaz
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
8
|
Elect Sue Ling Gin
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
9
|
Elect Paul L. Joskow
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
10
|
Elect Robert J. Lawless
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
11
|
Elect Richard W. Mies
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
12
|
Elect William C. Richardson
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
13
|
Elect John W. Rogers, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
14
|
Elect Mayo A. Shattuck III
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
15
|
Elect Stephen D. Steinour
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
17
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
18
|
Renewal of the Annual Incentive Plan for Senior Executives
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
19
|
ShrHldr Proposal Regarding Pay Ratio
|
ShrHldr
|
Against
|
Against
|
For
|
|
Federated Enhanced Treasury Income Fund
|
FTT
|
314162108
|
9/13/2013
|
1.1
|
Elect Thomas M. O'Neill
|
Mgmt
|
For
|
For 78%
Withhold 22%
|
For
|
|
Federated Enhanced Treasury Income Fund
|
FTT
|
314162108
|
9/13/2013
|
1.2
|
Elect John S. Walsh
|
Mgmt
|
For
|
For 78%
Withhold 22%
|
For
|
|
First Trust Dividend and Income Fund
|
FAV
|
33731L100
|
9/16/2013
|
1
|
Approval of a New Sub-Advisory Agreement Between First Trust Dividend & Income Fund and Chartwell Investment Partners, L.P.
|
Mgmt
|
For
|
For 89%
Against 4%
Abstain 7%
|
For
|
|
First Trust Energy Income and Growth Fund
|
FEO
|
33731K102
|
4/23/2014
|
1.1
|
Elect Robert F. Keith
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
First Trust Energy Income and Growth Fund
|
FEO
|
33731K102
|
4/23/2014
|
1.1
|
Elect Robert F. Keith
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
First Trust High Income Long Short Fund
|
FSD
|
33738E109
|
4/23/2014
|
1.1
|
Elect Robert F. Keith
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
First Trust Mortgage Income Fund
|
FMY
|
33734E103
|
4/23/2014
|
1.1
|
Elect Robert F. Keith
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
Franklin Universal Trust
|
FT
|
355145103
|
3/21/2014
|
1.1
|
Elect Harris J. Ashton
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Franklin Universal Trust
|
FT
|
355145103
|
3/21/2014
|
1.2
|
Elect Sam Ginn
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Franklin Universal Trust
|
FT
|
355145103
|
3/21/2014
|
1.3
|
Elect Edith E. Holiday
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Franklin Universal Trust
|
FT
|
355145103
|
3/21/2014
|
1.4
|
Elect Gregory E. Johnson
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Franklin Universal Trust
|
FT
|
355145103
|
3/21/2014
|
1.5
|
Elect Rupert H. Johnson, Jr.
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Franklin Universal Trust
|
FT
|
355145103
|
3/21/2014
|
1.6
|
Elect J. Michael Luttig
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Franklin Universal Trust
|
FT
|
355145103
|
3/21/2014
|
1.7
|
Elect Frank A. Olson
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Franklin Universal Trust
|
FT
|
355145103
|
3/21/2014
|
1.8
|
Elect Larry D. Thompson
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Franklin Universal Trust
|
FT
|
355145103
|
3/21/2014
|
1.9
|
Elect John B. Wilson
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Gabelli Global Utility & Income Trust.
|
GLU
|
36242L105
|
5/12/2014
|
1.1
|
Elect Salvatore J. Zizza
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
GAMCO Natural Resources, Gold & Income Trust
|
GGN
|
36465A109
|
5/12/2014
|
1.1
|
Elect Frank J. Fahrenkopf, Jr.
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
GAMCO Natural Resources, Gold & Income Trust
|
GGN
|
36465A109
|
5/12/2014
|
1.2
|
Elect Salvatore J. Zizza
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
GAMCO Natural Resources, Gold & Income Trust
|
GNT
|
36465A109
|
5/12/2014
|
1.1
|
Elect Mario d'Urso
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
GAMCO Natural Resources, Gold & Income Trust
|
GNT
|
36465A109
|
5/12/2014
|
1.2
|
Elect Michael J. Melarkey
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
GAMCO Natural Resources, Gold & Income Trust
|
GNT
|
36465A109
|
5/12/2014
|
1.3
|
Elect Anthonie C. van Ekris
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
GDL Fund
|
GDL
|
361570104
|
5/12/2014
|
1.1
|
Elect Clarence A. Davis
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
GDL Fund
|
GDL
|
361570104
|
5/12/2014
|
1.2
|
Elect Arthur V. Ferrara
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.1
|
Elect Rodney B. Berens
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
Against
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.2
|
Elect Lewis B. Cullman
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.3
|
Elect Spencer Davidson
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.4
|
Elect Gerald M. Edelman
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.5
|
Elect John D. Gordan, III
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.6
|
Elect Betsy F. Gotbaum
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.7
|
Elect Sidney R. Knafel
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.8
|
Elect Daniel M. Neidich
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
Against
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
1.9
|
Elect Jeffrey W. Priest
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
General American Investors Company, Inc.
|
GAM
|
368802104
|
4/16/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 96%
Against 3.5%
Abstain 0.5%
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
1
|
Elect Mary T. Barra
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
2
|
Elect Nicholas D. Chabraja
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
3
|
Elect James S. Crown
|
Mgmt
|
For
|
Against
|
Against
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
4
|
Elect William P. Fricks
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
5
|
Elect Paul G. Kaminski
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
6
|
Elect John M. Keane
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
7
|
Elect Lester L. Lyles
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
8
|
Elect James N. Mattis
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
9
|
Elect Phebe N. Novakovic
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
10
|
Elect William A. Osborn
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
11
|
Elect Laura J Schumacher
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
12
|
Elect Sir Robert Walmsley
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
15
|
ShrHldr Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
General Dynamics Corporation
|
GD
|
369550108
|
5/7/2014
|
16
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
1
|
Elect W. Geoffrey Beattie
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
2
|
Elect John J. Brennan
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
3
|
Elect James I. Cash, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
4
|
Elect Francisco D'Souza
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
5
|
Elect Marijn E. Dekkers
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
6
|
Elect Ann M. Fudge
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
7
|
Elect Susan Hockfield
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
8
|
Elect Jeffrey R. Immelt
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
9
|
Elect Andrea Jung
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
10
|
Elect Robert W. Lane
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
11
|
Elect Rochelle B. Lazarus
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
12
|
Elect James J. Mulva
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
13
|
Elect James E. Rohr
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
14
|
Elect Mary L. Schapiro
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
15
|
Elect Robert J. Swieringa
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
16
|
Elect James S. Tisch
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
17
|
Elect Douglas A. Warner III
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
18
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
19
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
20
|
ShrHldr Proposal Regarding Cumulative Voting
|
ShrHldr
|
Against
|
Against
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
21
|
ShrHldr Proposal Regarding Retention of Shares
|
ShrHldr
|
Against
|
Against
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
22
|
ShrHldr Proposal Regarding Double Board Nominees
|
ShrHldr
|
Against
|
Against
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
23
|
ShrHldr Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
24
|
ShrHldr Proposal Regarding Cessation of All Stock Options and Bonuses
|
ShrHldr
|
Against
|
Against
|
For
|
|
General Electric Company
|
GE
|
369604103
|
4/23/2014
|
25
|
ShrHldr Proposal Regarding Sale of Company
|
ShrHldr
|
Against
|
Against
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
1
|
Elect Lloyd C. Blankfein
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
2
|
Elect M. Michele Burns
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
3
|
Elect Gary D. Cohn
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
4
|
Elect Claes Dahlbäck
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
5
|
Elect William W. George
|
Mgmt
|
For
|
For
|
For
|
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/2/2013
|
2
|
Elect Colin D. Meadows
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.1
|
Elect Charles L. Bardelis
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.2
|
Elect James R. Boyle
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.3
|
Elect Craig Bromley
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.4
|
Elect Peter S. Burgess
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.5
|
Elect William H. Cunningham
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.6
|
Elect Grace K. Fey
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.7
|
Elect Theron S. Hoffman
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.8
|
Elect Deborah C. Jackson
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.9
|
Elect Hassell H. McClellan
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.10
|
Elect James M. Oates
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.11
|
Elect Steven R. Pruchansky
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.12
|
Elect Gregory A. Russo
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Income Securities Trust
|
JHS
|
410123103
|
2/18/2014
|
1.13
|
Elect Warren A. Thomson
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.1
|
Elect Charles L. Bardelis
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.2
|
Elect James R. Boyle
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.3
|
Elect Craig Bromley
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.4
|
Elect Peter S. Burgess
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.5
|
Elect William H. Cunningham
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.6
|
Elect Grace K. Fey
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.7
|
Elect Theron S. Hoffman
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.8
|
Elect Deborah C. Jackson
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.9
|
Elect Hassell H. McClellan
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.10
|
Elect James M. Oates
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.11
|
Elect Steven R. Pruchansky
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.12
|
Elect Gregory A. Russo
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Investors Trust
|
JHI
|
410142103
|
2/18/2014
|
1.13
|
Elect Warren A. Thomson
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
2/18/2014
|
1.1
|
Elect James R. Boyle
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
2/18/2014
|
1.2
|
Elect William H. Cunningham
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
2/18/2014
|
1.3
|
Elect Grace K. Fey
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
2/18/2014
|
1.4
|
Elect Hassell H. McClellan
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Premium Dividend Fund
|
PDT
|
41013T105
|
2/18/2014
|
1.5
|
Elect Gregory A. Russo
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Tax- Advantaged Dividend Income
|
HTD
|
41013V100
|
2/18/2014
|
1.1
|
Elect James R. Boyle
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Tax- Advantaged Dividend Income
|
HTD
|
41013V100
|
2/18/2014
|
1.2
|
Elect William H. Cunningham
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Tax- Advantaged Dividend Income
|
HTD
|
41013V100
|
2/18/2014
|
1.3
|
Elect Grace K. Fey
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Tax- Advantaged Dividend Income
|
HTD
|
41013V100
|
2/18/2014
|
1.4
|
Elect Hassell H. McClellan
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
John Hancock Tax- Advantaged Dividend Income
|
HTD
|
41013V100
|
2/18/2014
|
1.5
|
Elect Gregory A. Russo
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
1.1
|
Elect Natalie A. Black
|
Mgmt
|
For
|
Withhold
|
Against
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
1.2
|
Elect Raymond L. Conner
|
Mgmt
|
For
|
For
|
For
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
1.3
|
Elect William H. Lacy
|
Mgmt
|
For
|
For
|
For
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
1.4
|
Elect Alex A. Molinaroli
|
Mgmt
|
For
|
For
|
For
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Johnson Controls, Inc.
|
JCI
|
478366107
|
1/29/2014
|
3
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
1
|
Elect Linda B. Bammann
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
2
|
Elect James A. Bell
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
3
|
Elect Crandall C. Bowles
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
4
|
Elect Stephen B. Burke
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
5
|
Elect James S. Crown
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
6
|
Elect James Dimon
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
7
|
Elect Timothy P. Flynn
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
8
|
Elect Laban P. Jackson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
9
|
Elect Michael A. Neal
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
10
|
Elect Lee R. Raymond
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
11
|
Elect William C. Weldon
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
14
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
15
|
ShrHldr Proposal Regarding Right to Call a Special Meeting
|
ShrHldr
|
Against
|
Against
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/20/2014
|
16
|
ShrHldr Proposal Regarding Cumulative Voting
|
ShrHldr
|
Against
|
Against
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
1.1
|
Elect John Bryant
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
1.2
|
Elect Stephanie A. Burns
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
1.3
|
Elect June Montgomery Tabron
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
1.4
|
Elect Rogelio Rebolledo
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
2
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
3
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
4
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
5
|
ShrHldr Proposal Regarding Human Rights Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Kellogg Company
|
K
|
487836108
|
4/25/2014
|
6
|
ShrHldr Proposal Regarding Simple Majority Vote
|
ShrHldr
|
Against
|
For
|
Against
|
|
Korea Equity Fund Inc
|
KEF
|
50063B104
|
8/15/2013
|
1.1
|
Elect E. Han Kim
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Korea Equity Fund Inc
|
KEF
|
50063B104
|
8/15/2013
|
1.2
|
Elect Marcia L. MacHarg
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
1
|
Elect Reuben V. Anderson
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
2
|
Elect Robert D. Beyer
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
3
|
Elect David B. Dillon
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
4
|
Elect Susan J. Kropf
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
5
|
Elect David B. Lewis
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
6
|
Elect W. Rodney McMullen
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
7
|
Elect Jorge P. Montoya
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
8
|
Elect Clyde R. Moore
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
9
|
Elect Susan M. Phillips
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
10
|
Elect Steven R. Rogel
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
11
|
Elect James A. Runde
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
12
|
Elect Ronald L. Sargent
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
13
|
Elect Bobby S. Shackouls
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
14
|
2014 Long-Term Incentive and Cash Bonus Plan
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
16
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
17
|
ShrHldr Proposal Regarding Human Rights Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Kroger Co.
|
KR
|
501044101
|
6/26/2014
|
18
|
ShrHldr Proposal Regarding Extended Producer Responsibility
|
ShrHldr
|
Against
|
Against
|
For
|
|
Liberty All-Star Equity Fund
|
USA
|
530158104
|
8/29/2013
|
1.1
|
Elect Richard W. Lowry
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
Liberty All-Star Equity Fund
|
USA
|
530158104
|
8/29/2013
|
1.2
|
Elect John J. Neuhauser
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
Liberty All-Star Equity Fund
|
USA
|
530158104
|
8/29/2013
|
1.3
|
Elect Richard C. Rantzow
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
Against
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
1
|
Elect Michael L. Eskew
|
Mgmt
|
For
|
For
|
For
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
2
|
Elect Karen N. Horn
|
Mgmt
|
For
|
Against
|
Against
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
3
|
Elect William Kaelin
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
5
|
Elect Stephen J. Luczo
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
6
|
Elect David F. Marquardt
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
7
|
Elect Charles H. Noski
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
8
|
Elect Helmut G. W. Panke
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
9
|
Elect John W. Thompson
|
Mgmt
|
For
|
Against
|
Against
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
10
|
Approval of the Material Terms of the Executive Officer Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
11
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Neuberger Berman High Yield Strategies Fund
|
NHS
|
64128C106
|
8/22/2013
|
1.1
|
Elect Jack L. Rivkin
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
Against
|
|
Neuberger Berman High Yield Strategies Fund
|
NHS
|
64128C106
|
8/22/2013
|
1.2
|
Elect Tom D. Seip
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Neuberger Berman Real Estate Securities Income Fund Inc
|
NRO
|
64190A103
|
8/22/2013
|
1.1
|
Elect Jack L. Rivkin
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
Against
|
|
Neuberger Berman Real Estate Securities Income Fund Inc
|
NRO
|
64190A103
|
8/22/2013
|
1.2
|
Elect Tom D. Seip
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
The New Ireland Fund, Inc.
|
IRL
|
645673104
|
6/10/2014
|
1.1
|
Elect Margaret Duffy
|
Mgmt
|
For
|
For 96.75%
Withhold 3.25%
|
For
|
|
The New Ireland Fund, Inc.
|
IRL
|
645673104
|
6/10/2014
|
1.2
|
Elect Sean Hawkshaw
|
Mgmt
|
For
|
For 96.75%
Withhold 3.25%
|
For
|
|
Nuveen AMT-Free Municipal Income Fund
|
NEA
|
670657105
|
8/7/2013
|
1.1
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Nuveen AMT-Free Municipal Income Fund
|
NEA
|
670657105
|
8/7/2013
|
1.2
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Nuveen AMT-Free Municipal Income Fund
|
NEA
|
670657105
|
8/7/2013
|
1.3
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Nuveen Build America Bond Fund
|
NBB
|
67074C103
|
8/7/2013
|
1.1
|
Elect William C. Hunter
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Build America Bond Fund
|
NBB
|
67074C103
|
8/7/2013
|
1.2
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Build America Bond Fund
|
NBB
|
67074C103
|
8/7/2013
|
1.3
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Build America Bond Fund
|
NBB
|
67074C103
|
8/7/2013
|
1.4
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NXZ
|
67070F100
|
8/7/2013
|
1.1
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NXZ
|
67070F100
|
8/7/2013
|
1.2
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NXZ
|
67070F100
|
8/7/2013
|
1.3
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070F100
|
8/7/2013
|
1.1
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070F100
|
8/7/2013
|
1.2
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Fund
|
NZF
|
67070F100
|
8/7/2013
|
1.3
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/7/2013
|
1.1
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/7/2013
|
1.2
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Dividend Advantage Municipal Income Fund
|
NVG
|
67071L106
|
8/7/2013
|
1.3
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Municipal Advantage Fund
|
NMA
|
67062H106
|
8/7/2013
|
1.1
|
Elect John P. Amboian
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Advantage Fund
|
NMA
|
67062H106
|
8/7/2013
|
1.2
|
Elect Robert P. Bremner
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Advantage Fund
|
NMA
|
67062H106
|
8/7/2013
|
1.3
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Advantage Fund
|
NMA
|
67062H106
|
8/7/2013
|
1.4
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Advantage Fund
|
NMA
|
67062H106
|
8/7/2013
|
1.5
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Advantage Fund
|
NMA
|
67062H106
|
8/7/2013
|
1.6
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Advantage Fund
|
NMA
|
67062H106
|
8/7/2013
|
1.7
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Advantage Fund
|
NMA
|
67062H106
|
8/7/2013
|
1.8
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Market Opportunity Fund
|
NMO
|
67062W103
|
8/7/2013
|
1.1
|
Elect John P. Amboian
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Market Opportunity Fund
|
NMO
|
67062W103
|
8/7/2013
|
1.2
|
Elect Robert P. Bremner
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Market Opportunity Fund
|
NMO
|
67062W103
|
8/7/2013
|
1.3
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Market Opportunity Fund
|
NMO
|
67062W103
|
8/7/2013
|
1.4
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Market Opportunity Fund
|
NMO
|
67062W103
|
8/7/2013
|
1.5
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Market Opportunity Fund
|
NMO
|
67062W103
|
8/7/2013
|
1.6
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Market Opportunity Fund
|
NMO
|
67062W103
|
8/7/2013
|
1.7
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Municipal Market Opportunity Fund
|
NMO
|
67062W103
|
8/7/2013
|
1.8
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Performance Plus Municipal Fund
|
NPP
|
67062P108
|
8/7/2013
|
1.1
|
Elect John P. Amboian
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Performance Plus Municipal Fund
|
NPP
|
67062P108
|
8/7/2013
|
1.2
|
Elect Robert P. Bremner
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Performance Plus Municipal Fund
|
NPP
|
67062P108
|
8/7/2013
|
1.3
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Performance Plus Municipal Fund
|
NPP
|
67062P108
|
8/7/2013
|
1.4
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Performance Plus Municipal Fund
|
NPP
|
67062P108
|
8/7/2013
|
1.5
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Performance Plus Municipal Fund
|
NPP
|
67062P108
|
8/7/2013
|
1.6
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Performance Plus Municipal Fund
|
NPP
|
67062P108
|
8/7/2013
|
1.7
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Performance Plus Municipal Fund
|
NPP
|
67062P108
|
8/7/2013
|
1.8
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.1
|
Elect John P. Amboian
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.2
|
Elect Robert P. Bremner
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.3
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.4
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.5
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.6
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.7
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Income Municipal Fund
|
NPF
|
670977107
|
8/7/2013
|
1.8
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JTP
|
67072C105
|
4/11/2014
|
1.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JTP
|
67072C105
|
4/11/2014
|
1.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JTP
|
67072C105
|
4/11/2014
|
1.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JTP
|
67072C105
|
4/11/2014
|
1.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JPS
|
67072C105
|
4/11/2014
|
1.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JPS
|
67072C105
|
4/11/2014
|
1.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JPS
|
67072C105
|
4/11/2014
|
1.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JPS
|
67072C105
|
4/11/2014
|
1.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
4/11/2014
|
1.1
|
Elect William Adams, IV
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
4/11/2014
|
1.2
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
4/11/2014
|
1.3
|
Elect John K. Nelson
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Quality Preferred Income Fund 3
|
JHP
|
67072W101
|
4/11/2014
|
1.4
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/7/2013
|
1.1
|
Elect John P. Amboian
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/7/2013
|
1.2
|
Elect Robert P. Bremner
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/7/2013
|
1.3
|
Elect Jack B. Evans
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/7/2013
|
1.4
|
Elect David J. Kundert
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/7/2013
|
1.5
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/7/2013
|
1.6
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/7/2013
|
1.7
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Select Quality Municipal Fund
|
NQS
|
670973106
|
8/7/2013
|
1.8
|
Elect Terence J. Toth
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
NBD
|
67074Q102
|
8/7/2013
|
1.1
|
Elect William C. Hunter
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
NBD
|
67074Q102
|
8/7/2013
|
1.2
|
Elect Judith M. Stockdale
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
The Swiss Helvetia Fund, Inc.
|
SWZ
|
870875101
|
6/27/2014
|
1.1
|
Elect Richard Brealey
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
For
|
|
The Swiss Helvetia Fund, Inc.
|
SWZ
|
870875101
|
6/27/2014
|
1.2
|
Elect Claus Helbig
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
For
|
|
The Swiss Helvetia Fund, Inc.
|
SWZ
|
870875101
|
6/27/2014
|
1.3
|
Elect Samuel B. Witt, III
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
For
|
|
The Swiss Helvetia Fund, Inc.
|
SWZ
|
870875101
|
6/27/2014
|
2
|
Approval of a New Investment Advisory Agreement
|
Mgmt
|
For
|
For 93%
Against 5.5%
Abstain 1.5%
|
For
|
|
The Swiss Helvetia Fund, Inc.
|
SWZ
|
870875101
|
6/27/2014
|
3
|
Approval of a New Investment Sub-Advisory Agreement
|
Mgmt
|
For
|
For 93%
Against 5.5%
Abstain 1.5%
|
For
|
|
The Taiwan Fund, Inc.
|
TWN
|
874036106
|
4/22/2014
|
1.1
|
Elect Joe O. Rogers
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
The Taiwan Fund, Inc.
|
TWN
|
874036106
|
4/22/2014
|
1.2
|
Elect M. Christopher Canavan, Jr.
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
The Taiwan Fund, Inc.
|
TWN
|
874036106
|
4/22/2014
|
1.3
|
Elect Michael F. Holland
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
Against
|
|
The Taiwan Fund, Inc.
|
TWN
|
874036106
|
4/22/2014
|
1.4
|
Elect William C. Kirby
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
The Taiwan Fund, Inc.
|
TWN
|
874036106
|
4/22/2014
|
1.5
|
Elect Anthony Kai Yiu Lo
|
Mgmt
|
For
|
For 62%
Withhold 38%
|
Against
|
|
The Taiwan Fund, Inc.
|
TWN
|
874036106
|
4/22/2014
|
2
|
Approval of a New Investment Advisory Agreement
|
Mgmt
|
For
|
For 29%
Against 71%
|
For
|
|
Templeton Russia and East European Fund Inc
|
TRF
|
88022F105
|
8/23/2013
|
1.1
|
Elect Edith E. Holiday
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Templeton Russia and East European Fund Inc
|
TRF
|
88022F105
|
8/23/2013
|
1.2
|
Elect Frank A. Olson
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Templeton Russia and East European Fund Inc
|
TRF
|
88022F105
|
8/23/2013
|
1.3
|
Elect Robert E. Wade
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Templeton Russia and East European Fund Inc
|
TRF
|
88022F105
|
8/23/2013
|
1.4
|
Elect Rupert H. Johnson, Jr.
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Templeton Russia and East European Fund Inc
|
TRF
|
88022F105
|
8/23/2013
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
1
|
Elect Carole Black
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
2
|
Elect Glenn A. Britt
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
3
|
Elect Thomas H. Castro
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
4
|
Elect David C. Chang
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
5
|
Elect James E. Copeland, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
6
|
Elect Peter R. Haje
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
7
|
Elect Donna A. James
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
8
|
Elect Don Logan
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
9
|
Elect Robert D. Marcus
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
10
|
Elect N.J. Nicholas, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
11
|
Elect Wayne H. Pace
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
12
|
Elect Edward D. Shirley
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
13
|
Elect John E. Sununu
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
16
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Time Warner Cable, Inc.
|
TWC
|
88732J207
|
6/5/2014
|
17
|
ShrHldr Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
Against
|
For
|
|
Transamerica Income Shares, Inc.
|
TAI
|
893506105
|
7/11/2013
|
1.1
|
Elect Leo J. Hill
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Transamerica Income Shares, Inc.
|
TAI
|
893506105
|
7/11/2013
|
1.2
|
Elect Eugene M. Mannella
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Transamerica Income Shares, Inc.
|
TAI
|
893506105
|
7/11/2013
|
1.3
|
Elect Patricia L. Sawyer
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Transamerica Income Shares, Inc.
|
TAI
|
893506105
|
7/11/2013
|
1.4
|
Elect Alan F. Warrick
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Tri-Continental Corporation
|
TY
|
895436103
|
4/11/2014
|
1.1
|
Elect William P. Carmichael
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
For
|
|
Tri-Continental Corporation
|
TY
|
895436103
|
4/11/2014
|
1.2
|
Elect Patricia M. Flynn
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
For
|
|
Tri-Continental Corporation
|
TY
|
895436103
|
4/11/2014
|
1.3
|
Elect Stephen R. Lewis, Jr.
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
For
|
|
Tri-Continental Corporation
|
TY
|
895436103
|
4/11/2014
|
1.4
|
Elect Catherine James Paglia
|
Mgmt
|
For
|
For 90%
Withhold 10%
|
For
|
|
Tri-Continental Corporation
|
TY
|
895436103
|
4/11/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
1/28/2014
|
1
|
Acquisition
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
1/28/2014
|
2
|
Increase of Authorized Common Stock
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
1/28/2014
|
3
|
Right to Adjourn Meeting
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
1
|
Elect Shellye L. Archambeau
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
2
|
Elect Richard L. Carrión
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
3
|
Elect Melanie L. Healey
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
4
|
Elect M. Frances Keeth
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
5
|
Elect Robert W. Lane
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
6
|
Elect Lowell C. McAdam
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
7
|
Elect Donald T. Nicolaisen
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
8
|
Elect Clarence Otis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
9
|
Elect Rodney E. Slater
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
10
|
Elect Kathryn A. Tesija
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
11
|
Elect Gregory D. Wasson
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
14
|
Adoption of Proxy Access
|
Mgmt
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
15
|
ShrHldr Proposal Regarding Network Neutrality
|
ShrHldr
|
Against
|
Against
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
16
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
17
|
ShrHldr Proposal Regarding Approval of Severance Agreements
|
ShrHldr
|
Against
|
Against
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
18
|
ShrHldr Proposal Regarding Right to Call a Special Meeting
|
ShrHldr
|
Against
|
For
|
Against
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
19
|
ShrHldr Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/1/2014
|
20
|
ShrHldr Proposal Regarding Counting ShrHldr Votes
|
ShrHldr
|
Against
|
Against
|
For
|
|
Virtus Investment Partners Inc
|
DCA
|
92829A103
|
5/20/2014
|
1.1
|
Elect William R. Moyer
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
Virtus Investment Partners Inc
|
DCA
|
92829A103
|
5/20/2014
|
1.2
|
Elect James M. Oates
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
1
|
Elect Janice M. Babiak
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
2
|
Elect David J. Brailer
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
3
|
Elect Steven A. Davis
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
4
|
Elect William C. Foote
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
5
|
Elect Mark P. Frissora
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
6
|
Elect Ginger L. Graham
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
7
|
Elect Alan G. McNally
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
8
|
Elect Dominic P. Murphy
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
9
|
Elect Stefano Pessina
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
10
|
Elect Nancy M. Schlichting
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
11
|
Elect Alejandro Silva
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
12
|
Elect James A. Skinner
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
13
|
Elect Gregory D. Wasson
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
16
|
ShrHldr Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Walgreen Co.
|
WAG
|
931422109
|
1/8/2014
|
17
|
ShrHldr Proposal Regarding Proxy Access
|
ShrHldr
|
Against
|
For
|
Against
|
|
Wellpoint Inc.
|
WLP
|
94973V107
|
5/14/2014
|
1
|
Elect R. Kerry Clark
|
Mgmt
|
For
|
For
|
For
|
|
Wellpoint Inc.
|
WLP
|
94973V107
|
5/14/2014
|
2
|
Elect Robert L. Dixon, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Wellpoint Inc.
|
WLP
|
94973V107
|
5/14/2014
|
3
|
Elect Lewis Hay, III
|
Mgmt
|
For
|
For
|
For
|
|
Wellpoint Inc.
|
WLP
|
94973V107
|
5/14/2014
|
4
|
Elect William J. Ryan
|
Mgmt
|
For
|
For
|
For
|
|
Wellpoint Inc.
|
WLP
|
94973V107
|
5/14/2014
|
5
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Wellpoint Inc.
|
WLP
|
94973V107
|
5/14/2014
|
6
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Wellpoint Inc.
|
WLP
|
94973V107
|
5/14/2014
|
7
|
ShrHldr Proposal Regarding Prohibiting Political Spending
|
ShrHldr
|
Against
|
Against
|
For
|
|
Wells Fargo Advantage Income Opportunities Fund
|
EOD
|
94987C103
|
2/10/2014
|
1.1
|
Elect Isaiah Harris, Jr.
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Wells Fargo Advantage Income Opportunities Fund
|
EOD
|
94987C103
|
2/10/2014
|
1.2
|
Elect David F. Larcker
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Wells Fargo Advantage Income Opportunities Fund
|
EOD
|
94987C103
|
2/10/2014
|
1.3
|
Elect Olivia S. Mitchell
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Western Asset Emerging Markets Debt Fund Inc
|
ESD
|
95766A101
|
4/25/2014
|
1.1
|
Elect Eileen A. Kamerick
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Western Asset Emerging Markets Debt Fund Inc
|
ESD
|
95766A101
|
4/25/2014
|
1.2
|
Elect Riordan Roett
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Western Asset Emerging Markets Debt Fund Inc
|
ESD
|
95766A101
|
4/25/2014
|
1.3
|
Elect Jeswald W. Salacuse
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
8
|
Elect George L. Miles, Jr.
|
Mgmt
|
For
|
Against
|
Against
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
9
|
Elect Henry S. Miller
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
10
|
Elect Robert S. Miller
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
11
|
Elect Suzanne Nora Johnson
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
12
|
Elect Ronald A. Rittenmeyer
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
13
|
Elect Douglas M. Steenland
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
14
|
Elect Theresa M. Stone
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
16
|
Restatement of Protective Amendment to the Certificate of Incorporation
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
17
|
Ratification of the Tax Asset Protection Plan
|
Mgmt
|
For
|
For
|
For
|
|
American International Group, Inc.
|
AIG
|
026874784
|
5/12/2014
|
18
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
1
|
Elect David Baltimore
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
2
|
Elect Frank J. Biondi, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
3
|
Elect Robert A. Bradway
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
4
|
Elect François de Carbonnel
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
5
|
Elect Vance D. Coffman
|
Mgmt
|
For
|
Against
|
Against
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
6
|
Elect Robert A. Eckert
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
7
|
Elect Greg C. Garland
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
8
|
Elect Rebecca M. Henderson
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
9
|
Elect Frank C. Herringer
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
10
|
Elect Tyler Jacks
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
11
|
Elect Judith C. Pelham
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
12
|
Elect Ronald D. Sugar
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
AMGEN Inc.
|
AMGN
|
031162100
|
5/15/2014
|
15
|
ShrHldr Proposal Regarding Counting Abstentions
|
ShrHldr
|
Against
|
Against
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
1
|
Elect Alan L. Boeckmann
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
2
|
Elect Mollie Hale Carter
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
3
|
Elect Terrell K. Crews
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
4
|
Elect Pierre Dufour
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
5
|
Elect Donald E. Felsinger
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
6
|
Elect Antonio dos Santos Maciel Neto
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
7
|
Elect Patrick J. Moore
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
8
|
Elect Thomas F. O'Neill
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
9
|
Elect Francisco Sanchez
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
10
|
Elect Daniel Shih
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
11
|
Elect Kelvin R. Westbrook
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
12
|
Elect Patricia A. Woertz
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Archer-Daniels-Midland Company
|
ADM
|
039483102
|
5/1/2014
|
15
|
ShrHldr Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
Asia Pacific Fund Inc
|
APB
|
044901A00
|
9/6/2013
|
1.1
|
Elect Robert F. Gunia
|
Mgmt
|
For
|
For 89%
Withhold 11%
|
Against
|
|
Asia Pacific Fund Inc
|
APB
|
044901A00
|
9/6/2013
|
1.2
|
Elect Nicholas T. Sibley
|
Mgmt
|
For
|
For 89%
Withhold 11%
|
For
|
|
Asia Pacific Fund Inc
|
APB
|
044901A00
|
9/6/2013
|
1
|
Approval of Investment Mgmt Agreement
|
Mgmt
|
For
|
For 89%
Withhold 11%
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
1
|
Elect Randall L. Stephenson
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
2
|
Elect Reuben V. Anderson
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
3
|
Elect Jaime Chico Pardo
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
4
|
Elect Scott T. Ford
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
5
|
Elect James P. Kelly
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
6
|
Elect Jon C. Madonna
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
7
|
Elect Michael B. McCallister
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
8
|
Elect John B. McCoy
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
9
|
Elect Beth E. Mooney
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
10
|
Elect Joyce M. Roché
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
11
|
Elect Matthew K. Rose
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
12
|
Elect Cynthia B. Taylor
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
13
|
Elect Laura D'Andrea Tyson
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
16
|
Approval of AT&T Severance Policy
|
Mgmt
|
For
|
For
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
17
|
ShrHldr Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
18
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
AT&T Inc.
|
T
|
00206R102
|
4/25/2014
|
19
|
ShrHldr Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
1
|
Elect Sharon L. Allen
|
Mgmt
|
For
|
Against
|
Against
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
2
|
Elect Susan S. Bies
|
Mgmt
|
For
|
Against
|
Against
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
3
|
Elect Jack O. Bovender, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
4
|
Elect Frank P. Bramble, Sr.
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
5
|
Elect Pierre J. P. de Weck
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
6
|
Elect Arnold W. Donald
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
7
|
Elect Charles K. Gifford
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
8
|
Elect Charles O. Holliday, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
9
|
Elect Linda P. Hudson
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
10
|
Elect Monica C. Lozano
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
11
|
Elect Thomas J. May
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
12
|
Elect Brian T. Moynihan
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
13
|
Elect Lionel L. Nowell, III
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
14
|
Elect Clayton S. Rose
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
15
|
Elect R. David Yost
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
17
|
Ratification of Auditor
|
Mgmt
|
For
|
Against
|
Against
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
18
|
Amendment to Series T Preferred Stock
|
Mgmt
|
For
|
For
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
19
|
ShrHldr Proposal Regarding Cumulative Voting
|
ShrHldr
|
Against
|
Against
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
20
|
ShrHldr Proposal Regarding Proxy Access
|
ShrHldr
|
Against
|
Against
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
21
|
ShrHldr Proposal Regarding Lending Portfolio Exposure To Climate Change Risk
|
ShrHldr
|
Against
|
Against
|
For
|
|
Bank of America Corporation
|
BAC
|
060505104
|
5/7/2014
|
22
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
1
|
Elect Ruth E. Bruch
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
2
|
Elect Nicholas M. Donofrio
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
3
|
Elect Jeffrey A. Goldstein
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
4
|
Elect Gerald L. Hassell
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
5
|
Elect Edmund F. Kelly
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
6
|
Elect Richard J. Kogan
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
7
|
Elect Michael J. Kowalski
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
8
|
Elect John A. Luke, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
9
|
Elect Mark A. Nordenberg
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
10
|
Elect Catherine A. Rein
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
11
|
Elect William C. Richardson
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
12
|
Elect Samuel C. Scott III
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
13
|
Elect Wesley W. von Schack
|
Mgmt
|
For
|
For
|
For
|
|
Bank of New York Mellon Corporation
|
BK
|
064058100
|
4/8/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
BlackRock Real Asset Equity Trust
|
BCF
|
09254B109
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock S&P Quality Rankings Global Equity Managed Trust
|
BQY
|
09250D109
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
BlackRock S&P Quality Rankings Global Equity Managed Trust
|
BQY
|
09250D109
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
BlackRock S&P Quality Rankings Global Equity Managed Trust
|
BQY
|
09250D109
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
BlackRock S&P Quality Rankings Global Equity Managed Trust
|
BQY
|
09250D109
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
BlackRock Strategic Bond Trust
|
BHD
|
09249G106
|
10/25/2013
|
1
|
Reorganization
|
Mgmt
|
For
|
For 93.5%
Against 4.5%
Abstain 2%
|
For
|
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2013
|
1.1
|
Elect Richard E. Cavanagh
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2013
|
1.2
|
Elect Kathleen F. Feldstein
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2013
|
1.3
|
Elect Henry Gabbay
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
BlackRock Utility and Infrastructure Trust
|
BUI
|
09248D104
|
7/30/2013
|
1.4
|
Elect Jerrold B. Harris
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
1
|
Elect Bruce L. Byrnes
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
2
|
Elect Nelda J. Connors
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
3
|
Elect Kristina M. Johnson
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
4
|
Elect Edward J. Ludwig
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
5
|
Elect Michael F. Mahoney
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
6
|
Elect Ernest Mario
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
7
|
Elect N.J. Nicholas, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
8
|
Elect Pete M. Nicholas
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
9
|
Elect Uwe E. Reinhardt
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
10
|
Elect David J. Roux
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
11
|
Elect John E. Sununu
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
13
|
Amendment to the 2006 Global Employee Stock Ownership Plan
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Boston Scientific Corporation
|
BSX
|
101137107
|
5/6/2014
|
15
|
ShrHldr Proposal Regarding Animal Welfare
|
ShrHldr
|
Against
|
Against
|
For
|
|
Brookfield Global Listed Infrastructure Income Fund Inc
|
INF
|
11273Q109
|
5/20/2014
|
1.1
|
Elect Louis P. Salvatore
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
Brookfield Global Listed Infrastructure Income Fund Inc
|
INF
|
11273Q109
|
5/20/2014
|
1.2
|
Elect Johnathan C. Tyras
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
Calamos Global Dynamic Income Fund
|
CHW
|
12811L107
|
6/25/2014
|
1.1
|
Elect John P. Calamos, Sr.
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
|
Calamos Global Dynamic Income Fund
|
CHW
|
12811L107
|
6/25/2014
|
1.2
|
Elect William R. Rybak
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
|
Calamos Strategic Total Return Fund
|
CSQ
|
128125101
|
6/25/2014
|
1.1
|
Elect John P. Calamos, Sr.
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
|
Calamos Strategic Total Return Fund
|
CSQ
|
128125101
|
6/25/2014
|
1.2
|
Elect William R. Rybak
|
Mgmt
|
For
|
For 98% Abstain 2%
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
1
|
Elect Richard D. Fairbank
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
2
|
Elect Patrick W. Gross
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
3
|
Elect Ann F. Hackett
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
4
|
Elect Lewis Hay, III
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
5
|
Elect Benjamin P. Jenkins, III
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
6
|
Elect Pierre E. Leroy
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
7
|
Elect Peter E. Raskind
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
8
|
Elect Mayo A. Shattuck III
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
9
|
Elect Bradford H. Warner
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
10
|
Elect Catherine G. West
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
12
|
Amendment to the 2004 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
14
|
Elimination of Supermajority Requirement for Future
Amendments to the Bylaws and the Certificate
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
15
|
Elimination of Supermajority Requirement for the
Removal of Directors
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
16
|
Elimination of Supermajority Requirement for Certain
Business Combinations
|
Mgmt
|
For
|
For
|
For
|
|
Capital One Financial Corporation
|
COF
|
14040H105
|
5/1/2014
|
17
|
ShrHldr Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
The China Fund, Inc.
|
CHN
|
169373107
|
3/13/2014
|
1.1
|
Elect William Kirby
|
Mgmt
|
For
|
For 93%
Withhold 7%
|
For
|
|
The China Fund, Inc.
|
CHN
|
169373107
|
3/13/2014
|
1.2
|
Elect Nigel S. Tulloch
|
Mgmt
|
For
|
For 93%
Withhold 7%
|
For
|
|
The China Fund, Inc.
|
CHN
|
169373107
|
3/13/2014
|
1.3
|
Elect Gary L. French
|
Mgmt
|
For
|
For 93%
Withhold 7%
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
1
|
Elect Carol A. Bartz
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
2
|
Elect Marc Benioff
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
3
|
Elect Gregory Q. Brown
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
4
|
Elect M. Michele Burns
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
5
|
Elect Michael D. Capellas
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
6
|
Elect John T. Chambers
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
7
|
Elect Brian L. Halla
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
8
|
Elect John L. Hennessy
|
Mgmt
|
For
|
Against
|
Against
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
9
|
Elect Kristina M. Johnson
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
10
|
Elect Roderick C. McGeary
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
11
|
Elect Arun Sarin
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
12
|
Elect Steven M. West
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
13
|
Amendment to the 2005 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Cisco Systems, Inc.
|
CSCO
|
17275R102
|
11/19/2013
|
16
|
ShrHldr Proposal Regarding Proxy Advice Contest
|
ShrHldr
|
Against
|
Against
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
1
|
Elect Michael L. Corbat
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
2
|
Elect Duncan P. Hennes
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
3
|
Elect Franz B. Humer
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
4
|
Elect Eugene M. McQuade
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
5
|
Elect Michael E. O'Neill
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
6
|
Elect Gary M. Reiner
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
7
|
Elect Judith Rodin
|
Mgmt
|
For
|
Against
|
Against
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
8
|
Elect Robert L. Ryan
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
9
|
Elect Anthony M. Santomero
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
10
|
Elect Joan E. Spero
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
11
|
Elect Diana L. Taylor
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
12
|
Elect William S. Thompson, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
13
|
Elect James S. Turley
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
14
|
Elect Ernesto Zedillo Ponce de Leon
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
17
|
Approval of the 2014 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
18
|
ShrHldr Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
19
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
20
|
ShrHldr Proposal Regarding Director Indemnification
|
ShrHldr
|
Against
|
Against
|
For
|
|
Citigroup Inc.
|
C
|
172967424
|
4/22/2014
|
21
|
ShrHldr Proposal Regarding Proxy Access
|
ShrHldr
|
Against
|
Against
|
For
|
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/15/2013
|
1.1
|
Elect Edmund J. Burke
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/15/2013
|
1.2
|
Elect John F. Mee
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/15/2013
|
1.3
|
Elect Vincent W. Versaci
|
Mgmt
|
For
|
For 95.5%
Withhold 4.5%
|
For
|
|
Cohen & Steers Dividend Majors Fund, Inc.
|
DVM
|
19248G106
|
4/24/2014
|
1
|
Combination of Funds
|
Mgmt
|
For
|
For 91%
Against 5%
Abstain 4%
|
For
|
|
Cohen & Steers Dividend Majors Fund, Inc.
|
DVM
|
19248G106
|
4/24/2014
|
1.1
|
Elect Bonnie Cohen
|
Mgmt
|
For
|
For 90.5%
Withhold 9.5%
|
For
|
|
Cohen & Steers Dividend Majors Fund, Inc.
|
DVM
|
19248G106
|
4/24/2014
|
1.2
|
Elect Michael Clark
|
Mgmt
|
For
|
For 90.5%
Withhold 9.5%
|
For
|
|
Cohen & Steers Dividend Majors Fund, Inc.
|
DVM
|
19248G106
|
4/24/2014
|
1.3
|
Elect Richard E. Kroon
|
Mgmt
|
For
|
For 90.5%
Withhold 9.5%
|
For
|
|
Cohen & Steers Infrastructure Fund Inc
|
UTF
|
19248A109
|
4/24/2014
|
1.1
|
Elect Bonnie Cohen
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Cohen & Steers Infrastructure Fund Inc
|
UTF
|
19248A109
|
4/24/2014
|
1.2
|
Elect Michael Clark
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Cohen & Steers Infrastructure Fund Inc
|
UTF
|
19248A109
|
4/24/2014
|
1.3
|
Elect Richard E. Kroon
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Cohen & Steers Quality Income Realty Fund, Inc.
|
RQI
|
19247L106
|
4/24/2014
|
1.1
|
Elect Bonnie Cohen
|
Mgmt
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
3
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
4
|
ShrHldr Proposal Regarding Carbon Asset Risk Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
5
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Devon Energy Corporation
|
DVN
|
25179M103
|
6/4/2014
|
6
|
ShrHldr Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change
|
ShrHldr
|
Against
|
Against
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
1
|
Elect Neil R. Austrian
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
2
|
Elect Ralph F. Boyd, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
3
|
Elect Abelardo E. Bru
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
4
|
Elect David B. Dillon
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
5
|
Elect Samuel A. DiPiazza, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
6
|
Elect Dixon R. Doll
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
7
|
Elect Charles R. Lee
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
8
|
Elect Peter A. Lund
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
9
|
Elect Nancy S. Newcomb
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
10
|
Elect Lorrie M. Norrington
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
11
|
Elect Anthony J. Vinciquerra
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
12
|
Elect Michael D. White
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
15
|
ShrHldr Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
Against
|
For
|
|
DIRECTV
|
DTV
|
25490A309
|
4/29/2014
|
16
|
ShrHldr Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
1
|
Elect Susan E. Arnold
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
2
|
Elect John S. Chen
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
3
|
Elect Jack Dorsey
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
4
|
Elect Robert A. Iger
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
5
|
Elect Fred H. Langhammer
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
6
|
Elect Aylwin B. Lewis
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
7
|
Elect Monica C. Lozano
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
8
|
Elect Robert W. Matschullat
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
9
|
Elect Sheryl Sandberg
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
10
|
Elect Orin C. Smith
|
Mgmt
|
For
|
Against
|
Against
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
13
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
14
|
ShrHldr Proposal Regarding Proxy Access
|
ShrHldr
|
Against
|
For
|
Against
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/18/2014
|
15
|
ShrHldr Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
Against
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
1
|
Elect Arnold A. Allemang
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
2
|
Elect Ajay S. Banga
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
3
|
Elect Jacqueline K. Barton
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
4
|
Elect James A. Bell
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
5
|
Elect Jeff M. Fettig
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
6
|
Elect Andrew N. Liveris
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
7
|
Elect Paul Polman
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
8
|
Elect Dennis H. Reilley
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
9
|
Elect James M. Ringler
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
10
|
Elect Ruth G. Shaw
|
Mgmt
|
For
|
Against
|
Against
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
13
|
Amendment to the 2012 Stock Incentive Plan
|
Mgmt
|
For
|
For
|
For
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
14
|
ShrHldr Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Dow Chemical Company
|
DOW
|
260543103
|
5/15/2014
|
15
|
ShrHldr Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Duff & Phelps Global Utility Income Fund Inc
|
DPG
|
26433C105
|
6/19/2014
|
1.1
|
Elect Geraldine M. McNamara
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Duff & Phelps Global Utility Income Fund Inc
|
DPG
|
26433C105
|
6/19/2014
|
1.2
|
Elect Christian H. Poindexter
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Duff & Phelps Global Utility Income Fund Inc
|
DPG
|
26433C105
|
6/19/2014
|
1.3
|
Elect Carl F. Pollard
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
DWS High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/4/2013
|
1.1
|
Elect Henry P. Becton, Jr.
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
DWS High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/4/2013
|
1.2
|
Elect Paul K. Freeman
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
DWS High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/4/2013
|
1.3
|
Elect William R. McClayton
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
DWS High Income Opportunities Fund Inc
|
DHG
|
23339M204
|
9/4/2013
|
1.4
|
Elect Jean Gleason Stromberg
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Eaton Vance Municipal Bond Fund II
|
EIV
|
27827K109
|
7/19/2013
|
1.1
|
Elect Scott E. Eston
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Eaton Vance Municipal Bond Fund II
|
EIV
|
27827K109
|
7/19/2013
|
1.2
|
Elect Thomas E. Faust, Jr.
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Eaton Vance Municipal Bond Fund II
|
EIV
|
27827K109
|
7/19/2013
|
1.3
|
Elect Allen R. Freedman
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Eaton Vance National Municipal Opportunities Trust
|
EOT
|
27829L105
|
1/23/2014
|
1.1
|
Elect William H. Park
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
Eaton Vance National Municipal Opportunities Trust
|
EOT
|
27829L105
|
1/23/2014
|
1.2
|
Elect Ronald A. Pearlman
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
Eaton Vance National Municipal Opportunities Trust
|
EOT
|
27829L105
|
1/23/2014
|
1.3
|
Elect Harriett Tee Taggart
|
Mgmt
|
For
|
For 99%
Withhold 1%
|
For
|
|
Eaton Vance Senior Income Trust
|
EOI
|
278279104
|
7/19/2013
|
1.1
|
Elect Helen Frame Peters
|
Mgmt
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Senior Income Trust
|
EOI
|
278279104
|
7/19/2013
|
1.2
|
Elect Lynn A. Stout
|
Mgmt
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Senior Income Trust
|
EOI
|
278279104
|
7/19/2013
|
1.3
|
Elect Ralph F. Verni
|
Mgmt
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Senior Income Trust
|
EFT
|
278279104
|
3/27/2014
|
1.1
|
Elect Thomas E. Faust
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Eaton Vance Senior Income Trust
|
EFT
|
278279104
|
3/27/2014
|
1.2
|
Elect Allen R. Freedman
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Eaton Vance Senior Income Trust
|
EFT
|
278279104
|
3/27/2014
|
1.3
|
Elect Valerie A. Mosley
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
1
|
Elect Michael W. Brown
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
2
|
Elect Randolph L. Cowen
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
3
|
Elect Gail Deegan
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
4
|
Elect James S. DiStasio
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
5
|
Elect John R. Egan
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
6
|
Elect William D. Green
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
7
|
Elect Edmund F. Kelly
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
8
|
Elect Jami Miscik
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
9
|
Elect Paul Sagan
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
10
|
Elect David N. Strohm
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
11
|
Elect Joseph M. Tucci
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
14
|
ShrHldr Proposal Regarding Independent Board Chairman
|
ShrHldr
|
Against
|
For
|
Against
|
|
EMC Corporation
|
EMC
|
268648102
|
4/30/2014
|
15
|
ShrHldr Proposal Regarding Incorporation of Values in Political Spending
|
ShrHldr
|
Against
|
Against
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
1
|
Elect Janet F. Clark
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
2
|
Elect Charles R. Crisp
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
3
|
Elect James C. Day
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
4
|
Elect Mark G. Papa
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
5
|
Elect H. Leighton Steward
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
6
|
Elect Donald F. Textor
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
7
|
Elect William R. Thomas
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
8
|
Elect Frank G. Wisner
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
9
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
11
|
ShrHldr Proposal Regarding Hydraulic Fracturing
|
ShrHldr
|
Against
|
Against
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/1/2014
|
12
|
ShrHldr Proposal Regarding Methane Reduction Targets
|
ShrHldr
|
Against
|
Against
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
1
|
Elect Anthony K. Anderson
|
Mgmt
|
For
|
For
|
For
|
|
Exelon Corporation
|
EXC
|
30161N101
|
5/6/2014
|
2
|
Elect Ann C. Berzin
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
6
|
Elect James A. Johnson
|
Mgmt
|
For
|
Against
|
Against
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
7
|
Elect Lakshmi N. Mittal
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
8
|
Elect Adebayo O. Ogunlesi
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
9
|
Elect Peter Oppenheimer
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
10
|
Elect James J. Schiro
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
11
|
Elect Debora L. Spar
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
12
|
Elect Mark E. Tucker
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
13
|
Elect David A. Viniar
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Goldman Sachs Group Inc.
|
GS
|
38141G104
|
5/16/2014
|
16
|
ShrHldr Proposal Regarding Proxy Access
|
ShrHldr
|
Against
|
Against
|
For
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
1
|
Amendment of Agreement and Declaration of Trust Regarding Board Size
|
Mgmt
|
For
|
For 95% Against 2%
Abstain 3%
|
For
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
2
|
Elect Randall C. Barnes
|
Mgmt
|
For
|
For 96.5%
Against 2
Abstain 1.5%
|
For
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
3
|
Elect Donald C. Cacciapaglia
|
Mgmt
|
For
|
For 96.5%Against 2%Abstain 1.5%
|
For
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
4
|
Elect Donald A. Chubb Jr.
|
Mgmt
|
For
|
For 96.5%Against 2%Abstain 1.5%
|
For
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
5
|
Elect Jerry B. Farley
|
Mgmt
|
For
|
For 96%
Against 2.5%
Abstain 1.5%
|
For
|
|
Guggenheim Equal Weight Enhanced Equity Income Fund
|
GEQ
|
40167M106
|
4/3/2014
|
6
|
Elect Maynard F. Oliverius
|
Mgmt
|
For
|
For 96%
Against 2.5%
Abstain 1.5%
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
1
|
Elect Marc L. Andreessen
|
Mgmt
|
For
|
Against
|
Against
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
2
|
Elect Shumeet Banerji
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
3
|
Elect Robert R. Bennett
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
4
|
Elect Rajiv L. Gupta
|
Mgmt
|
For
|
Against
|
Against
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
5
|
Elect Raymond J. Lane
|
Mgmt
|
For
|
Against
|
Against
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
6
|
Elect Ann M. Livermore
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
7
|
Elect Raymond E. Ozzie
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
8
|
Elect Gary M Reiner
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
9
|
Elect Patricia F. Russo
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
10
|
Elect James A. Skinner
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
11
|
Elect Margaret C. Whitman
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
12
|
Elect Ralph V. Whitworth
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Hewlett-Packard Company
|
HPQ
|
428236103
|
3/19/2014
|
15
|
ShrHldr Proposal Regarding Formation of a Human Rights Committee
|
ShrHldr
|
Against
|
Against
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
1
|
Elect F. Duane Ackerman
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
2
|
Elect Francis S. Blake
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
3
|
Elect Ari Bousbib
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
4
|
Elect Gregory D. Brenneman
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
5
|
Elect J. Frank Brown
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
6
|
Elect Albert P. Carey
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
7
|
Elect Armando M. Codina
|
Mgmt
|
For
|
Against
|
Against
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
8
|
Elect Helena B. Foulkes
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
9
|
Elect Wayne M. Hewett
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
10
|
Elect Karen Katen
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
11
|
Elect Mark Vadon
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
14
|
ShrHldr Proposal Regarding Right to Call a Special Meeting
|
ShrHldr
|
Against
|
For
|
Against
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/22/2014
|
15
|
ShrHldr Proposal Regarding Employment Diversity Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
The India Fund, Inc.
|
IFN
|
454089103
|
2/3/2014
|
1
|
Elimination of Fundamental Policy Governing Semi-Annual Repurchase Offers
|
Mgmt
|
For
|
For 80%
Against 18.5%
Abstain 1.5%
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
1
|
Elect Charlene Barshefsky
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
2
|
Elect Andy D. Bryant
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
3
|
Elect Susan L. Decker
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
4
|
Elect John J. Donahoe
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
5
|
Elect Reed E. Hundt
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
6
|
Elect Brian M. Krzanich
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
7
|
Elect James D. Plummer
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
8
|
Elect David S. Pottruck
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
9
|
Elect Frank D. Yeary
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
10
|
Elect David B. Yoffie
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Intel Corporation
|
INTC
|
458140100
|
5/22/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
1
|
Elect Alain J. P. Belda
|
Mgmt
|
For
|
Against
|
Against
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
2
|
Elect William R. Brody
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
3
|
Elect Kenneth I. Chenault
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
4
|
Elect Michael L. Eskew
|
Mgmt
|
For
|
Against
|
Against
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
5
|
Elect David N. Farr
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
6
|
Elect Shirley A. Jackson
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
7
|
Elect Andrew N. Liveris
|
Mgmt
|
For
|
Against
|
Against
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
8
|
Elect W. James McNerney, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
9
|
Elect James W. Owens
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
10
|
Elect Virginia M. Rometty
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
11
|
Elect Joan E. Spero
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
12
|
Elect Sidney Taurel
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
13
|
Elect Lorenzo H. Zambrano Treviño
|
Mgmt
|
For
|
Against
|
Against
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
15
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
16
|
Re-approve Performance Goals of the Company's Long-Term Incentive Awards
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
17
|
2014 Employees Stock Purchase Plan
|
Mgmt
|
For
|
For
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
18
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
19
|
ShrHldr Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
International Business Machines Corporation
|
IBM
|
459200101
|
4/29/2014
|
20
|
ShrHldr Proposal Regarding Compensation in the Event of a Change in Control
|
ShrHldr
|
Against
|
Against
|
For
|
|
Invesco
|
VLT
|
46132L107
|
8/2/2013
|
1
|
Elect R. Craig Kennedy
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Invesco
|
VLT
|
46132L107
|
8/2/2013
|
2
|
Elect Colin D. Meadows
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Invesco
|
VLT
|
46132L107
|
8/2/2013
|
3
|
Elect Hugo F. Sonnenschein
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Invesco Mun Income Opportunities Trust II
|
IIM
|
46132P108
|
8/8/2013
|
1.1
|
Elect Albert R. Dowden
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
Invesco Mun Income Opportunities Trust II
|
IIM
|
46132P108
|
8/8/2013
|
1.2
|
Elect Hugo F. Sonnenschein
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
Invesco Mun Income Opportunities Trust II
|
IIM
|
46132P108
|
8/8/2013
|
1.3
|
Elect Raymond Stickel, Jr.
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
Invesco Mun Income Opportunities Trust II
|
IIM
|
46132P108
|
8/8/2013
|
1.1
|
Elect Albert R. Dowden
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
Invesco Mun Income Opportunities Trust II
|
IIM
|
46132P108
|
8/8/2013
|
1.2
|
Elect Hugo F. Sonnenschein
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
Invesco Mun Income Opportunities Trust II
|
IIM
|
46132P108
|
8/8/2013
|
1.3
|
Elect Raymond Stickel, Jr.
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
Invesco Municipal Income Opportunities Trust
|
OIA
|
46132X101
|
8/8/2013
|
1.1
|
Elect Albert R. Dowden
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Invesco Municipal Income Opportunities Trust
|
OIA
|
46132X101
|
8/8/2013
|
1.2
|
Elect Prema Mathai-Davis
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Invesco Municipal Income Opportunities Trust
|
OIA
|
46132X101
|
8/8/2013
|
1.3
|
Elect Hugo F. Sonnenschein
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Invesco Municipal Income Opportunities Trust
|
OIA
|
46132X101
|
8/8/2013
|
1.4
|
Elect Raymond Stickel, Jr.
|
Mgmt
|
For
|
For 97%
Withhold 3%
|
For
|
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/2/2013
|
1
|
Elect R. Craig Kennedy
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
Invesco Municipal Opportunity Trust
|
VMO
|
46132C107
|
8/2/2013
|
2
|
Elect Colin D. Meadows
|
Mgmt
|
For
|
For 96.5%
Withhold 3.5%
|
For
|
|
Invesco Municipal Trust
|
VKQ
|
46131J103
|
8/2/2013
|
1
|
Elect R. Craig Kennedy
|
Mgmt
|
For
|
For 96%
Withhold 4%
|
For
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
4
|
Elect John C. Lechleiter
|
Mgmt
|
For
|
For
|
For
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
5
|
Elect Marschall S. Runge
|
Mgmt
|
For
|
For
|
For
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
6
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Eli Lilly and Company
|
LLY
|
532457108
|
5/5/2014
|
7
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/28/2014
|
1.1
|
Elect Eileen A. Kamerick
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/28/2014
|
1.2
|
Elect Riordan Roett
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/28/2014
|
1.3
|
Elect Jeswald W. Salacuse
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
LMP Capital and Income Fund Inc
|
SCD
|
50208A102
|
3/28/2014
|
1.4
|
Elect Kenneth D. Fuller
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
LMP Real Estate Income Fund Inc
|
RIT
|
50208C108
|
4/25/2014
|
1.1
|
Elect Daniel P. Cronin
|
Mgmt
|
For
|
For 93.5%
Withhold 6.5%
|
For
|
|
LMP Real Estate Income Fund Inc
|
RIT
|
50208C108
|
4/25/2014
|
1.2
|
Elect Paolo M. Cucchi
|
Mgmt
|
For
|
For 93.5%
Withhold 6.5%
|
For
|
|
LMP Real Estate Income Fund Inc
|
RIT
|
50208C108
|
4/25/2014
|
1.3
|
Elect Riordan Roett
|
Mgmt
|
For
|
For 93.5%
Withhold 6.5%
|
For
|
|
LMP Real Estate Income Fund Inc
|
RIT
|
50208C108
|
4/25/2014
|
1.4
|
Elect Kenneth D. Fuller
|
Mgmt
|
For
|
For 93.5%
Withhold 6.5%
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
1
|
Elect Daniel F. Akerson
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
2
|
Elect Nolan D. Archibald
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
3
|
Elect Rosalind G. Brewer
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
4
|
Elect David B. Burritt
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
5
|
Elect James O. Ellis, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
6
|
Elect Thomas J. Falk
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
7
|
Elect Marillyn A. Hewson
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
8
|
Elect Gwendolyn S. King
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
9
|
Elect James M. Loy
|
Mgmt
|
For
|
Against
|
Against
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
10
|
Elect Douglas H. McCorkindale
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
11
|
Elect Joseph W. Ralston
|
Mgmt
|
For
|
Against
|
Against
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
12
|
Elect Anne L. Stevens
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
15
|
Amendment to the 2011 Incentive Performance Award Plan
|
Mgmt
|
For
|
For
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
16
|
ShrHldr Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
17
|
ShrHldr Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Lockheed Martin Corporation
|
LMT
|
539830109
|
4/24/2014
|
18
|
ShrHldr Proposal Regarding Recoupment of Unearned Bonuses
|
ShrHldr
|
Against
|
Against
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
1
|
Elect Stephen F. Bollenbach
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
2
|
Elect Deirdre P. Connelly
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
3
|
Elect Meyer Feldberg
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
4
|
Elect Sara L. Levinson
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
5
|
Elect Terry J. Lundgren
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
6
|
Elect Joseph Neubauer
|
Mgmt
|
For
|
Against
|
Against
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
7
|
Elect Joyce M. Roché
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
8
|
Elect Paul C. Varga
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
9
|
Elect Craig E. Weatherup
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
10
|
Elect Marna C. Whittington
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
11
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Macy's Inc.
|
M
|
55616P104
|
5/16/2014
|
13
|
Amendment to the Omnibus Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
1
|
Elect Gregory H. Boyce
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
2
|
Elect Pierre R. Brondeau
|
Mgmt
|
For
|
Against
|
Against
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
3
|
Elect Linda Z. Cook
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
4
|
Elect Chadwick C. Deaton
|
Mgmt
|
For
|
Against
|
Against
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
5
|
Elect Shirley A. Jackson
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
6
|
Elect Philip Lader
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
7
|
Elect Michael E.J. Phelps
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
8
|
Elect Dennis H. Reilley
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
9
|
Elect Lee M. Tillman
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
10
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
11
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
12
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
For
|
Against
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/30/2014
|
13
|
ShrHldr Proposal Regarding Methane Emissions Reporting and Reduction Targets
|
ShrHldr
|
Against
|
Against
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
1
|
Elect Óscar Fanjul Martín
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
2
|
Elect Daniel S. Glaser
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
3
|
Elect H. Edward Hanway
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
4
|
Elect Ian Lang
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
5
|
Elect Elaine La Roche
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
6
|
Elect Steven A. Mills
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
7
|
Elect Bruce P. Nolop
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
8
|
Elect Marc D. Oken
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
9
|
Elect Morton O. Schapiro
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
10
|
Elect Adele S. Simmons
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
11
|
Elect Lloyd M. Yates
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
12
|
Elect R. David Yost
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/15/2014
|
14
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
1
|
Elect Cheryl W. Grisé
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
2
|
Elect Carlos M. Gutierrez
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
3
|
Elect R. Glenn Hubbard
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
4
|
Elect Steven A. Kandarian
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
5
|
Elect John M. Keane
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
6
|
Elect Alfred F. Kelly, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
7
|
Elect William E. Kennard
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
8
|
Elect James M. Kilts
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
9
|
Elect Catherine R. Kinney
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
10
|
Elect Denise M. Morrison
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
11
|
Elect Kenton J. Sicchitano
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
12
|
Elect Lulu C. Wang
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
15
|
2015 Stock and Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
MetLife, Inc.
|
MET
|
59156R108
|
4/22/2014
|
16
|
Non-Mgmt Director Stock Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
MFS High Income Municipal Trust
|
59318D104
|
10/3/2013
|
1.1
|
Elect Maureen R. Goldfarb
|
Mgmt
|
For
|
For: 96% Withhold: 4%
|
For
|
|
|
MFS High Income Municipal Trust
|
59318D104
|
10/3/2013
|
1.2
|
Elect Robert J. Manning
|
Mgmt
|
For
|
For: 96% Withhold: 4%
|
For
|
|
|
MFS High Yield Municipal Trust
|
59318E102
|
10/3/2013
|
1.1
|
Elect Maureen R. Goldfarb
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
|
|
MFS High Yield Municipal Trust
|
59318E102
|
10/3/2013
|
1.2
|
Elect Robert J. Manning
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
|
|
MFS Intermediate High Income Fund
|
59318T109
|
10/3/2013
|
1.1
|
Elect Maureen R. Goldfarb
|
Mgmt
|
For
|
Vote Note:
For 96%
Withhold 4%
|
For
|
|
|
MFS Intermediate High Income Fund
|
59318T109
|
10/3/2013
|
1.2
|
Elect Robert J. Manning
|
Mgmt
|
For
|
Vote Note:
For 96%
Withhold 4%
|
For
|
|
|
MFS Intermediate High Income Fund
|
59318T109
|
10/3/2013
|
1.3
|
Elect Laurie J. Thomsen
|
Mgmt
|
For
|
Vote Note:
For 96%
Withhold 4%
|
For
|
|
|
MFS Investment Grade Municipal Trust
|
59318B108
|
10/3/2013
|
1.1
|
Elect Maureen R. Goldfarb
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
|
|
MFS Investment Grade Municipal Trust
|
59318B108
|
10/3/2013
|
1.2
|
Elect Robert J. Manning
|
Mgmt
|
For
|
For: 97% Withhold: 3%
|
For
|
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
1
|
Elect Steven A. Ballmer
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
2
|
Elect Dina Dublon
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
3
|
Elect William H. Gates III
|
Mgmt
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/19/2013
|
4
|
Elect Maria Klawe
|
Mgmt
|
For
|
For
|
For
|
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
NBD
|
67074Q102
|
8/7/2013
|
1.3
|
Elect Carole E. Stone
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Nuveen Tax-Advantaged Dividend Growth Fund
|
NBD
|
67074Q102
|
8/7/2013
|
1.4
|
Elect Virginia L. Stringer
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.1
|
Elect Enrique R. Arzac
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.2
|
Elect Phyllis O. Bonanno
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.3
|
Elect Kenneth J. Dale
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.4
|
Elect Frederic A. Escherich
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.5
|
Elect Roger W. Gale
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.6
|
Elect Kathleen T. McGahran
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.7
|
Elect Craig R. Smith
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
1.8
|
Elect Mark E. Stoeckle
|
Mgmt
|
For
|
For 94.5%
Withhold 5.5%
|
For
|
|
Petroleum & Resources Corporation
|
PEO
|
716549100
|
4/10/2014
|
2
|
Ratification of Auditor
|
Mgmt
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
1
|
Elect Dennis A. Ausiello
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
2
|
Elect W. Don Cornwell
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
3
|
Elect Frances D. Fergusson
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
4
|
Elect Helen H. Hobbs
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
5
|
Elect Constance J. Horner
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
6
|
Elect James M. Kilts
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
7
|
Elect George A. Lorch
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
8
|
Elect Shantanu Narayen
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
9
|
Elect Suzanne Nora Johnson
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
10
|
Elect Ian C. Read
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
11
|
Elect Stephen W. Sanger
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
12
|
Elect Marc Tessier-Lavigne
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
15
|
2014 Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
16
|
ShrHldr Proposal Regarding Approval of Political Contributions Policy
|
ShrHldr
|
Against
|
Against
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
17
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Pfizer Inc.
|
PFE
|
717081103
|
4/24/2014
|
18
|
ShrHldr Proposal Regarding Right to Act by Written Consent
|
ShrHldr
|
Against
|
For
|
Against
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
1
|
Elect Thomas J. Baltimore, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
2
|
Elect Gordon M. Bethune
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
3
|
Elect Gilbert F. Casellas
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
4
|
Elect James G. Cullen
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
5
|
Elect Mark B. Grier
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
6
|
Elect Constance J. Horner
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
7
|
Elect Martina Hund-Mejean
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
8
|
Elect Karl J. Krapek
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
9
|
Elect Christine A. Poon
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
10
|
Elect Douglas A. Scovanner
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
11
|
Elect John R. Strangfeld
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
12
|
Elect James A. Unruh
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
13
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
14
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
Against
|
Against
|
|
Prudential Financial, Inc.
|
PRU
|
744320102
|
5/13/2014
|
15
|
ShrHldr Proposal Regarding Retention of Shares Until Retirement
|
ShrHldr
|
Against
|
Against
|
For
|
|
Putnam High Income Securities Fund
|
PCF
|
746779107
|
2/27/2014
|
1
|
Approval of New Mgmt Contract for Fund
|
Mgmt
|
For
|
For 89%
Against 7%
Abstain 4%
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
1
|
Elect Barbara T. Alexander
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
2
|
Elect Donald G. Cruickshank
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
3
|
Elect Raymond V. Dittamore
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
4
|
Elect Susan Hockfield
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
5
|
Elect Thomas W. Horton
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
6
|
Elect Paul E. Jacobs
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
7
|
Elect Sherry Lansing
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
8
|
Elect Steven M. Mollenkopf
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
9
|
Elect Duane A. Nelles
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
10
|
Elect Clark T. Randt, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
11
|
Elect Francisco Ros
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
12
|
Elect Jonathan J. Rubinstein
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
13
|
Elect Brent Scowcroft
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
14
|
Elect Marc I. Stern
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
15
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
16
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
QUALCOMM Incorporated
|
QCOM
|
747525103
|
3/4/2014
|
17
|
Frequency of Advisory Vote on Executive Compensation
|
Mgmt
|
1 Year
|
1 Year
|
For
|
|
Reaves Utility Income Fund
|
UTG
|
756158101
|
5/2/2014
|
1.1
|
Elect Mary K. Anstine
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
Against
|
|
Reaves Utility Income Fund
|
UTG
|
756158101
|
5/2/2014
|
1.2
|
Elect Michael F. Holland
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
Against
|
|
RMR Real Estate Income Fund
|
76970B101
|
4/23/2014
|
1
|
Elect John L. Harrington
|
Mgmt
|
For
|
For 95.25%
Against 3.25%
Abstain 1.5%
|
Against
|
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
1
|
Elect Peter L.S. Currie
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
2
|
Elect Tony Isaac
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
3
|
Elect K.V. Kamath
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
4
|
Elect Maureen Kempston Darkes
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
5
|
Elect Paal Kibsgaard
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
6
|
Elect Nikolay Kudryavtsev
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
7
|
Elect Michael E. Marks
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
8
|
Elect Lubna Olayan
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
9
|
Elect Leo Rafael Reif
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
10
|
Elect Tore I. Sandvold
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
11
|
Elect Henri Seydoux
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
12
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
13
|
Approval of Financial Statements/Dividends
|
Mgmt
|
For
|
For
|
For
|
|
Schlumberger N.V. (Schlumberger Limited)
|
SLB
|
806857108
|
4/9/2014
|
14
|
Appointment of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
St. Jude Medical, Inc.
|
STJ
|
790849103
|
5/1/2014
|
1
|
Elect Richard R. Devenuti
|
Mgmt
|
For
|
For
|
For
|
|
St. Jude Medical, Inc.
|
STJ
|
790849103
|
5/1/2014
|
2
|
Elect Stefan K. Widensohler
|
Mgmt
|
For
|
For
|
For
|
|
St. Jude Medical, Inc.
|
STJ
|
790849103
|
5/1/2014
|
3
|
Elect Wendy L. Yarno
|
Mgmt
|
For
|
For
|
For
|
|
St. Jude Medical, Inc.
|
STJ
|
790849103
|
5/1/2014
|
4
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
St. Jude Medical, Inc.
|
STJ
|
790849103
|
5/1/2014
|
5
|
Mgmt Incentive Compensation Plan
|
Mgmt
|
For
|
For
|
For
|
|
St. Jude Medical, Inc.
|
STJ
|
790849103
|
5/1/2014
|
6
|
Repeal of Classified Board
|
Mgmt
|
For
|
For
|
For
|
|
St. Jude Medical, Inc.
|
STJ
|
790849103
|
5/1/2014
|
7
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
1
|
Elect Jose E. Almeida
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
2
|
Elect Kennett F. Burnes
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
3
|
Elect Peter Coym
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
4
|
Elect Patrick de Saint-Aignan
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
5
|
Elect Amelia C. Fawcett
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
6
|
Elect Linda A. Hill
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
7
|
Elect Joseph L. Hooley
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
8
|
Elect Robert S. Kaplan
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
9
|
Elect Richard P. Sergel
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
10
|
Elect Ronald L. Skates
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
11
|
Elect Gregory L. Summe
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
12
|
Elect Thomas J. Wilson
|
Mgmt
|
For
|
For
|
For
|
|
State Street Corporation
|
STT
|
857477103
|
5/14/2014
|
13
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Western Asset Emerging Markets Debt Fund Inc
|
ESD
|
95766A101
|
4/25/2014
|
1.4
|
Elect Kenneth D. Fuller
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Western Asset Managed High Income Portfolio Inc.
|
MHY
|
95766L107
|
6/27/2014
|
1.1
|
Elect Carol L. Colman
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Western Asset Managed High Income Portfolio Inc.
|
MHY
|
95766L107
|
6/27/2014
|
1.2
|
Elect Leslie H. Gelb
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Western Asset Managed High Income Portfolio Inc.
|
MHY
|
95766L107
|
6/27/2014
|
1.3
|
Elect Riordan Roett
|
Mgmt
|
For
|
For 98.5%
Withhold 1.5%
|
For
|
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
IGI
|
95790A101
|
3/28/2014
|
1.1
|
Elect Leslie H. Gelb
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
IGI
|
95790A101
|
3/28/2014
|
1.2
|
Elect Kenneth D. Fuller
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Western Asset Mortgage Defined Opportunity Fund Inc.
|
IGI
|
95790A101
|
3/28/2014
|
1.3
|
Elect William R. Hutchinson
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Western Asset Municipal High Income Fund Inc
|
MHF
|
95766N103
|
2/28/2014
|
1.1
|
Elect William R. Hutchinson
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Western Asset Municipal High Income Fund Inc
|
MHF
|
95766N103
|
2/28/2014
|
1.2
|
Elect Eileen A. Kamerick
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Western Asset Municipal High Income Fund Inc
|
MHF
|
95766N103
|
2/28/2014
|
1.3
|
Elect Jeswald W. Salacuse
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Western Asset Municipal High Income Fund Inc
|
MHF
|
95766N103
|
2/28/2014
|
1.4
|
Elect Kenneth D. Fuller
|
Mgmt
|
For
|
For 98%
Withhold 2%
|
For
|
|
Western Asset-Claymore Inflation-Linked Securities & Income Fu
|
WIA
|
95766Q106
|
5/6/2014
|
1.1
|
Elect Ronald A. Nyberg
|
Mgmt
|
For
|
For 95%
Withhold 5%
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
1
|
Elect David Filo
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
2
|
Elect Susan M. James
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
3
|
Elect Max R. Levchin
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
4
|
Elect Marissa A. Mayer
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
5
|
Elect Thomas J. McInerney
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
6
|
Elect Charles R. Schwab
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
7
|
Elect H. Lee Scott, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
8
|
Elect Jane E. Shaw
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
9
|
Elect Maynard G. Webb, Jr.
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
10
|
Advisory Vote on Executive Compensation
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
11
|
Amendment to the Stock Plan
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
12
|
Ratification of Auditor
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
13
|
Right to Call a Special Meeting
|
Mgmt
|
For
|
For
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
14
|
ShrHldr Proposal Regarding Formation of a Human Rights Committee
|
ShrHldr
|
Against
|
Against
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
15
|
ShrHldr Proposal Regarding Lobbying Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
Yahoo! Inc.
|
YHOO
|
984332106
|
6/25/2014
|
16
|
ShrHldr Proposal Regarding Political Contributions and Expenditures Report
|
ShrHldr
|
Against
|
Against
|
For
|
|
By (Signature and Title)
|
/s/ Ralph W. Bradshaw
|
|||
|
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
|
||||
|
Date
|
August 11, 2014
|
|||