Exhibit No. 1 |
Results of meetings of certain Covered Bondholders dated 09 November 2015
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Exhibit No. 2 |
Publication of Supplemental Trust Deed dated 09 November 2015
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Exhibit No. 3 |
Publication of Final Terms dated 13 November 2015
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Exhibit No. 4 | Holdings in Company dated 20 November 2015 |
Exhibit No. 5 |
Barclays passes 2015 BoE stress test dated 01 December 2015
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Exhibit No. 6 | Total Voting Rights dated 01 December 2015 |
ISIN / Common Code
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Outstanding principal amount
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EUR 2,000,000,000 Series 2009-1 4.00 per cent. Covered Bonds due 2019 (the "Series 2009-1 Covered Bonds")
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XS0456178580 / 045617858
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EUR 1,996,700,0001
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EUR 1,300,000,000 Series 2010-2 4.25 per cent. Covered Bonds due 2022 (the "Series 2010-2 Covered Bonds")
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XS0491009659 / 049100965
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EUR 1,273,500,0002
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EUR 1,000,000,000 Series 2011-1 4.00 per cent. Covered Bonds due 2021 (the "Series 2011-1 Covered Bonds")
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XS0576797947 / 057679794
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EUR 1,000,000,000
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EUR 1,500,000,000 Series 2011-2 3.625 per cent. Covered Bonds due 2016 (the "Series 2011-2 Covered Bonds")
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XS0616754007 / 061675400
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EUR 1,500,000,000
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(a) at the Meeting in respect of the Series 2009-1 Covered Bonds, the necessary quorum was achieved (with 82.17 per cent. of the aggregate Principal Amount Outstanding of the outstanding Series 2009-1
Covered Bonds being represented at the Meeting) and the relevant Extraordinary Resolution was duly passed (with 92.87 per cent. of votes being cast in favour of the relevant Extraordinary Resolution);
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(b) at the Meeting in respect of the Series 2010-2 Covered Bonds, the necessary quorum was achieved (with 80.11 per cent. of the aggregate Principal Amount Outstanding of the outstanding Series 2010-2
Covered Bonds being represented at the Meeting) and the relevant Extraordinary Resolution was duly passed (with 93.11 per cent. of votes being cast in favour of the relevant Extraordinary Resolution);
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(c) at the Meeting in respect of the Series 2011-1 Covered Bonds, the necessary quorum was achieved (with 91.24 per cent. of the aggregate Principal Amount Outstanding of the outstanding Series 2011-1
Covered Bonds being represented at the Meeting) and the relevant Extraordinary Resolution was duly passed (with 97.92 per cent. of votes being cast in favour of the relevant Extraordinary Resolution);
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(d) at the Meeting in respect of the Series 2011-2 Covered Bonds, the necessary quorum was achieved (with 75.86 per cent. of the aggregate Principal Amount Outstanding of the outstanding Series 2011-2
Covered Bonds being represented at the Meeting) and the relevant Extraordinary Resolution was duly passed (with 92.46 per cent. of votes being cast in favour of the relevant Extraordinary Resolution); and
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(e) accordingly, the Amended and Restated Final Terms, the Supplemental Trust Deed and the Amended and Restated Swap Confirmation relating to each of the Series 2009-1 Covered Bonds, the Series 2010-2
Covered Bonds, the Series 2011-1 Covered Bonds and the Series 2011-2 Covered Bonds have been executed by the parties thereto and the amendments to the Conditions of each such Series and the
consequential modification of the Swap Agreement relating to each such Series have become effective.
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SOLICITATION AGENT
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Barclays Bank PLC
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5 The North Colonnade
Canary Wharf
London E14 4BB
United Kingdom
Telephone: +44 203 134 8515
Attention: Liability Management Group
Email: eu.lm@barclays.com
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TABULATION AGENT
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Lucid Issuer Services Limited
Leroy House
436 Essex Road
London N1 3QP
United Kingdom
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Telephone: +44 20 7704 0880
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Attention: Victor Parzyjagla/Thomas Choquet
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Email: barclays@lucid-is.com
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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||||
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
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Barclays plc
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2 Reason for the notification (please tick the appropriate box or boxes):
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||||
An acquisition or disposal of voting rights
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X
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
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||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
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||||
An event changing the breakdown of voting rights
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Other (please specify):
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||||
3. Full name of person(s) subject to the
notification obligation:
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The Capital Group Companies, Inc.
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4. Full name of shareholder(s)
(if different from 3.):
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See Schedule A
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5. Date of the transaction and date on
which the threshold is crossed or
reached:
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18 November 2015
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6. Date on which issuer notified:
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19 November 2015
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7. Threshold(s) that is/are crossed or
reached:
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Below 7%
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8. Notified details:
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||||||||||||||||
A: Voting rights attached to shares
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||||||||||||||||
Class/type of
shares
if possible using
the ISIN CODE
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Situation previous
to the triggering
transaction
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Resulting situation after the triggering transaction
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||||||||||||||
Number
of
Shares
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Number
of
Voting
Rights
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Number
of shares
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Number of voting
rights
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% of voting rights
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||||||||||||
Direct
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Direct
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Indirect
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Direct
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Indirect
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||||||||||||
Ordinary
(GB0031348658)
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1,175,090,125
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1,175,090,125
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1,172,090,125
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6.9829%
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||||||||||||
B: Qualifying Financial Instruments
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||||||||||||||||
Resulting situation after the triggering transaction
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||||||||||||||||
Type of financial
instrument
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Expiration
date
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Exercise/
Conversion Period
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Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
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% of voting
rights
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||||||||||||
n/a
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||||||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
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||||||||||||||||
Resulting situation after the triggering transaction
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||||||||||||||||
Type of financial
instrument
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Exercise price
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Expiration date
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Exercise/
Conversion period
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Number of voting rights instrument refers to
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% of voting rights
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|||||||||||
n/a
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Nominal
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Delta
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||||||||||||||
Total (A+B+C)
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||||||||||||||||
Number of voting rights
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Percentage of voting rights
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|||||||||||||||
1,172,090,125
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6.9829%
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9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
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See Schedule A
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease
to hold:
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12. Date on which proxy holder will cease to hold
voting rights:
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13. Additional information:
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14. Contact name:
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Gina Martinez
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15. Contact telephone number:
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+213 615 0469
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Number of Shares
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Percent of Outstanding
|
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The Capital Group Companies, Inc. ("CG") holdings
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1,172,090,125
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6.983%
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Holdings by CG Management Companies and Funds:
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· Capital Research and Management Company
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1,172,090,125
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6.983%
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· EuroPacific Growth Fund
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Capital and Leverage ratios
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Minimum Stressed Ratio
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Minimum Stressed Ratio
|
||
As at 31.12.14
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before the impact of strategic management actions
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after the impact of strategic management actions4
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As at 30.09.15
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PRA Transitional Common Equity Tier 11
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10.2%
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6.8%
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7.3%
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11.1%
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PRA Transitional Tier 12,3
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13.0%
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9.0%
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9.6%
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14.2%
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PRA Transitional Total Capital2,3
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16.5%
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12.2%
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12.8%
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17.7%
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PRA Transitional CET1 capital (£bn)
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41
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31
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32
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42
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Risk weighted assets (£bn)
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402
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453
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444
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382
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Tier 1 leverage ratio
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3.7%
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3.2%
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3.3%
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4.2%
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Total leverage exposure (£bn)
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1,233
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1,128
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1,128
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1,141
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1 The transitional regulatory adjustment for unrealised gains is no longer applicable from 1 January 2015 resulting in CET1 capital on a fully loaded basis being equal to that on a transitional basis.
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2 The PRA transitional capital is based on guidance provided in policy statement PS 7/13 on strengthening capital standards published in December 2013.
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3 As at 30 September 2015, Barclays' fully loaded Tier 1 capital was £47,859m, and the fully loaded Tier 1 ratio was 12.5%. Fully loaded total regulatory capital was £62,838m and the fully loaded total capital ratio was
16.5%. The fully loaded Tier 1 capital and total capital measures are calculated without applying the transitional provisions set out in CRD IV and assessing compliance of AT1 and T2 instruments against the relevant
criteria in CRD IV.
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4 Given the impact of proactive strategic management actions, the AT1 securities do not trigger in the stress scenario.
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Investor Relations
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Media Relations
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Kathryn McLeland
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Tom Hoskin
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+44 (0) 20 7116 4943
|
+44 (0) 20 7116 6927
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