UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (2) | 02/24/2020 | Common Stock | 1,277 | $ 19.49 | D | Â |
Employee Stock Option (right to buy) | Â (3) | 01/04/2022 | Common Stock | 6,346 | $ 28.03 | D | Â |
Employee Stock Option (right to buy) | Â (4) | 02/06/2023 | Common Stock | 3,835 | $ 53.39 | D | Â |
Employee Stock Option (right to buy) | Â (5) | 09/11/2023 | Common Stock | 58,743 | $ 39.09 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ream Jason C/O SOLARWINDS, INC. 3711 S. MOPAC EXPY., BLDG. TWO AUSTIN, TX 78746 |
 |  |  EVP & CFO |  |
/s/ Bryan A. Sims, Attorney in Fact | 10/02/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 53,038 restricted stock units that entitle the reporting person to receive one share of issuer's common stock per restricted stock unit subject to vesting conditions and 5,059 shares directly held by the reporting person. |
(2) | 1/4 of the shares vested and became exercisable on February 24, 2011 and 1/48 of the shares vest and become exercisable each month thereafter. |
(3) | 1/4 of the shares vested and became exercisable on January 4, 2013 and 1/48 of the shares vest and become exercisable each month thereafter. |
(4) | 1/4 of the shares vested and became exercisable on February 6, 2014 and 1/48 of the shares vest and become exercisable each month thereafter. |
(5) | 1/60th of the shares vested and became exercisable on October 11, 2013 and 1/60th of the shares vest and become exercisable each month thereafter. |