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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
PSU-Director Deferred Comp | $ 13.98 (1) | 12/31/2005 | 12/31/2005 | J | 5,136 | Â | 01/01/2010 | 02/01/2014 | Common Stock | $ 13.98 (2) | 5,136 | Directors' Deferred Compensation Plan |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PAQUETTE JOSEPH FARNAND JR ONE ENERGY PLAZA JACKSON, MI 49201 |
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Michael D VanHemert, Attny-in-Fact | 01/23/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These units are considered phantom stock held pursuant to the Directors' Deferred Compensation Plan of CMS Energy and were acquired on various dates in 2005 at prices ranging from $10.383 to $16.485 per share (price of $13.98 is the price per share for the last 2005 contribution). Such deferred income will be paid in cash in 10 annual installments, commencing in the January following Mr. Paquette's termination of service on the Board, based on the price of the CMS Common stock at those times. |
(2) | These units are considered phantom stock held pursuant to the Directors' Deferred Compensation Plan of CMS Energy and were acquired on various dates in 2005 at prices ranging from $10.383 to $16.485 per share (price of $13.98 is the price per share for the last 2005 contribution). Such deferred income will be paid in cash in 10 annual installments, commencing in the January following Mr. Paquette's termination of service on the Board, based on the price of the CMS Common stock at those times. |