UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58
For the Quarterly Period Ended June 30, 2002
ENTERGY CORPORATION
(a Delaware corporation)
639 Loyola Avenue
New Orleans, Louisiana 70113
Telephone (504) 576-4000
_________________________________________________________________
(Name of registered holding company and address of principal
executive offices)
ITEM 1 - ORGANIZATION CHART
Name of Percentage of
reporting Energy or gas Date of State of voting
company related company organization organization securities held Nature of business
Entergy Energy related November 3, 1997 Delaware a 100% Holding company
Holdings, business owned subsidiary investing in
Inc. (EHI) of Entergy miscellaneous energy
Corporation related companies.
Entergy Energy related January 28, 1999 Delaware a 100% Production, sale, and
Thermal, LLC business owned subsidiary distribution of
(Entergy of EHI thermal energy
Thermal) products.
Entergy Energy related January 28, 1999 Delaware a 100% Energy management
Business business owned subsidiary services.
Solutions, of EHI
LLC (EBS)
Entergy Power Energy related February 25, 1999 Delaware a 100% Holding company
Holdings USA business owned subsidiary investing in
Corporation of Entergy qualifying
(EPH) Corporation facilities.
Entergy Power Energy related February 25, 1999 Delaware a 100% owned Development and
RS business subsidiary of EPH ownership of
Corporation qualifying
(EPRS) facilities.
TLG Services, Energy related December 30, 1986 Connecticut a 100% Provide field
Inc. (TLG) business owned subsidiary services for the
of Entergy decommissioning of
Nuclear, Inc. fossil and nuclear
plants.
Entergy Energy related August 30, 2000 Texas a 99% limited Provide competitive
Solutions business partner interest energy service and
Ltd. (ESLTD) held by Entergy electric sales.
Retail Holding
Company and a 1%
general partner
interest held by
Entergy Retail
Texas, Inc.
ITEM 1 - ORGANIZATION CHART (cont'd)
Name of Percentage of
reporting Energy or gas Date of State of voting
company related company organization organization securities held Nature of business
Entergy-Koch Energy related January 25, 2001 Delaware a 49.5% limited Energy marketing and
Trading, LP business partner interest brokering.
(EKTLP) and a 0.5%
general partner
interest, in each
case indirectly
held by Entergy
Power
International
Holding Corp.
EWO GP LLC Energy related October 30, 2000 Delaware a 100% owned Holding company
(EWOGP) business subsidiary of EWO investing in energy
Marketing commodity brokering
Holding, LLC and related services.
EWO Energy related October 30, 2000 Delaware a 99% limited Energy marketing and
Marketing, business partner interest brokering.
L.P. (EWOM) held by EWO
Marketing
Holding, LLC and
a 1% general
partner interest
held by EWO GP
LLC
Entergy Energy related March 2, 2001 Texas a 99% limited Price-to-Beat retail
Solutions business partner interest electric provider.
Select Ltd. held by Entergy
(ESSL) PTB Holding
Company and a 1%
general partner
interest held by
Entergy Select
LLC
ITEM 1 - ORGANIZATION CHART (cont'd)
Name of Energy or gas Percentage of
reporting related company Date of State of voting
company organization organization securities held Nature of business
Entergy Energy related June 4, 2001 Texas a 99% limited Provider of Last
Solutions business partner interest Resort retail
Essentials held by Entergy electric provider.
Ltd. (ESEL) PTB Holding
Company and a 1%
general partner
interest held by
Entergy Select
LLC
Entergy Energy related July 16, 2001 Delaware a 100% Production, sale, and
Thermal-UNO, business owned subsidiary distribution of
LLC of Entergy thermal energy
(Entergy Corporation products.
Thermal-UNO)
Entergy Energy related February 15, 2002 Delaware a 100% owned Holding company for
Nuclear PFS business subsidiary of investment in Private
Company Entergy Nuclear, Fuel Storage, LLC.
(ENPFS) Inc.
Private Fuel Energy related February 21, 2002 Delaware a 9.9% Class A Development,
Storage LLC business member interest ownership, and
(Private Fuel held by ENPFS operation of a spent
Storage) nuclear fuel storage
facility.
Tradespark Entergy related - Delaware a 5.53% non- Electronic commodity
business voting limited marketplace for North
partner interest America wholesale
indirectly held transactions in
by EKTLP physical and
financial products.
EHI Activities
During the quarterly period ended June 30, 2002, EHI acted
as a holding company engaged in investment in energy related
companies consistent with Rule 58.
Entergy Thermal Activities
During the quarterly period ended June 30, 2002, Entergy
Thermal operated a district cooling and heating system in New
Orleans, Louisiana.
EBS Activities
During the quarterly period ended June 30, 2002, EBS was
inactive, but in the future intends to engage in energy
management services.
EPH Activities
During the quarterly period ended June 30, 2002, EPH acted
as a holding company with respect to Entergy's investments in
"qualifying facilities" (QFs) under the Public Utility Regulatory
Policies Act of 1978 (PURPA).
EPRS Activities
During the quarterly period ended June 30, 2002, EPRS
engaged in the development, acquisition and ownership of a 50%
interest in RS Cogen LLC. RS Cogen LLC is developing, and will
own and operate, a 425 MW cogeneration facility in Louisiana
which is a QF under PURPA.
TLG Activities
During the quarterly period ended June 30, 2002, TLG
provided cost estimates and field services for the
decommissioning of fossil and nuclear plants as well as technical
expertise related to environmental testing and remediation.
ESLTD Activities
During the quarterly period ended June 30, 2002, ESLTD
engaged in the purchasing of power on the ERCOT imbalance market
for its Texas pilot customers.
EKTLP Activities
During the quarterly period ended June 30, 2002, EKTLP
engaged in the business of brokering and marketing of energy
commodities, including but not limited to electricity, natural or
manufactured gas, and other combustible fuels. These services
were provided to electric utilities, power marketers, electric
and municipal cooperatives, and various other customers.
EWOGP Activities
During the quarterly period ended June 30, 2002, EWO acted
as a holding company for investing in energy commodity brokering
and related services.
EWOM Activities
During the quarterly period ended June 30, 2002, EWOM
engaged in the business of managing the power produced by
electric generation assets of affiliates and third-party
customers as well as fulfilling the electric energy needs of
third party customers under long-term contracts. The third-party
customers are principally electric utilities and municipal
cooperatives.
ESSL Activities
During the quarterly period ended June 30, 2002, ESSL was in
its formative stage and in the future intends to engage in
providing price-to-beat energy service and electric sales.
ESEL Activities
During the quarterly period ended June 30, 2002, ESEL was in
its formative stage and in the future intends to engage in
providing energy service and electric sales as the provider of
last resort.
Entergy Thermal-UNO Activities
During the quarterly period ended June 30, 2002, Entergy
Thermal-UNO was in its formative state and in the future intends
to engage in the production, sale, and distribution of thermal
energy products at the University of New Orleans.
ENPFS Activities
During the quarterly period ended June 30, 2002, ENPFS acted
as a holding company for Entergy's 12.9% member interest in
Private Fuel Storage (including a 9.9% Class A member interest
with voting rights).
Private Fuel Storage Activities
During the quarterly period ended June 30, 2002, Private
Fuel Storage continued efforts relating to obtaining a Nuclear
Regulatory Commission license for a proposed spent nuclear fuel
storage facility.
Tradespark Activities
During the quarterly period ended June 30, 2002, Tradespark
operated as an electronic commodity marketplace for North America
wholesale transactions in physical and financial products.
ITEM 2 - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL
CONTRIBUTIONS
Company Type of Principal Issue Person to whom Collateral Consideration
issuing security amount of or Cost of security was given with received for
security issued security renewal capital issued security each security
None N/A N/A N/A N/A N/A N/A N/A
Company contributing capital Company receiving capital Amount of capital
contribution
Entergy Retail Holding Company ESLTD $1,881,000
Entergy Retail Holding Company ESSLTD $ 495,000
Entergy Retail Texas, Inc. ESLTD $ 19,000
Entergy Retail Texas, Inc. ESSLTD $ 5,000
Entergy PTB Holding Company ESSL $3,464,500
Entergy Select LLC ESSL $ 35,000
Entergy Nuclear, Inc. TLG $1,000,000
Entergy Nuclear, Inc. ENPFS $ 121,634
ENPFS Private Fuel Storage $ 71,443
ITEM 3 - ASSOCIATE TRANSACTIONS
Part I - Transactions Performed by Reporting Companies on Behalf
of Associate Companies
Reporting Associate
company company Types of Direct Indirect Total
rendering receiving services costs costs Cost of amount
services services rendered charged charged capital billed
None None N/A N/A N/A N/A N/A
Part II - Transactions Performed by Associate Companies on Behalf
of Reporting Companies
Associate Reporting
company company Types of Direct Indirect Total
rendering receiving services costs costs Cost of amount
services services rendered charged charged capital billed
Entergy EHI Professional $ 79,989 $-0- N/A $ 79,989
Enterprises, services and
Inc. back office
(EEI) support
EEI Entergy Same as above $ 89,061 $-0- N/A $ 89,061
Thermal
EEI EBS Same as above $ 14,718 $-0- N/A $ 14,718
EEI ESSL Same as above $1,709,714 $-0- N/A $1,709,714
EEI ESEL Same as above $ 13,266 $-0- N/A $ 13,266
EEI ESLTD Same as above $ 888,038 $-0- N/A $ 888,038
EEI EPRS Same as above $ 406,553 $-0- N/A $ 406,553
EEI EWOM Same as above $ 221,373 $-0- N/A $ 221,373
EEI TLG Same as above $ 81,122 $-0- N/A $ 81,122
Entergy ESLTD Same as above $ 463,766 $-0- N/A $ 463,766
Solutions
Management
Services LLC
Entergy ESSL Same as above $ 209,049 $-0- N/A $ 209,049
Solutions
Management
Services LLC
ESSLTD ESLTD Same as above $ (24,156) $-0- N/A $ (24,156)
ESSLTD ESSL Same as above $ 693,899 $-0- N/A $ 693,899
Entergy ESSL Same as above $ (3,969) $-0- N/A $ (3,969)
Retail
Texas, Inc.
Part II - Transactions Performed by Associate Companies on Behalf
of Reporting Companies - Continued
Associate Reporting
company company Types of Direct Indirect Total
rendering receiving services costs costs Cost of amount
services services rendered charged charged capital billed
Entergy TLG Same as above $341,739 $-0- N/A $341,739
Nuclear
Operations,
Inc.
Entergy TLG Same as above $124,174 $-0- N/A $124,174
Nuclear,
Inc.
Entergy EPRS Same as above $ 1,068 $-0- N/A $ 1,068
Power
Operations
U.S., Inc.
EKLP LLC EWOM Same as above $975,315 $-0- N/A $975,315
ITEM 4 - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies:
Total consolidated capitalization as of June 30, 2002 $16,900,078,000 Line 1
Total capitalization multiplied by 15% (line 1 multiplied by 0.15) 2,535,011,700 Line 2
Greater of $50 million or line 2 2,535,011,700 Line 3
Total current aggregate investment:
Energy marketing and brokering (ESLTD, EKTLP, EWO, EWOM, ESSL, 362,895,065
Tradespark, and ESEL)
Energy related technical and similar services (EHI, Entergy Thermal, 58,872,122
Entergy Thermal - UNO, EBS, and TLG)
Development and ownership of QFs (EPH and EPRS) 30,207,000
Ownership, operation, and servicing of fuel procurement, 628,366
transportation, handling, and storage facilities (ENPFS and Private
Fuel Storage) --------------
Total current aggregate investment* 452,602,553 Line 4
--------------
Difference between the greater of $50 million or 15% of
capitalization and the total aggregate investment of the registered
holding company system (line 3 less line 4) $2,082,409,147 Line 5
==============
ITEM 5 - OTHER INVESTMENTS
Major line of Other investment Other investment Reason for
energy-related in last U-9C-3 in this U-9C-3 difference in
business report report other investment
N/A -0- -0- N/A
ITEM 6 - FINANCIAL STATEMENTS AND EXHIBITS
A. Financial Statements
Filed under confidential treatment pursuant to Rule 104(b).
B. Exhibits
1. Certificate of filing of Form U-9C-3 for the 1st Quarter of
2002 with interested state commissions and municipal regulator.
SIGNATURE
Pursuant to the requirements of the Public Utility Holding
Company Act of 1935, the registrant has duly caused this report
to be signed on its behalf by the undersigned hereunto duly
authorized.
Entergy Corporation
By: /s/ Nathan E. Langston
Nathan E. Langston
Senior Vice President and Chief
Accounting Officer
Dated: August 28, 2002