FORM 4 |
UNITED STATES SECURITIES
AND EXCHANGE COMMISSION |
OMB APPROVAL |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
OMB
Number: 3235-0287 Filed By Romeo & Dye's Instant Form 4 Filer |
1. Name and Address of Reporting Person* Wilder C. John |
2. Issuer Name and
Ticker or Trading Symbol |
6. Relationship of
Reporting Person(s) Executive Vice President |
||
(Last) (First) (Middle) Entergy Corporation |
3. I.R.S. Identification
Number
|
4. Statement for Month/Day/Year 11/18-19/02 |
||
(Street) New Orleans, LA 70113 |
5. If Amendment, Date of Original (Month/Day/Year) |
7. Individual
or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
||
(City) (State) (Zip) |
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security |
2. Trans- |
2A. Deemed |
3. Trans- |
4. Securities Acquired
(A) or Disposed of (D) |
5. Amount of |
6. Owner- |
7. Nature of Indirect
|
|||
Code |
V |
Amount |
(A) |
Price |
||||||
Entergy Corporation Common Stock |
11/18/02 |
|
P |
|
1,109 (1) |
A |
43.85 |
|
D |
|
Entergy Corporation Common Stock |
11/18/02 |
|
F(1) |
|
1,109 |
D |
43.85 |
|
D |
|
Entergy Corporation Common Stock |
11/18/02 |
|
M |
|
1,109 (1) |
A |
23.00 |
|
D |
|
Entergy Corporation Common Stock |
11/18/02 |
|
S |
|
1,109 (1) |
D |
43.80 |
0 |
D |
|
Entergy Corporation Common Stock |
|
|
|
|
|
|
|
786 |
I |
Savings Plan Balance 09/30/02 |
Entergy Corporation Common Stock |
11/18/02 |
|
P |
|
3,891 (2) |
A |
43.85 |
|
D |
|
Entergy Corporation Common Stock |
11/18/02 |
|
F(2) |
|
3,891 |
D |
43.85 |
|
D |
|
Entergy Corporation Common Stock |
11/18/02 |
|
M |
|
3,891 (2) |
A |
29.94 |
|
D |
|
Entergy Corporation Common Stock |
11/18/02 |
|
S |
|
3,891 (2) |
D |
43.80(3) |
|
D |
|
Entergy Corporation Common Stock |
11/18/02 |
|
P |
|
5,000 (4) |
A |
43.90 |
|
D |
|
Entergy Corporation Common Stock |
11/18/02 |
|
F(4) |
|
5,000 |
D |
43.90 |
|
D |
|
Entergy Corporation Common Stock |
11/18/02 |
|
M |
|
5,000 (4) |
A |
29.94 |
|
D |
|
Entergy Corporation Common Stock |
11/19/02 |
|
S |
|
5,000 (4) |
D |
43.82 |
|
D |
|
Entergy Corporation Common Stock |
11/19/02 |
|
P |
|
5,000 (5) |
A |
44.00 |
|
D |
|
Entergy Corporation Common Stock |
11/19/02 |
|
F(5) |
|
5,000 |
D |
44.00 |
|
D |
|
Entergy Corporation Common Stock |
11/19/02 |
|
M |
|
5,000 (5) |
A |
29.94 |
|
D |
|
Entergy Corporation Common Stock |
11/19/02 |
|
S |
|
5,000 (5) |
D |
43.84 |
|
D |
|
Entergy Corporation Common Stock |
11/19/02 |
|
P |
|
5,000 (6) |
A |
43.90 |
|
D |
|
Entergy Corporation Common Stock |
11/19/02 |
|
F(6) |
|
5,000 |
D |
43.90 |
|
D |
|
Entergy Corporation Common Stock |
11/19/02 |
|
M |
|
5,000 (6) |
A |
29.94 |
|
D |
|
Entergy Corporation Common Stock |
11/19/02 |
|
S |
|
5,000 (6) |
D |
43.81 |
0 |
D |
|
Reminder:
Report on a separate line for each class of securities beneficially owned
directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number |
FORM 4 (continued) |
Table II -
Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Derivative
Security |
2. Conver- |
3. Trans- |
3A. Deemed Execution Date, if any (Month/ Day/ Year) |
4. Trans- |
5. Number of Derivative
Securities Acquired (A) or Disposed of (D) |
6. Date Exercisable |
7. Title and Amount
of Underlying Securities |
8. Price of Derivative
Security |
9. Number of |
10. Owner- |
11. Nature of Indirect
Beneficial Ownership |
||||
Code |
V |
(A) |
(D) |
Date Exer-cisable |
Expira- |
Title |
Amount or Number
of |
||||||||
Employee Stock Option (right to buy) | 23.00 |
11/18/02 |
|
M |
|
|
2,097 (1) |
7/27/00 |
01/27/10 |
ETR Common |
2,097 |
|
0 |
D |
|
Phantom Units | 1-for-1 |
11/18/02 |
|
M |
|
988 (1) |
|
Note 1 |
Note 1 |
ETR Common |
988 |
|
988 |
D |
|
Employee Stock Option (right to buy) | 43.85 |
11/18/02 |
|
A |
|
1,109 (1) |
|
11/18/02 |
01/27/10 |
ETR Common |
1,109 |
|
1,109 |
D |
|
Employee Stock Option (right to buy) | 29.94 |
11/18/02 |
|
M |
|
|
5,684 (2) |
07/28/99 |
01/28/09 |
ETR Common |
5,684 |
|
2,361 |
D |
|
Phantom Units | 1-for-1 |
11/18/02 |
|
M |
|
1,793 (2) |
|
Note 2 |
Note 2 |
ETR Common |
1,793 |
|
1,793 |
D |
|
Employee Stock Option (right to buy) | 43.85 |
11/18/02 |
|
A |
|
3,891 (2) |
|
11/18/02 |
01/28/09 |
ETR Common |
3,891 |
|
3,891 |
D |
|
Employee Stock Option (right to buy) | 29.94 |
11/18/02 |
|
M |
|
|
7,313 (4) |
07/28/99 |
01/28/09 |
ETR Common |
7,313 |
|
2,361 |
D |
|
Phantom Units | 1-for-1 |
11/18/02 |
|
M |
|
2,313 (4) |
|
Note 4 |
Note 4 |
ETR Common |
2,313 |
|
2,313 |
D |
|
Employee Stock Option (right to buy) | 43.90 |
11/18/02 |
|
A |
|
5,000 (4) |
|
11/18/02 |
01/28/09 |
ETR Common |
5,000 |
|
5,000 |
D |
|
Employee Stock Option (right to buy) | 29.94 |
11/19/02 |
|
M |
|
|
7,329 (5) |
07/28/99 |
01/28/09 |
ETR Common |
7,329 |
|
2,361 |
D |
|
Employee Stock Option (right to buy) | 1-for-1 |
11/19/02 |
|
M |
|
2,329 (5) |
|
Note 5 |
Note 5 |
ETR Common |
2,329 |
|
2,329 |
D |
|
Employee Stock Option (right to buy) | 44.00 |
11/19/02 |
|
A |
|
5,000 (5) |
|
11/19/02 |
01/28/09 |
ETR Common |
5,000 |
|
5,000 |
D |
|
Employee Stock Option (right to buy) | 29.94 |
11/19/02 |
|
M |
|
|
7,313 (6) |
07/28/99 |
01/28/09 |
ETR Common |
7,313 |
|
2,361 |
D |
|
Phantom Units | 1-for-1 |
11/19/02 |
|
M |
|
2,313 (6) |
|
Note 6 |
Note 6 |
ETR Common |
2,313 |
|
2,313 |
D |
|
Employee Stock Option (right to buy) | 43.90 |
11/19/02 |
|
A |
|
5,000 (6) |
|
11/19/02 |
01/28/09 |
ETR Common |
5,000 |
|
5,000 |
D |
|
Explanation of Responses: (1) The filing individual engaged in a "Stock for Stock" exercise of 2,097 options. The exercise price, tax withholding and commission price were paid by surrendering 1,109 shares to the Company, which the filing individual purchased on the open market on November 18, 2002. Following the exercise, the filing individual received 1,109 shares plus his gain (988 shares), the value of which 988 shares was deferred into phantom Entergy units held in a brokerage account. The deferral is until the earlier of January 3, 2005 or retirement from the Company. The reporting person did not realize profit in connection with purchases and sales as reported in this Form 4 and in the previous Form 4's filed during the past six months. Additional information concerning "Stock-for-Stock" exercises can be found in a Form 8-K filed by the Company on May 1, 2002. |
By: /s/ Christopher T. Screen C. John Wilder **Signature of Reporting Person |
11/20/02 Date |
**Intentional misstatements
or omissions of facts constitute Federal Criminal Violations. Note: File three
copies of this Form, one of which must be manually signed. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
|