As filed with the Securities and Exchange Commission on September 11, 2003
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Delaware | 2836 | 33-0525145 | ||
(State or other jurisdiction | (Primary Standard Industrial | (I.R.S. Employer | ||
of incorporation or organization) | Classification Code Number) | Identification Number) |
10555 Science Center Drive
San Diego, California 92121
(858) 658-7600
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Agent for Service: | Copies to: | |
Gary A. Lyons | Scott N. Wolfe, Esq | |
President and Chief Executive Officer | Robert E. Burwell, Esq | |
Neurocrine Biosciences, Inc. | Latham & Watkins LLP | |
10555 Science Center Drive | 12636 High Bluff Drive, Suite 300 | |
San Diego, California 92121 | San Diego, California 92130 | |
(858) 658-7600 | (858) 523-5400 |
Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this registration statement.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. [ ]
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. [X]
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [X] 333-105917
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ]
If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [ ]
CALCULATION OF REGISTRATION FEE
Proposed Maximum | Amount of | |||||||
Title of Securities | Aggregate Offering | Registration | ||||||
to be Registered | Price(1) | Fee(2) | ||||||
Preferred Stock, par
value $0.001 per share,
and Common Stock, par
value $0.001 per share
(3)(4) |
$ | 28,562,500 | $ | 2,311 | ||||
(1) | Estimated solely for purposes of calculating the registration fee, which is calculated in accordance with Rule 457(o) of the rules and regulations under the Securities Act. Rule 457(o) permits the registration fee to be calculated on the basis of the maximum offering price of all of the securities listed and, therefore, the table does not specify by each class information as to the amount to be registered, the proposed maximum offering price per unit or the proposed maximum aggregate offering price. | |
(2) | Amount calculated pursuant to Section 6(b) under the Securities Act. | |
(3) | This registration statement also covers such indeterminate number of securities that may be issued upon exchange for, or upon conversion of, as the case may be, the securities registered hereunder. | |
(4) | Each share of common stock includes a right to purchase one one-thousandth of a share of Series A Participating preferred stock, par value $0.001 per share. |
Explanatory Note | ||||||||
SIGNATURES | ||||||||
EXHIBIT INDEX | ||||||||
EXHIBIT 5.1 | ||||||||
EXHIBIT 23.2 |
Explanatory Note
This registration statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and includes the registration statement facing page, this page, the signature pages, an exhibit index, an accountants consent and an opinion of counsel. Pursuant to Rule 462(b), the contents of our registration statement on Form S-3 (File No. 333-105917), including the exhibits thereto (the Initial Registration Statement), are incorporated by reference into this registration statement. This registration statement covers the registration of an additional $28,562,500 aggregate offering price of our preferred stock and common stock for sale in the offering related to the Initial Registration Statement. Such additional shares of preferred stock and common stock are being sold by us.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, Neurocrine Biosciences, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Diego, State of California, on September 11, 2003.
Neurocrine Biosciences, Inc. | ||||
By: | /s/ GARY A. LYONS | |||
Gary A. Lyons President, Chief Executive Officer and Director |
Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
Signature | Title | Date | ||
/s/ GARY A. LYONS
Gary A. Lyons |
President, Chief Executive Officer and Director (Principal Executive Officer) | September 11, 2003 | ||
/s/ PAUL W. HAWRAN
Paul W. Hawran |
Chief Financial Officer (Principal Financial and Accounting Officer) | September 11, 2003 | ||
/s/ JOSEPH A. MOLLICA
Joseph A. Mollica |
Chairman of the Board of Directors | September 11, 2003 | ||
/s/ W. THOMAS MITCHELL
W. Thomas Mitchell |
Director | September 11, 2003 | ||
/s/ RICHARD F. POPS
Richard F. Pops |
Director | September 11, 2003 | ||
/s/ STEPHEN A. SHERWIN
Stephen A. Sherwin |
Director | September 11, 2003 | ||
Lawrence Steinman |
Director | September 11, 2003 | ||
/s/ WYLIE W. VALE
Wylie W. Vale |
Director | September 11, 2003 |
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EXHIBIT INDEX
Exhibit Number | Description | |
5.1 | Opinion of Latham & Watkins LLP | |
23.1 | Consent of Latham & Watkins LLP (reference is made to Exhibit 5.1) | |
23.2 | Consent of Ernst & Young LLP, Independent Auditors |