UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Murphy Patrick Michael 6340 SEQUENCE DRIVE SAN DIEGO, CA 92121 |
 |  |  VP, Legal Aff & Chf Compl Ofcr |  |
Patrick M. Murphy | 12/20/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of DexCom, Inc. common stock. |
(2) | Included in this number are 29,128 unvested restricted stock units, 15,000 of which were granted on March 8, 2016 and shall vest 5,000 restricted stock units on March 8, 2017 and the remaining 10,000 restricted stock units shall vest over four equal installments on September 8, 2017, March 8, 2018, September 8, 2018 and March 8, 2019, 8,462 of which were granted on March 8, 2015 and 4,231 restricted stock units shall vest on each of March 8, 2017 and March 8, 2018, and 5,666 of which were granted on March 8, 2014 and shall vest on March 8, 2017. |