1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(2)
|
Â
(3)
|
12/31/2014 |
Class A Common Stock
|
65,000
|
$
28.06
|
D
|
Â
|
Restricted Stock Unit
(4)
|
Â
(5)
|
09/30/2016 |
Class A Common Stock
|
12,000
|
$
(6)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
By 401(k). |
(2) |
The option was received in connection with a spin-off of EchoStar Communications Corporation's technology and certain infrastructure assets effective on January 1, 2008 (the "Spin-off"). |
(3) |
The shares underlying the option were 60% vested on the date of grant with the remaining 40% vesting at the rate of 20% per year commencing on December 31, 2008. |
(4) |
The restricted stock units were received in connection with the Spin-off. |
(5) |
The grant is subject to achievement of certain performance criteria, was 10% vested on the grant date, and the remaining 90% vests at the rate of 10% per year commencing September 30, 2008 until September 30, 2010, and then at the rate of 20% per year thereafter. |
(6) |
Each unit converts upon vesting into one share of stock, which will be issued to the reporting person immediately upon vesting. |