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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 53.63 | 07/30/2018 | M | 3,412 (2) | (3) | 02/10/2019 | common stock | 3,412 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GARCIA ART A 11690 N.W. 105TH STREET MIAMI, FL 33178 |
EVP & Chief Financial Officer |
/s/ Indira Sordo, by power of attorney | 08/01/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Since the date of the reporting person's last ownership report, he transferred 197 shares of common stock to his former spouse upon vesting of performance-based restricted stock rights pursuant to a property settlement agreement, as reported on a Form 4 filed with the Securities and Exchange Commission on November 16, 2016. The securities owned by the reporting person's former spouse are not beneficially owned by the reporting person. |
(2) | The reporting person exercised options for a total of 6,825 shares of common stock. The reporting person previously disclaimed beneficial ownership over 3,413 of such options and the underlying common stock pursuant to a property settlement agreement, as reported on a Form 4 filed with the Securities and Exchange Commission on November 16, 2016. |
(3) | The stock options vested in three equal installments on February 10, 2013, February 10, 2014, and February 10, 2015. |