UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 28, 2010
Hanmi Financial Corporation
(Exact Name of Registrant as Specified in its Charter)
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| Delaware
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000-30421
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95-4788120 |
| (State or Other Jurisdiction of
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(Commission File Number)
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(IRS Employer |
| Incorporation)
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Identification No.) |
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| 3660 Wilshire Boulevard, Ph-A |
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| Los Angeles, California
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90010 |
| (Address of Principal Executive Offices)
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(Zip Code) |
Registrant’s telephone number, including area code: (213) 382-2200
Not applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
Item 5.07 Submission of Matters to a Vote of Security Holders.
On Wednesday, July 28, 2010, Hanmi Financial Corporation (the “Company”) held its 2010 annual
meeting of stockholders. The matters voted on at the meeting and the final voting results are as
follows:
(1) The following persons were elected to serve as directors of the Company and received the
number of votes set forth opposite their respective names:
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Nominees |
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Shares Voted For |
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Withheld |
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Broker Non-Votes |
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I Joon Ahn |
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23,163,459 |
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2,102,144 |
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16,137,812 |
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John A. Hall |
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22,720,588 |
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2,330,915 |
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16,137,812 |
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Paul Seon-Hong Kim |
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22,431,361 |
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2,620,142 |
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16,137,812 |
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Joon Hyung Lee |
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22,953,814 |
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2,311,789 |
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16,137,812 |
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Joseph K. Rho |
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23,003,538 |
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2,262,065 |
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16,137,812 |
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William Stolte |
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22,721,597 |
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2,329,906 |
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16,137,812 |
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Jay S. Yoo |
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22,974,727 |
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2,076,776 |
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16,137,812 |
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(2) A proposal to amend the Company’s Amended and Restated Certificate of Incorporation to
increase the number of authorized shares of common stock from 200 million to 500 million was
approved by the following vote:
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Shares Voted |
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| Shares Voted For
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Against
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Abstentions |
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| 40,716,499
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452,479
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234,437 |
(3) A proposal to authorize the issuance of up to 200 million shares of common stock to Woori
Finance Holdings Co. Ltd. was approved by the following vote:
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Shares Voted |
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| Shares Voted For
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Against
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Abstentions
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Broker Non-Votes |
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| 24,988,102
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177,285
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100,216
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16,137,812 |
(4) A proposal regarding the ratification of the appointment of KPMG LLP as the Company’s
independent registered public accounting firm for the fiscal year ended December 31, 2010 was
approved by the following vote:
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| Shares Voted For
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Shares Voted Against
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Abstentions |
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| 40,621,420
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661,658
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120,337 |
(5) A proposal to approve the adjournment of the annual meeting, if necessary or appropriate,
to solicit additional proxies if there are insufficient votes at the time of the annual
meeting to adopt Proposals 1 through 4 was approved by the following vote:
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| Shares Voted For
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Shares Voted Against
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Abstentions |
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| 40,015,691
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739,652
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648,072 |