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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Option (right to buy) | $ 3.39 (3) | 12/07/2006 | A | 1,552 (3) | 12/07/2007 | 12/07/2016 | Class A Common Stock | 1,552 (3) | $ 3.39 (3) | 1,552 (3) | D | ||||
Director Stock Option (right to buy) | $ 2.52 (4) | 12/07/2007 | A | 1,478 (4) | 12/07/2008 | 12/07/2017 | Class A Common Stock | 1,478 (4) | $ 2.52 (4) | 1,478 (4) | D | ||||
Director Stock Option (right to buy) | $ 2.72 (5) | 03/31/2008 | A | 3,519 (5) | 03/31/2009 | 03/31/2018 | Class A Common Stock | 3,519 (5) | $ 2.72 (5) | 3,519 (5) | D | ||||
Director Stock Option (right to buy) | $ 1.05 (6) | 12/05/2008 | A | 7,036 (6) | 12/05/2009 | 12/05/2018 | Class A Common Stock | 7,036 (6) | $ 1.05 (6) | 7,036 (6) | D | ||||
Director Stock Option (right to buy) | $ 1 (7) | 12/07/2008 | A | 1,408 (7) | 12/07/2009 | 12/07/2018 | Class A Common Stock | 1,408 (7) | $ 1 (7) | 1,408 (7) | D | ||||
Director Stock Option (right to buy) | $ 2.61 (8) | 12/04/2009 | A | 6,701 (8) | 12/04/2010 | 12/04/2019 | Class A Common Stock | 6,701 (8) | $ 2.61 (8) | 6,701 (8) | D | ||||
Director Stock Option (right to buy) | $ 2.61 (9) | 12/07/2009 | A | 1,341 (9) | 12/07/2010 | 12/07/2019 | Class A Common Stock | 1,341 (9) | $ 2.61 (9) | 1,341 (9) | D | ||||
Director Stock Option (right to buy) | $ 1.43 (10) | 12/03/2010 | A | 6,382 (10) | 12/03/2011 | 12/03/2020 | Class A Common Stock | 6,382 (10) | $ 1.43 (10) | 6,382 (10) | D | ||||
Director Stock Option (right to buy) | $ 1.43 (11) | 12/07/2010 | A | 1,277 (11) | 12/07/2011 | 12/07/2020 | Class A Common Stock | 1,277 (11) | $ 1.43 (11) | 1,277 (11) | D | ||||
Director Stock Option (right to buy) | $ 1.06 (12) | 12/02/2011 | A | 6,078 (12) | 12/02/2012 | 12/02/2021 | Class A Common Stock | 6,078 (12) | $ 1.06 (12) | 6,078 (12) | D | ||||
Director Stock Option (right to buy) | $ 1.06 (13) | 12/07/2011 | A | 1,216 (13) | 12/07/2012 | 12/07/2021 | Class A Common Stock | 1,216 (13) | $ 1.06 (13) | 1,216 (13) | D | ||||
Director Stock Option (right to buy) | $ 1.34 (14) | 04/13/2012 | A | 5,789 (14) | 04/13/2013 | 04/13/2022 | Class A Common Stock | 5,789 (14) | $ 1.34 (14) | 5,789 (14) | D | ||||
Director Stock Option (right to buy) | $ 6.37 (15) | 12/07/2012 | A | 1,158 (15) | 12/07/2013 | 12/07/2022 | Class A Common Stock | 1,158 (15) | $ 6.37 (15) | 1,158 (15) | D | ||||
Director Stock Option (right to buy) | $ 4.38 (16) | 12/06/2013 | A | 5,338 (16) | 12/06/2014 | 12/06/2023 | Class A Common Stock | 5,338 (16) | $ 4.38 (16) | 5,338 (16) | D | ||||
Director Stock Option (right to buy) | $ 4.38 (17) | 12/07/2013 | A | 1,103 (17) | 12/07/2014 | 12/07/2023 | Class A Common Stock | 1,103 (17) | $ 4.38 (17) | 1,103 (17) | D | ||||
Director Stock Option (right to buy) | $ 4.77 (18) | 12/05/2014 | A | 5,250 (18) | 12/05/2015(16) | 12/05/2024 | Class A Common Stock | 5,250 (18) | $ 4.77 (18) | 5,250 (18) | D | ||||
Director Stock Option (right to buy) | $ 4.77 (19) | 12/07/2014 | A | 1,050 (19) | 12/07/2015(17) | 12/07/2024 | Class A Common Stock | 1,050 (19) | $ 4.77 (19) | 1,050 (19) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOODY H. CRAIG 11892 SOUTH BROOKGLEN DRIVE SANDY, UT 84092 |
X |
/s/ H. Craig Moody | 04/28/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received pursuant to a stock dividend paid on February 6, 2015. |
(2) | The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose. |
(3) | This option was granted on December 7, 2006 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. |
(4) | This option was granted on December 7, 2007 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. |
(5) | This option was granted on March 31, 2008 as an option for 2,500 shares of Class A Common Stock under the 2006 Director Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. |
(6) | This option was granted on December 5, 2008 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. |
(7) | This option was granted on December 7, 2008 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. |
(8) | This option was granted on December 4, 2009 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. |
(9) | This option was granted on December 7, 2009 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2010, February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. |
(10) | This option was granted on December 3, 2010 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013 and February 6, 2015. |
(11) | This option was granted on December 7, 2010 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011, February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. |
(12) | This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. |
(13) | This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2012, February 1, 2013, February 7, 2014 and February 6, 2015. |
(14) | This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan an to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015. |
(15) | This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015. |
(16) | This option was granted on December 6, 2013 as an option for 4,842 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015. |
(17) | This option was granted on December 7, 2013 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Director Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015. |
(18) | This option was granted on December 5, 2014 as an option for 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests on December 5, 2015. |
(19) | This option was granted on December 7, 2014 as an option for 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests on December 7, 2015. |