UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 14, 2018
Permianville Royalty Trust
(Exact name of registrant as specified in its charter)
Delaware |
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1-35333 |
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45-6259461 |
(State or other jurisdiction of |
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(Commission |
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(IRS Employer |
incorporation ) |
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File Number) |
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Identification No.) |
The Bank of New York Mellon Trust Company, N.A., Trustee |
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601 Travis Street |
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16th Floor |
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Houston, Texas |
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77002 |
(Address of principal executive offices) |
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(Zip Code) |
Registrants telephone number, including area code: (512) 236-6555
Enduro Royalty Trust
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
ITEM 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
As previously disclosed, on September 4, 2018, Permianville Royalty Trust, formerly known as Enduro Royalty Trust (the Trust), amended its Certificate of Trust by filing a Certificate of Amendment (the Certificate of Amendment) with the Secretary of State of the State of Delaware. The Certificate of Amendment provided for the change of the Trusts name from Enduro Royalty Trust to Permianville Royalty Trust (the Name Change), which became effective on September 14, 2018.
In connection with the effectiveness of the Name Change, on September 14, 2018, The Bank of New York Mellon Trust Company, N.A., as trustee of the Trust (the Trustee), Wilmington Trust Company, as Delaware trustee of the Trust, and COERT Holdings 1 LLC, as successor in interest to Enduro Resource Partners LLC (COERT), entered into the Second Amendment to Amended and Restated Trust Agreement of the Trust (the Amendment) to reflect the Name Change and to update the address and notice provisions in the Amended and Restated Trust Agreement relating to the Trustee and COERT. The Name Change does not affect the unitholders of the Trust, and there were no other changes to the Amended and Restated Trust Agreement in connection with the Name Change.
The foregoing description of the Amendment is not complete and is qualified in its entirety by reference to the Amendment, a copy of which is filed as Exhibit 3.1 to this Current Report on Form 8-K and incorporated herein by reference.
ITEM 8.01. Other Events.
On September 14, 2018, in connection with the Name Change, the Trust announced, among other related changes, a change of the trading symbol for the trust units to PVL (from NDRO), which became effective at the open of the NYSE MKT on Friday, September 14, 2018.
On September 14, 2018, the Trust issued a press release, a copy of which is attached hereto as Exhibit 99.1, announcing the Name Change, the ticker symbol change and other related changes.
ITEM 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Number |
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Description |
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3.1 |
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99.1 |
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Permianville Royalty Trust Press Release dated September 14, 2018. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Permianville Royalty Trust | |
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By: The Bank of New York Mellon Trust Company, N.A., as Trustee | |
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Date: September 14, 2018 |
By: |
/s/ Sarah Newell |
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Sarah Newell |
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Vice President |