Form N-PX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-22481

 

 

Apollo Senior Floating Rate Fund Inc.

(Exact name of registrant as specified in charter)

 

 

9 West 57th Street

New York, New York 10019

(Address of principal executive offices) (Zip code)

 

 

Joseph Moroney, President

9 West 57th Street

New York, New York 10019

(Name and address of agent for service)

 

 

Registrant’s telephone number, including area code: (212) 515-3200

Date of fiscal year end: December 31

Date of reporting period: July 1, 2016 – June 30, 2017

 

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2016 TO JUNE 30, 2017

 

Issuer of Portfolio
Security

   

Exchange
Ticker
Symbol

   

CUSIP #

   

Shareholder
Meeting Date

   

Summary of Matter Voted On

   

Who Proposed
Matter: Issuer
/ Shareholder

   

Whether
Fund Cast
Vote on
Matter

   

Fund’s Vote For
or Against
Proposal, or
Abstain; For or
Withhold
Regarding
Election of
Directors

  

Whether Vote Was
For or Against
Management

Medical Card System, Inc.    N/A    LX150897    18-May-17    (1) Elect the members of the Board of Directors to serve for a term of one year or, in each case, until their successors are duly elected or qualified;    Issuer    Yes    For Election of Directors    No recommendation indicated in proxy

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant Apollo Senior Floating Rate Fund, Inc.   
By (Signature and Title)*   

/s/Joseph Moroney

   
   Joseph Moroney, President   
   (principal executive officer)   

Date August 11, 2017

 

* Print the name and title of each signing officer under his or her signature.