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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 25.38 | 08/08/2005 | M | 9,000 | (2) | 03/14/2006 | Common Stock | 9,000 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 24.88 | 08/08/2005 | M | 11,000 | (3) | 03/12/2007 | Common Stock | 11,000 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 31.13 | 08/08/2005 | M | 11,000 | (4) | 01/04/2008 | Common Stock | 11,000 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 39.56 | 08/08/2005 | M | 7,500 | (5) | 01/06/2009 | Common Stock | 7,500 | $ 0 | 3,500 | D | ||||
Employee Stock Option (Right to Buy) | $ 39.56 | 08/09/2005 | M | 3,500 | (5) | 01/06/2009 | Common Stock | 3,500 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DRIESSE HENRY J 4 WEST RED OAK LANE WHITE PLAINS, NY 10604 |
Senior Vice President |
/s/Kathleen S. Stolar, Secretary of ITT Industries, Inc. by power of attorney granted by Henry J. Driesse | 08/09/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 5,335 shares owned by Mr. Driesse directly and 449 shares owned by the reporting person and acquired through the Direct, Purchase, Sale & Dividend Reinvestment Plan reflecting accumulations through August 8, 2005. The reporting person also owns 9,602 shares acquired under the ITT Industries Investment and Savings Plan reflecting accumulations through August 5, 2005. These shares are held indirectly in a trust. |
(2) | Options granted under the 1994 ITT Industries, Inc. Incentive Stock Plan. Options exercisable upon 25% appreciation in stock price over option exercise price or 1/3 annual installments on the first, second and third anniversary of the date of grant. Options under this award became fully exercisable on 09/16/1997. |
(3) | Options granted under the 1994 ITT Industries, Inc. Incentive Stock Plan. Options exercisable upon 25% appreciation in stock price over option exercise price or 1/3 annual installments on the first, second and third anniversary of the date of grant. Options under this award became fully exercisable on 09/12/1997. |
(4) | Options granted under the 1994 ITT Industries, Inc. Incentive Stock Plan. Options exercisable upon 25% appreciation in stock price over option exercise price or 1/3 annual installments on the first, second and third anniversary of the date of grant. Options under this award became fully exercisable on 01/11/1999. |
(5) | Options granted under the 1994 ITT Industries, Inc. Incentive Stock Plan. Options exercisable upon 25% appreciation in stock price over option exercise price or 1/3 annual installments on the first, second and third anniversary of the date of grant. Options under this award became fully exercisable on 01/07/2002. |