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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Share Unit | $ 0 | 02/12/2019 | A | 5,225 | (3) | 02/12/2023 | Common Stock | 5,225 | $ 0 | 5,225 | D | ||||
Restricted Share Unit | $ 0 | 02/12/2019 | A | 13,050 | (4) | 12/31/2021 | Common Stock | 13,050 | $ 0 | 13,050 | D | ||||
Employee Stock Options (right to buy) | $ 42.6 | 02/12/2019 | A | 34,825 | 02/12/2020(5) | 02/12/2029 | Common Stock | 34,825 | $ 0 | 34,825 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fracassa Philip D. 4500 MT. PLEASANT ST. NW NORTH CANTON, OH 44720 |
EVP & CFO |
/s/ Philip D. Fracassa | 02/14/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents vesting of 25% of the time-based restricted share units granted on February 12, 2015. |
(2) | Represents vesting of 25% of the time-based restricted share units granted on February 12, 2018. |
(3) | Grant of 5,225 time-based restricted share units that vest 25% per year. |
(4) | Grant of 13,050 performance-based restricted share units subject to certain performance criteria between January 1, 2019 and December 31, 2021. |
(5) | These options will become exercisable in annual 25% increments beginning on February 12, 2020. |