|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SIMMONS HAROLD C 5430 LBJ FREEWAY, SUITE 1700 DALLAS, TX 75240 |
X | X | Chairman of the Board |
A. Andrew R. Louis, Attorney-in-fact for Harold C. Simmons | 08/08/2011 | |
**Signature of Reporting Person | Date | |
A. Andrew R. Louis, Secretary for Contran Corporation | 08/08/2011 | |
**Signature of Reporting Person | Date | |
A. Andrew R. Louis, Secretary for Valhi Holding Company | 08/08/2011 | |
**Signature of Reporting Person | Date | |
A. Andrew R. Louis, Secretary for Dixie Rice Agricultural Corporation, Inc. | 08/08/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Purchase by TiPro, LLC. See the Additional Information filed as Exhibit 99.2 to this statement for a description of the relationship to the persons joining in this filing. See the Description of the Transaction filed as Exhibit 99.1 to this statement for a description of why this is a voluntary filing. |
(2) | The price reported in Column 4 is a weighted average price. These acquisitions involved 47 purchases at prices ranging from $13.30 to $13.78 per share. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the U.S. Security and Exchange Commission, upon request, the full information regarding these purchases. |
(3) | Beneficially owned by TiPro, LLC as described in Exhibit 99.1 to this statement. See the Additional Information filed as Exhibit 99.2 to this statement for a description of the relationship to the persons joining in this filing. |
(4) | Directly held by Valhi Holding Company. See the Additional Information filed as Exhibit 99.2 to this statement for a description of the relationship to the persons joining in this filing. |
(5) | Directly held by the reporting person's spouse. Mr. Simmons disclaims beneficial ownership of any shares of the issuer's common stock that his spouse holds. |
(6) | Directly held by Kronos Worldwide, Inc. See the Additional Information filed as Exhibit 99.2 to this statement for a description of the relationship to the persons joining in this filing. |
(7) | Directly held by Contran Corporation. See the Additional Information filed as Exhibit 99.2 to this statement for a description of the relationship to the persons joining in this filing. |
(8) | Directly held by NL Industries, Inc. See the Additional Information filed as Exhibit 99.2 to this statement for a description of the relationship to the persons joining in this filing. |
(9) | Directly held by Valhi, Inc. See the Additional Information filed as Exhibit 99.2 to this statement for a description of the relationship to the persons joining in this filing. |
(10) | Directly held by NL Environmental Management Services, Inc. See the Additional Information filed as Exhibit 99.2 to this statement for a description of the relationship to the persons joining in this filing. |
Remarks: Exhibit Index Exhibit 99.1 Description of the Transaction Exhibit 99.2 Additional Information |