SEC 1473 |
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
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OMB APPROVAL |
OMB
Number: 3235-0104 |
(Print or Type Responses)
(Last) (First) (Middle)
(Street)
(City)
(State) (Zip) |
2.
Date of Event
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5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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6. If Amendment, April 10, 2002
Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting
Person |
Table I Non-Derivative Securities Beneficially Owned |
1. Title of Security |
2. Amount of |
3. Ownership Form: Direct (D) or Indirect (I) |
4. Nature of Indirect Beneficial Ownership |
Common Stock |
19,404,240 |
I |
By Ascent Entertainment Group, Inc. (1) |
Series B Preferred Stock |
15,000 |
I |
By Ascent Entertainment Group, Inc. (1) |
Series C Preferred Stock |
10,000 |
I |
By Ascent Entertainment Group, Inc. (1) |
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Table II
Derivative Securities Beneficially Owned |
1. Title of |
2. Date Exercisable and |
3. Title and Amount of |
4. Conversion or |
5. Ownership |
6. Nature of Indirect |
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Date Exercisable |
Expiration Date |
Title |
Amount
or |
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Series A Warrants |
Immediately |
October 7, 2003 |
Common Stock |
1,123,792 |
$15.27 per share |
I |
By Ascent Entertainment Group, Inc. |
Series D Preferred Stock |
December 31, 2002 |
June 20, 2011 (2) |
Common Stock |
7,947,018 |
$7.55 per share (2) |
I |
By Ascent Entertainment Group, Inc. |
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Reminder: Report on a separate
line for each class of securities beneficially owned directly or indirectly.
Explanation of Responses: (1) The shares and Series A Warrants shown are owned by Ascent Entertainment Group, Inc., a Delaware corporation ("Ascent"). Pursuant to a Purchase Agreement dated as of August 16, 2001, as amended, by and among the Reporting Person, Liberty AEG, Inc., a Delaware corporation, and, only for certain limited purposes, Liberty Media Corporation, a Delaware corporation ("Liberty"), the Reporting Person acquired all of the shares of Ascent from a subsidiary of Liberty. By virtue of its control of the Reporting Person, Liberty continues to be a beneficial owner of the securities covered hereby as well. (2) The Issuer is required to redeem all outstanding shares of Series D Preferred Stock on June 30, 2011. At any time prior to that time, each share of Series D Preferred Stock, with a stated value per share of $1,000, may be converted into 132.4503 fully paid and non-assessable shares of Common Stock. In addition, if accrued but unpaid dividends of the Series D Preferred Stock are added to the liquidation value of the series D Preferred Stock in accordance with its terms, such accrued value may also be converted into shares of Common Stock at the same conversion rate. |
Liberty Satellite & Technology, Inc.By: /s/ Kenneth G. Carroll |
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April 3, 2003 |
** Signature of Reporting Person |
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Date |
Acting President and CEO |
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* |
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If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
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** |
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
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Note: |
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File three copies of this Form, one of which must be manually signed. If space is insufficient, |
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See Instruction 6 for procedure. |
http://www.sec.gov/divisions/corpfin/forms/form3.htm
Last update: 09/03/2002
JOINT FILER INFORMATION
NAME: |
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ASCENT ENTERTAINMENT GROUP, INC. |
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ADDRESS: |
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12300 LIBERTY BLVD. |
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ENGLEWOOD, COLORADO 80112 |
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DESIGNATED FILER: |
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LIBERTY SATELLITE & TECHNOLOGY, INC. |
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ISSUER AND TICKER SYMBOL: |
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ON COMMAND CORPORATION (ONCO) |
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DATE OF EVENT REQUIRING |
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STATEMENT: |
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ARPIL 1, 2002 |
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SIGNATURE: |
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ASCENT ENTERTAINMENT GROUP, INC. |
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BY: |
/s/ ELIZABETH M. MARKOWSKI |
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NAME: |
ELIZABETH M. MARKOWSKI |
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TITLE: |
SENIOR VICE PRESIDENT AND |
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ASSISTANT SECRETARY |
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