UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | 01/01/2020 | 01/01/2020 | Common Stock | 2,280 (1) | $ (2) | D | Â |
Restricted Stock Units | Â (3) | Â (3) | Common Stock | 7,499 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Jenkins Donald M. 625 LIBERTY AVENUE, SUITE 1700 PITTSBURGH, PA 15222 |
 |  |  Chief Commercial Officer |  |
/s/ Jonathan M. Lushko, Attorney-in-Fact for Donald M. Jenkins | 03/03/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted Stock Unit award which vests completely three years from the transaction date. |
(2) | Each Restricted Stock Unit is the economic equivalent of one share of the Company's common stock. |
(3) | Each Restricted Stock Unit is a confirmed performance award under the Company's 2016 Value Driver Award Program and will vest and be paid out in cash during the first quarter of 2018 provided that the recipient is employed by the Company on the date that the payment is made. |
 Remarks: Exhibit 24 - Power of Attorney |