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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to purchase) | $ 7.58 | 04/29/2013 | M | 4,761 | (1) | 07/13/2016 | Common Stock | 4,761 | $ 0 | 0 | D | ||||
Stock Option (right to purchase) | $ 10.69 | 04/29/2013 | M | 7,000 | (2) | 03/28/2018 | Common Stock | 7,000 | $ 0 | 0 | D | ||||
Stock Option (right to purchase) | $ 10.69 | 04/29/2013 | M | 6,329 | (3) | 03/12/2019 | Common Stock | 6,329 | $ 0 | 0 | D | ||||
Stock Option (right to purchase) | $ 24.19 | 04/29/2013 | M | 2,071 | (4) | 03/11/2020 | Common Stock | 2,071 | $ 0 | 691 | D | ||||
Stock Option (right to purchase) | $ 23.49 | 04/29/2013 | M | 1,426 | (5) | 03/03/2021 | Common Stock | 1,426 | $ 0 | 1,428 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MARCUS HAVARD FRANKLIN JR 3000 JOHN DEERE ROAD TOANO, VA 23168 |
Vice President, Finance |
/s/ E. Livingston B. Haskell, Power-of-Attorney | 05/01/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option was granted on July 13, 2006 and one-quarter became exercisable on each anniversary of the grant; provided that vesting accelerated by one year upon the issuer's initial public offering. |
(2) | The stock option vests in four equal annual installments beginning on March 28, 2009. |
(3) | The stock option vests in four equal annual installments beginning on March 12, 2010. |
(4) | The stock option vests in four equal annual installments beginning on March 11, 2011. |
(5) | The stock option vests in four equal annual installments beginning on March 3, 2012. |
(6) | Weighted average sale price for prices ranging from $82.50 to $82.995. 50 shares were sold at each of the following prices: $82.76, $82.78 and $82.91; 87 shares were sold at $82.97 per share; 100 shares were sold at each of the following prices: $82.785, $82.8901, $82.905, $82.95, $82.965 and $82.99; 200 shares were sold at each of the following prices: $82.81; $82.955 and $82.985; 300 shares were sold at each of the following prices: $82.935, $82.94 and $82.96; 400 shares were sold at $82.995 per share; 623 shares were sold at $82.80 per share; 900 shares were sold at $82.77 per share; 962 shares were sold at $82.63 per share; 1,000 shares were sold at $82.90 per share; 1,100 shares were sold at $82.55 per share; 1,350 shares were sold at $82.89 per share; 1,400 shares were sold at $82.82 per share; 2,115 shares were sold at $82.75 per share; 3,900 shares were sold at $82.50 per share; and 5,000 shares were sold at $82.60 per share. |