UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-8568
NAME OF REGISTRANT: John Hancock Financial Opportunities
Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 601 Congress Street
Boston, MA 02210
NAME AND ADDRESS OF AGENT FOR SERVICE: Charles Rizzo
601 Congress Street
Boston, MA 02210
REGISTRANT'S TELEPHONE NUMBER: 617-663-3000
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
2X21 JHF Financial Opportunities Fund
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 934736008
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melody Mgmt For For
Birmingham-Byrd
1B. Election of Director: Lisa W. Hershman Mgmt For For
1C. Election of Director: John T. Phair Mgmt For For
1D. Election of Director: Mark D. Schwabero Mgmt For For
2. Ratification of the appointment of BKD LLP Mgmt For For
as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2018
--------------------------------------------------------------------------------------------------------------------------
ACCESS NATIONAL CORPORATION Agenda Number: 934677278
--------------------------------------------------------------------------------------------------------------------------
Security: 004337101
Meeting Type: Annual
Meeting Date: 26-Oct-2017
Ticker: ANCX
ISIN: US0043371014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL G. ANZILOTTI# Mgmt For For
GARY D. LECLAIR# Mgmt For For
JANET A. NEUHARTH# Mgmt For For
GARY R. SHOOK# Mgmt For For
CHILDS F. BURDEN* Mgmt For For
JOHN W. EDGEMOND, IV$ Mgmt For For
MARTIN S. FRIEDMAN$ Mgmt For For
JOHN C. LEE, IV$ Mgmt For For
MARY LEIGH MCDANIEL$ Mgmt For For
2. TO APPROVE THE ACCESS NATIONAL CORPORATION Mgmt For For
2017 EQUITY COMPENSATION PLAN.
3. TO APPROVE IN AN ADVISORY VOTE THE Mgmt Against Against
COMPENSATION OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
4. TO RATIFY THE SELECTION OF BDO USA, LLP TO Mgmt For For
SERVE AS INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
ACCESS NATIONAL CORPORATION Agenda Number: 934785986
--------------------------------------------------------------------------------------------------------------------------
Security: 004337101
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: ANCX
ISIN: US0043371014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Anzilotti Mgmt For For
Michael W. Clarke Mgmt For For
Gary D. LeClair Mgmt For For
Janet A. Neuharth Mgmt For For
2. To approve in an advisory vote the Mgmt Against Against
compensation of the Corporation's named
executive officers as described in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
AMERIS BANCORP Agenda Number: 934766633
--------------------------------------------------------------------------------------------------------------------------
Security: 03076K108
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: ABCB
ISIN: US03076K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Dale Ezzell Mgmt For For
Leo J. Hill Mgmt For For
Jimmy D. Veal Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
Horwath LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
4. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on the compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC. Agenda Number: 934772585
--------------------------------------------------------------------------------------------------------------------------
Security: 048269203
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: ACBI
ISIN: US0482692037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Deriso, Jr. Mgmt For For
Adam D. Compton Mgmt For For
Henchy R. Enden Mgmt For For
James H. Graves Mgmt For For
Douglas J. Hertz Mgmt For For
Larry D. Mauldin Mgmt For For
R. Charles Shufeldt Mgmt For For
Lizanne Thomas Mgmt For For
Douglas L. Williams Mgmt For For
Marietta Edmunds Zakas Mgmt For For
2. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
AVIDBANK HOLDINGS, INC. Agenda Number: 934786041
--------------------------------------------------------------------------------------------------------------------------
Security: 05368J103
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: AVBH
ISIN: US05368J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Mordell Mgmt Withheld Against
Kristofer W. Biorn Mgmt For For
Kenneth D. Brenner Mgmt Withheld Against
Lisa B. Hendrickson Mgmt For For
Bryan C. Polster Mgmt For For
Roxy H. Rapp Mgmt For For
Michael F. Rosinus Mgmt For For
Robert H. Scott Mgmt For For
Marc J. verissimo Mgmt For For
2. RATIFICATION OF CROWE HORWATH LLP AS Mgmt For For
AUDITORS OF THE COMPANY FOR THE YEAR ENDED
DECEMBER 31, 2018
3. APPROVAL OF OUR AMENDED AND RESTATED 2013 Mgmt Against Against
EQUITY INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
BANK MUTUAL CORPORATION Agenda Number: 934680566
--------------------------------------------------------------------------------------------------------------------------
Security: 063750103
Meeting Type: Special
Meeting Date: 24-Oct-2017
Ticker: BKMU
ISIN: US0637501034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 20, 2017, AS IT
MAY BE AMENDED FROM TIME TO TIME, BY AND
BETWEEN ASSOCIATED BANC-CORP. AND BANK
MUTUAL CORPORATION
2. ADVISORY (NON-BINDING) VOTE TO APPROVE Mgmt For For
CERTAIN COMPENSATION ARRANGEMENTS FOR BANK
MUTUAL'S NAMED EXECUTIVE OFFICERS IN
CONNECTION WITH THE MERGER CONTEMPLATED BY
THE AGREEMENT AND PLAN OF MERGER
3. PROPOSAL FOR ADJOURNMENT OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE AGREEMENT
AND PLAN OF MERGER
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934737163
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J. P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell, III Mgmt For For
1L. Election of Director: Michael D. White Mgmt For For
1M. Election of Director: Thomas D. Woods Mgmt For For
1N. Election of Director: R. David Yost Mgmt For For
1O. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution)
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2018
4. Stockholder Proposal - Independent Board Shr Against For
Chairman
--------------------------------------------------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS Agenda Number: 934762421
--------------------------------------------------------------------------------------------------------------------------
Security: 06424J103
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: BOCH
ISIN: US06424J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Orin N. Bennett Mgmt For For
Gary R. Burks Mgmt For For
Randall S. Eslick Mgmt For For
Joseph Q. Gibson Mgmt For For
Jon W. Halfhide Mgmt For For
Linda J. Miles Mgmt For For
Karl L. Silberstein Mgmt For For
Terence J. Street Mgmt For For
Lyle L. Tullis Mgmt For For
2. Ratify the selection of Moss Adams LLP as Mgmt For For
our independent registered public
accounting firm for 2018.
3. Vote in an advisory (non-binding) capacity Mgmt For For
on a resolution approving compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BANK OF MARIN BANCORP Agenda Number: 934795470
--------------------------------------------------------------------------------------------------------------------------
Security: 063425102
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: BMRC
ISIN: US0634251021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven I. Barlow Mgmt For For
Russell A. Colombo Mgmt For For
James C. Hale Mgmt For For
Robert Heller Mgmt For For
Norma J. Howard Mgmt For For
Kevin R. Kennedy Mgmt For For
William H. McDevitt Jr. Mgmt For For
Leslie E. Murphy Mgmt For For
Joel Sklar, MD Mgmt For For
Brian M. Sobel Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For
COMPENSATION
3. TO APPROVE THE BANK OF MARIN BANCORP 2017 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
4. TO APPROVE THE AMENDMENT OF THE BANK OF Mgmt For For
MARIN BANCORP 2017 EQUITY PLAN
5. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITOR
--------------------------------------------------------------------------------------------------------------------------
BAR HARBOR BANKSHARES Agenda Number: 934785241
--------------------------------------------------------------------------------------------------------------------------
Security: 066849100
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: BHB
ISIN: US0668491006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daina H. Belair Mgmt For For
1b. Election of Director: Matthew L. Caras Mgmt For For
1c. Election of Director: David M. Colter Mgmt For For
1d. Election of Director: Steven H. Dimick Mgmt Abstain Against
1e. Election of Director: Martha T. Dudman Mgmt For For
1f. Election of Director: Stephen W. Ensign Mgmt For For
1g. Election of Director: Lauri E. Fernald Mgmt For For
1h. Election of Director: Brendan O'Halloran Mgmt For For
1i. Election of Director: Curtis C. Simard Mgmt For For
1j. Election of Director: Kenneth E. Smith Mgmt For For
1k. Election of Director: Stephen R. Theroux Mgmt For For
1l. Election of Director: Scott G. Toothaker Mgmt For For
1m. Election of Director: David B. Woodside Mgmt For For
2. APPROVAL OF NON-BINDING, ADVISORY Mgmt For For
RESOLUTION ON THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
3. RATIFICATION OF THE FILING AND Mgmt For For
EFFECTIVENESS OF AN ARTICLES OF AMENDMENT
TO OUR ARTICLES OF INCORPORATION, AS
AMENDED, FILED WITH THE SECRETARY OF STATE
OF THE STATE OF MAINE ON MAY 22, 2015
4. APPROVAL OF THE BAR HARBOR BANKSHARES 2018 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
5. RATIFICATION OF THE APPOINTMENT OF RSM US Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2018
--------------------------------------------------------------------------------------------------------------------------
BB&T CORPORATION Agenda Number: 934736109
--------------------------------------------------------------------------------------------------------------------------
Security: 054937107
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: BBT
ISIN: US0549371070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jennifer S. Banner Mgmt For For
1B. Election of Director: K. David Boyer, Jr. Mgmt For For
1C. Election of Director: Anna R. Cablik Mgmt For For
1D. Election of Director: I. Patricia Henry Mgmt For For
1E. Election of Director: Eric C. Kendrick Mgmt For For
1F. Election of Director: Kelly S. King Mgmt For For
1G. Election of Director: Louis B. Lynn, Ph.D. Mgmt For For
1H. Election of Director: Charles A. Patton Mgmt For For
1I. Election of Director: Nido R. Qubein Mgmt For For
1J. Election of Director: William J. Reuter Mgmt For For
1K. Election of Director: Tollie W. Rich, Jr. Mgmt For For
1L. Election of Director: Christine Sears Mgmt For For
1M. Election of Director: Thomas E. Skains Mgmt For For
1N. Election of Director: Thomas N. Thompson Mgmt For For
2. Ratification of the appointment of BB&T's Mgmt For For
independent registered public accounting
firm for 2018.
3. An advisory vote to approve BB&T's Mgmt For For
executive compensation program.
4. Approval of an amendment to BB&T's bylaws Mgmt For For
eliminating supermajority voting
provisions.
5. A shareholder proposal to decrease the Shr For Against
percentage ownership required to call a
special shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC. Agenda Number: 934764401
--------------------------------------------------------------------------------------------------------------------------
Security: 084680107
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: BHLB
ISIN: US0846801076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul T. Bossidy Mgmt For For
David M. Brunelle Mgmt For For
Robert M. Curley Mgmt For For
Michael P. Daly Mgmt For For
Cornelius D. Mahoney Mgmt For For
Pamela A. Massad Mgmt For For
Richard J. Murphy Mgmt For For
William J. Ryan Mgmt For For
D. Jeffrey Templeton Mgmt For For
2. To approve the proposed amendment to Mgmt For For
Berkshire's Certificate of Incorporation to
Increase the Company's Authorized Common
Stock from 50 Million to 100 Million
Shares.
3. To approve the proposed amendment to Mgmt For For
Berkshire's Certificate of Incorporation to
Increase the Company's Authorized Preferred
Stock from 1 Million to 2 Million Shares.
4. To approve the Berkshire Hills Bancorp, Mgmt For For
Inc. 2018 Equity Incentive Plan.
5. To consider a non-binding proposal to give Mgmt For For
advisory approval of Berkshire's executive
compensation as described in the Proxy
Statement.
6. To ratify the appointment of Crowe Horwath Mgmt For For
LLP as Berkshire's Independent Registered
Public Accounting firm for fiscal year
2018.
--------------------------------------------------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION Agenda Number: 934737959
--------------------------------------------------------------------------------------------------------------------------
Security: 117665109
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: BMTC
ISIN: US1176651099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Francis J. Leto* Mgmt For For
Britton H. Murdoch* Mgmt For For
F. Kevin Tylus@ Mgmt For For
Diego Calderin# Mgmt For For
2. To approve a non-binding advisory vote on Mgmt For For
executive officer compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for Bryn Mawr Bank
Corporation for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
BSB BANCORP, INC. Agenda Number: 934780594
--------------------------------------------------------------------------------------------------------------------------
Security: 05573H108
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: BLMT
ISIN: US05573H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Borelli Mgmt For For
John W. Gahan, III Mgmt For For
Robert M. Mahoney Mgmt For For
John A. Whittemore Mgmt For For
2. The ratification of the appointment of Mgmt For For
Baker Newman & Noyes, LLC as independent
registered public accounting firm of BSB
Bancorp, Inc. for the fiscal year ending
December 31, 2018.
3. An advisory, non-binding vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
4. An advisory, non-binding vote regarding the Mgmt 1 Year For
frequency of voting on our executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
CAMBRIDGE BANCORP Agenda Number: 934755060
--------------------------------------------------------------------------------------------------------------------------
Security: 132152109
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: CATC
ISIN: US1321521098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald T. Briggs Mgmt For For
Jeanette G. Clough Mgmt For For
Hambleton Lord Mgmt For For
R. Gregg Stone Mgmt For For
Mark D. Thompson Mgmt For For
S.R. Windham-Bannister Mgmt For For
2. Consideration and approval of a non-binding Mgmt For For
advisory resolution on the compensation of
the Company's named executive officers.
3. Consideration and approval of a non-binding Mgmt 1 Year For
advisory proposal on the frequency of an
advisory vote on the compensation of the
Company's named executive officers.
4. To ratify, on an advisory basis, the Mgmt For For
appointment of KPMG LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION Agenda Number: 934748471
--------------------------------------------------------------------------------------------------------------------------
Security: 133034108
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: CAC
ISIN: US1330341082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ann W. Bresnahan Mgmt For For
1.2 Election of Director: Gregory A. Dufour Mgmt For For
1.3 Election of Director: S. Catherine Longley Mgmt For For
1.4 Election of Director: Carl J. Soderberg Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 934744396
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Aparna Chennapragada Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Lewis Hay, III Mgmt For For
1E. Election of Director: Benjamin P. Mgmt For For
Jenkins,III
1F. Election of Director: Peter Thomas Killalea Mgmt For For
1G. Election of Director: Pierre E. Leroy Mgmt For For
1H. Election of Director: Peter E. Raskind Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as independent auditors of Capital One
for 2018.
3. Advisory approval of Capital One's 2017 Mgmt For For
Named Executive Officer compensation.
4. Ratification of 25% ownership threshold for Mgmt Against Against
stockholders to request a special meeting
of stockholders.
--------------------------------------------------------------------------------------------------------------------------
CAROLINA FINANCIAL CORPORATION Agenda Number: 934677925
--------------------------------------------------------------------------------------------------------------------------
Security: 143873107
Meeting Type: Special
Meeting Date: 24-Oct-2017
Ticker: CARO
ISIN: US1438731077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE AGREEMENT AND PLAN OF Mgmt For For
MERGER AND REORGANIZATION, DATED AS OF JUNE
9, 2017, BY AND BETWEEN FIRST SOUTH
BANCORP, INC. ("FIRST SOUTH") AND CAROLINA
FINANCIAL CORPORATION ("CAROLINA
FINANCIAL"), AS IT MAY BE AMENDED FROM TIME
TO TIME, UNDER WHICH FIRST SOUTH WILL MERGE
WITH AND INTO CAROLINA ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
2. APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For
CAROLINA FINANCIAL COMMON STOCK, $0.01 PAR
VALUE PER SHARE, TO STOCKHOLDERS OF FIRST
SOUTH IN CONNECTION WITH THE MERGER.
3. APPROVAL OF THE ADJOURNMENT OF THE CAROLINA Mgmt For For
FINANCIAL SPECIAL MEETING TO A LATER DATE
OR DATES, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN THE EVENT
THERE ARE NOT SUFFICIENT VOTES AT THE TIME
OF THE SPECIAL MEETING TO APPROVE PROPOSALS
1 AND 2 LISTED ABOVE.
--------------------------------------------------------------------------------------------------------------------------
CAROLINA FINANCIAL CORPORATION Agenda Number: 934766671
--------------------------------------------------------------------------------------------------------------------------
Security: 143873107
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: CARO
ISIN: US1438731077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Beverly Ladley Mgmt For For
Robert M. Moise Mgmt For For
David L. Morrow Mgmt For For
Jerry L. Rexroad Mgmt For For
Claudius E. Watts IV Mgmt For For
2. The amendment of the Certificate of Mgmt For For
Incorporation to increase the number of the
Company's authorized shares of Common Stock
from 25,000,000 shares to 50,000,000
shares.
3. The ratification of the appointment of Mgmt For For
Elliott Davis, LLC as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CHEMICAL FINANCIAL CORPORATION Agenda Number: 934741554
--------------------------------------------------------------------------------------------------------------------------
Security: 163731102
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: CHFC
ISIN: US1637311028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Fitterling Mgmt For For
Ronald A. Klein Mgmt For For
Richard M. Lievense Mgmt For For
Barbara J. Mahone Mgmt For For
Barbara L. McQuade Mgmt For For
John E. Pelizzari Mgmt For For
David T. Provost Mgmt For For
Thomas C. Shafer Mgmt For For
Larry D. Stauffer Mgmt For For
Jeffrey L. Tate Mgmt For For
Gary Torgow Mgmt For For
Arthur A. Weiss Mgmt For For
Franklin C. Wheatlake Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2018.
3. Advisory Approval of Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934740401
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael L. Corbat Mgmt For For
1b. Election of Director: Ellen M. Costello Mgmt For For
1c. Election of Director: John C. Dugan Mgmt For For
1d. Election of Director: Duncan P. Hennes Mgmt For For
1e. Election of Director: Peter B. Henry Mgmt For For
1f. Election of Director: Franz B. Humer Mgmt For For
1g. Election of Director: S. Leslie Ireland Mgmt For For
1h. Election of Director: Renee J. James Mgmt For For
1i. Election of Director: Eugene M. McQuade Mgmt For For
1j. Election of Director: Michael E. O'Neill Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Anthony M. Santomero Mgmt For For
1m. Election of Director: Diana L. Taylor Mgmt For For
1n. Election of Director: James S. Turley Mgmt For For
1o. Election of Director: Deborah C. Wright Mgmt For For
1p. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2018.
3. Advisory vote to approve Citi's 2017 Mgmt For For
executive compensation.
4. Approval of an amendment to the Citigroup Mgmt For For
2014 Stock Incentive Plan authorizing
additional shares.
5. Stockholder proposal requesting a Human and Shr Against For
Indigenous Peoples' Rights Policy.
6. Stockholder proposal requesting that our Shr Against For
Board take the steps necessary to adopt
cumulative voting.
7. Stockholder proposal requesting a report on Shr For Against
lobbying and grassroots lobbying
contributions.
8. Stockholder proposal requesting an Shr For Against
amendment to Citi's proxy access bylaw
provisions pertaining to the aggregation
limit and the number of candidates.
9. Stockholder proposal requesting that the Shr For Against
Board adopt a policy prohibiting the
vesting of equity-based awards for senior
executives due to a voluntary resignation
to enter government service.
10. Stockholder proposal requesting that the Shr For Against
Board amend Citi's bylaws to give holders
in the aggregate of 15% of Citi's
outstanding common stock the power to call
a special meeting.
--------------------------------------------------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC. Agenda Number: 934740829
--------------------------------------------------------------------------------------------------------------------------
Security: 174610105
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: CFG
ISIN: US1746101054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce Van Saun Mgmt For For
1b. Election of Director: Mark Casady Mgmt For For
1c. Election of Director: Christine M. Cumming Mgmt For For
1d. Election of Director: Anthony Di lorio Mgmt For For
1e. Election of Director: William P. Hankowsky Mgmt For For
1f. Election of Director: Howard W. Hanna III Mgmt For For
1g. Election of Director: Leo I. ("Lee") Higdon Mgmt For For
1h. Election of Director: Charles J. ("Bud") Mgmt For For
Koch
1i. Election of Director: Arthur F. Ryan Mgmt For For
1j. Election of Director: Shivan S. Subramaniam Mgmt For For
1k. Election of Director: Wendy A. Watson Mgmt For For
1l. Election of Director: Marita Zuraitis Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
CITY HOLDING COMPANY Agenda Number: 934769211
--------------------------------------------------------------------------------------------------------------------------
Security: 177835105
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: CHCO
ISIN: US1778351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: John R. Mgmt For For
Elliot
1.2 Election of Class I Director: J. Thomas Mgmt For For
Jones
1.3 Election of Class I Director: James L. Mgmt For For
Rossi
1.4 Election of Class I Director: Diane W. Mgmt For For
Strong-Treister
2. Proposal for advisory ratification of the Mgmt For For
Audit Committee and the Board of Directors'
appointment of Ernst & Young LLP as the
independent registered public accounting
firm for City Holding Company for 2018.
3. Proposal for advisory approval of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC. Agenda Number: 934738951
--------------------------------------------------------------------------------------------------------------------------
Security: 178867107
Meeting Type: Annual
Meeting Date: 17-Apr-2018
Ticker: CIVB
ISIN: US1788671071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas A. Depler Mgmt For For
Allen R. Maurice Mgmt For For
James O. Miller Mgmt For For
Dennis E. Murray, Jr. Mgmt For For
Allen R. Nickles Mgmt For For
Mary Patricia Oliver Mgmt Withheld Against
Dennis G. Shaffer Mgmt For For
Daniel J. White Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the
Corporation's named executive officers as
disclosed in the accompanying proxy
statement.
3. To ratify the appointment of S. R. Mgmt For For
Snodgrass, P.C. as the independent
registered public accounting firm of the
Corporation for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM,INC. Agenda Number: 934787435
--------------------------------------------------------------------------------------------------------------------------
Security: 197236102
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: COLB
ISIN: US1972361026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David A. Dietzler Mgmt For For
1b. Election of Director: Craig D. Eerkes Mgmt For For
1c. Election of Director: Ford Elsaesser Mgmt For For
1d. Election of Director: Mark A. Finkelstein Mgmt For For
1e. Election of Director: John P. Folsom Mgmt For For
1f. Election of Director: Eric Forrest Mgmt For For
1g. Election of Director: Thomas M. Hulbert Mgmt For For
1h. Election of Director: Michelle M. Lantow Mgmt For For
1i. Election of Director: Randal Lund Mgmt For For
1j. Election of Director: S. Mae Fujita Numata Mgmt For For
1k. Election of Director: Hadley S. Robbins Mgmt For For
1l. Election of Director: Elizabeth W. Seaton Mgmt For For
1m. Election of Director: Janine Terrano Mgmt For For
1n. Election of Director: William T. Mgmt For For
Weyerhaeuser
2. To approve the 2018 Equity Incentive Plan. Mgmt For For
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Columbia's named executive officers.
4. To vote on an advisory (non-binding) Mgmt For For
resolution to appoint Deloitte & Touche LLP
as our independent registered public
accounting firm for fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 934736995
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ralph W. Babb, Jr. Mgmt For For
1b. Election of Director: Michael E. Collins Mgmt For For
1c. Election of Director: Roger A. Cregg Mgmt For For
1d. Election of Director: T. Kevin DeNicola Mgmt For For
1e. Election of Director: Jacqueline P. Kane Mgmt For For
1f. Election of Director: Richard G. Lindner Mgmt For For
1g. Election of Director: Barbara R. Smith Mgmt For For
1h. Election of Director: Robert S. Taubman Mgmt For For
1i. Election of Director: Reginald M. Turner, Mgmt For For
Jr.
1j. Election of Director: Nina G. Vaca Mgmt For For
1k. Election of Director: Michael G. Van de Ven Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as Independent Registered Public
Accounting Firm
3. Approval of a Non-Binding, Advisory Mgmt For For
Proposal Approving Executive Compensation
4. Approval of the Comerica Incorporated 2018 Mgmt For For
Long-Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
COMMUNITIES FIRST FINANCIAL CORPORATION Agenda Number: 934783487
--------------------------------------------------------------------------------------------------------------------------
Security: 20344D104
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: CFST
ISIN: US20344D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sheila Frowsing Mgmt For For
Jack Holt Mgmt For For
Robert Kubo Mgmt For For
Lorrie Lorenz Mgmt For For
Jared Martin Mgmt For For
Steve Miller Mgmt For For
Mark Saleh Mgmt For For
Joel Slonski Mgmt For For
Al Smith Mgmt For For
Daniel Suchy Mgmt For For
2. To consider and vote upon a proposal to Mgmt For For
ratify the selection of Crowe Horwath LLP,
as the Bank's independent auditor for 2018.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY BANK SYSTEM, INC. Agenda Number: 934762899
--------------------------------------------------------------------------------------------------------------------------
Security: 203607106
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: CBU
ISIN: US2036071064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Neil E. Fesette Mgmt For For
Raymond C. Pecor, III Mgmt For For
Sally A. Steele Mgmt For For
Mark E. Tryniski Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor for 2018.
--------------------------------------------------------------------------------------------------------------------------
COUNTY BANCORP, INC. Agenda Number: 934767750
--------------------------------------------------------------------------------------------------------------------------
Security: 221907108
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: ICBK
ISIN: US2219071089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William C. Censky Mgmt For For
Edson P. Foster, Jr. Mgmt For For
Vicki L. Leinbach Mgmt For For
Wayne D. Mueller Mgmt For For
Gary J. Ziegelbauer Mgmt Withheld Against
2. Ratification of the appointment of Mgmt For For
CliftonLarsonAllen LLP as the independent
registered public accounting firm for
County Bancorp, Inc. for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
CU BANCORP Agenda Number: 934662912
--------------------------------------------------------------------------------------------------------------------------
Security: 126534106
Meeting Type: Special
Meeting Date: 24-Aug-2017
Ticker: CUNB
ISIN: US1265341065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. MERGER PROPOSAL: TO APPROVE THE PRINCIPAL Mgmt For For
TERMS OF THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF APRIL 5, 2017, BY AND BETWEEN
PACWEST BANCORP AND CU BANCORP, AS SUCH
AGREEMENT MAY BE AMENDED FROM TIME TO TIME,
REFERRED TO AS THE MERGER PROPOSAL.
2. ADJOURNMENT PROPOSAL: TO APPROVE ONE OR Mgmt For For
MORE ADJOURNMENTS OF THE SPECIAL MEETING,
IF NECESSARY OR APPROPRIATE, INCLUDING
ADJOURNMENTS TO PERMIT FURTHER SOLICITATION
OF PROXIES IF THERE ARE INSUFFICIENT VOTES
AT THE TIME OF THE SPECIAL MEETING TO
APPROVE THE MERGER PROPOSAL, REFERRED TO AS
THE ADJOURNMENT PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC. Agenda Number: 934759791
--------------------------------------------------------------------------------------------------------------------------
Security: 229899109
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: CFR
ISIN: US2298991090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carlos Alvarez Mgmt For For
1B. Election of Director: Chris M. Avery Mgmt For For
1C. Election of Director: Samuel G. Dawson Mgmt For For
1D. Election of Director: Crawford H. Edwards Mgmt For For
1E. Election of Director: Patrick B. Frost Mgmt For For
1F. Election of Director: Phillip D. Green Mgmt For For
1G. Election of Director: David J. Haemisegger Mgmt For For
1H. Election of Director: Jarvis V. Mgmt For For
Hollingsworth
1I. Election of Director: Karen E. Jennings Mgmt For For
1J. Election of Director: Richard M. Kleberg Mgmt For For
III
1K. Election of Director: Charles W. Matthews Mgmt For For
1L. Election of Director: Ida Clement Steen Mgmt For For
1M. Election of Director: Graham Weston Mgmt For For
1N. Election of Director: Horace Wilkins, Jr. Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to act as independent auditors of
Cullen/Frost Bankers, Inc. for the fiscal
year that began January 1, 2018.
3. Proposal to adopt the advisory Mgmt For For
(non-binding) resolution approving
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION Agenda Number: 934758054
--------------------------------------------------------------------------------------------------------------------------
Security: 233237106
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: DNBF
ISIN: US2332371069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter R. Barsz Mgmt For For
James R. Biery Mgmt For For
Thomas A. Fillippo Mgmt For For
G. Daniel O'Donnell Mgmt For For
2. An advisory (non binding) "Say On Pay" Mgmt For For
resolution to approve executive officer
compensation.
3. To ratify the appointment of BDO USA, LLP Mgmt For For
as the registered public accounting firm
for the fiscal year ending December 31,
2018.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC. Agenda Number: 934752076
--------------------------------------------------------------------------------------------------------------------------
Security: 26942G100
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: EBMT
ISIN: US26942G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. McCarvel Mgmt For For
Shavon Cape Mgmt For For
Kenneth M. Walsh Mgmt For For
2. Ratification of the appointment of Eide Mgmt For For
Bailly LLP as Eagle Bancorp Montana, Inc.'s
Independent auditors for the fiscal year
ending December 31, 2018.
3. Advisory vote on named executive officer Mgmt For For
compensation as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
EAGLE POINT CREDIT COMPANY INC Agenda Number: 934783045
--------------------------------------------------------------------------------------------------------------------------
Security: 269808101
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: ECC
ISIN: US2698081013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott W. Appleby Mgmt Withheld Against
Jeffrey L. Weiss Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
EQUITY BANCSHARES, INC. Agenda Number: 934758294
--------------------------------------------------------------------------------------------------------------------------
Security: 29460X109
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: EQBK
ISIN: US29460X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brad S. Elliott Mgmt For For
1.2 Election of Director: Gregory H. Kossover Mgmt For For
1.3 Election of Director: Harvey R. Sorensen Mgmt For For
2. Ratification of Crowe Chizek LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2018.
3. Approval of the amendment of the Company's Mgmt For For
Stock Incentive Plan to increase the number
of shares available for issuance under such
plan.
--------------------------------------------------------------------------------------------------------------------------
EVANS BANCORP, INC. Agenda Number: 934753434
--------------------------------------------------------------------------------------------------------------------------
Security: 29911Q208
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: EVBN
ISIN: US29911Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Miller, Jr. Mgmt For For
Kimberley A. Minkel Mgmt For For
Christina P. Orsi Mgmt For For
Michael J. Rogers Mgmt For For
Oliver H. Sommer Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Evans Bancorp, Inc.'s independent
registered public accounting firm for
fiscal year 2018.
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 934772294
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Frank G. D'Angelo Mgmt For For
1b. Election of Director: Morgan M. Schuessler, Mgmt For For
Jr.
1c. Election of Director: Olga Botero Mgmt For For
1d. Election of Director: Jorge Junquera Mgmt For For
1e. Election of Director: Teresita Loubriel Mgmt For For
1f. Election of Director: Nestor O. Rivera Mgmt For For
1g. Election of Director: Alan H. Schumacher Mgmt For For
1h. Election of Director: Brian J. Smith Mgmt For For
1i. Election of Director: Thomas W. Swidarski Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FCB FINANCIAL HOLDINGS, INC. Agenda Number: 934769920
--------------------------------------------------------------------------------------------------------------------------
Security: 30255G103
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: FCB
ISIN: US30255G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the amendment and restatement of Mgmt For For
FCB Financial Holdings, Inc.'s Restated
Certificate of Incorporation to a)
eliminate the classified structure of the
Board of Directors b) eliminate the
supermajority voting requirement for
amendments to certain provisions of the
Restated Certificate of Incorporation
2. DIRECTOR
Kent S. Ellert* Mgmt For For
Gerald Luterman* Mgmt Withheld Against
Howard R. Curd* Mgmt Withheld Against
Paul Anthony Novelly* Mgmt Withheld Against
Vincent S. Tese* Mgmt For For
Thomas E. Constance* Mgmt For For
Frederic Salerno* Mgmt Withheld Against
Les J. Lieberman* Mgmt For For
Alan S. Bernikow* Mgmt Withheld Against
William L. Mack* Mgmt For For
Stuart I. Oran* Mgmt For For
Kent S. Ellert# Mgmt For For
Gerald Luterman# Mgmt Withheld Against
Howard R. Curd# Mgmt Withheld Against
Paul Anthony Novelly# Mgmt Withheld Against
3. Approve, on a nonbinding advisory basis, Mgmt Against Against
the compensation paid to the named
executive officers.
4. Ratify the appointment of Grant Thornton Mgmt For For
LLP as the independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
FIFTH THIRD BANCORP Agenda Number: 934735448
--------------------------------------------------------------------------------------------------------------------------
Security: 316773100
Meeting Type: Annual
Meeting Date: 17-Apr-2018
Ticker: FITB
ISIN: US3167731005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: B. Evan Bayh III Mgmt For For
1C. Election of Director: Jorge L. Benitez Mgmt For For
1D. Election of Director: Katherine B. Mgmt For For
Blackburn
1E. Election of Director: Emerson L. Brumback Mgmt For For
1F. Election of Director: Jerry W. Burris Mgmt For For
1G. Election of Director: Greg D. Carmichael Mgmt For For
1H. Election of Director: Gary R. Heminger Mgmt For For
1I. Election of Director: Jewell D. Hoover Mgmt For For
1J. Election of Director: Eileen A. Mallesch Mgmt For For
1K. Election of Director: Michael B. Mgmt For For
McCallister
1L. Election of Director: Marsha C. Williams Mgmt For For
2. Approval of the appointment of deloitte & Mgmt For For
touche llp to serve as the independent
external audit firm for company for 2018.
3. An advisory approval of the Company's Mgmt For For
executive compensation.
4. Advisory vote to determine whether the vote Mgmt 1 Year For
on the Compensation of the Company's
executives will occur every 1, 2 or 3
years.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSINESS FINL SVCS INC. Agenda Number: 934775276
--------------------------------------------------------------------------------------------------------------------------
Security: 319390100
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: FBIZ
ISIN: US3193901002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Bugher Mgmt For For
Corey A. Chambas Mgmt For For
John J. Harris Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To ratify the appointment of Crowe Horwath Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 934739016
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Alexander, Jr. Mgmt Withheld Against
Victor E. Bell III Mgmt For For
Peter M. Bristow Mgmt For For
Hope H. Bryant Mgmt For For
H. Lee Durham, Jr. Mgmt Withheld Against
Daniel L. Heavner Mgmt Withheld Against
Frank B. Holding, Jr. Mgmt For For
Robert R. Hoppe Mgmt For For
Floyd L. Keels Mgmt Withheld Against
Robert E. Mason IV Mgmt For For
Robert T. Newcomb Mgmt For For
James M. Parker Mgmt For For
2. Non-binding advisory resolution Mgmt For For
("say-on-pay" resolution) to approve
compensation paid or provided to
BancShares' executive officers as disclosed
in the proxy statement for the Annual
Meeting.
3. Proposal to ratify the appointment of Dixon Mgmt For For
Hughes Goodman LLP as BancShares'
independent accountants for 2018.
--------------------------------------------------------------------------------------------------------------------------
FIRST COLEBROOK BANCORP INC Agenda Number: 934724572
--------------------------------------------------------------------------------------------------------------------------
Security: 31971A107
Meeting Type: Special
Meeting Date: 14-Mar-2018
Ticker: FCNH
ISIN: US31971A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated October 23, 2017, by and
among Bangor Bancorp, MHC, Bangor Savings
Bank, Bangor Acquisition Co., First
Colebrook Bancorp, Inc. and Granite Bank
and the transactions contemplated thereby
with Bangor and BSB surviving and the
stockholders of FCB receiving $45 for each
of their shares of FCB common stock.
2. To approve one or more adjournments of the Mgmt For For
Special Meeting, if necessary, to permit
further solicitation of proxies in favor of
the approval of the Merger Agreement and
the Transaction if there are not sufficient
votes at the time of the Special Meeting,
or at any adjournment or postponement of
the Special Meeting, to approve the Merger
Agreement and the Transactions.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION Agenda Number: 934767647
--------------------------------------------------------------------------------------------------------------------------
Security: 319835104
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: FCCO
ISIN: US3198351047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Jimmy Chao Mgmt For For
J. Thomas Johnson Mgmt For For
E. Leland Reynolds Mgmt For For
Alexander Snipe, Jr. Mgmt For For
2. To approve the compensation of our named Mgmt For For
executive officers as disclosed in this
proxy statement (this is a non-binding,
advisory vote).
3. To ratify the appointment of Elliott Davis, Mgmt For For
LLC as our independent registered public
accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
FIRST CONNECTICUT BANCORP, INC. Agenda Number: 934769641
--------------------------------------------------------------------------------------------------------------------------
Security: 319850103
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: FBNK
ISIN: US3198501039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John A. Green Mgmt For For
1.2 Election of Director: James T. Healey, Jr. Mgmt For For
1.3 Election of Director: John J. Patrick, Jr. Mgmt For For
2. The approval of an advisory (non-binding) Mgmt For For
proposal on the Company's executive
compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
Company.
4. Advisory(non-binding) vote regarding the Mgmt 1 Year For
frequency of future advisory votes on the
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP. Agenda Number: 934740374
--------------------------------------------------------------------------------------------------------------------------
Security: 32006W106
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: FDEF
ISIN: US32006W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert E. Beach Mgmt For For
Douglas A. Burgei, DVM Mgmt For For
Donald P. Hileman Mgmt For For
Samuel S. Strausbaugh Mgmt For For
2. To consider and approve on a non-binding Mgmt For For
advisory basis First Defiance's executive
compensation.
3. To consider and approve the First Defiance Mgmt For For
Financial Corp. 2018 Equity Incentive Plan.
4. To consider and vote on an amendment to the Mgmt For For
Company's Articles of Incorporation to
remove the supermajority voting standard
for amendments to our Code of Regulations
(implementation of this Proposal 4 is
conditioned upon the approval of Proposal
5).
5. To consider and vote on an amendment to the Mgmt For For
Company's Code of Regulations to remove the
supermajority voting standard for
amendments to our Code of Regulations
(implementation of this Proposal 5 is
conditioned upon the approval of Proposal
4).
6. To consider and vote on an amendment to the Mgmt For For
Company's Articles of Incorporation to
remove the supermajority voting standard
for amendments to our Articles of
Incorporation.
7. To consider and vote on an amendment to the Mgmt For For
Company's Articles of Incorporation to
remove the supermajority voting standard
for approval of certain business
combinations.
8. To ratify appointment of Crowe Horwath LLP Mgmt For For
as First Defiance's independent registered
public accountant for fiscal year 2018
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 934694414
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Special
Meeting Date: 04-Dec-2017
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 25, 2017, BY AND BETWEEN
MAINSOURCE FINANCIAL GROUP, INC.
("MAINSOURCE") AND FIRST FINANCIAL BANCORP.
("FIRST FINANCIAL"), AS SUCH AGREEMENT MAY
BE AMENDED FROM TIME TO TIME, PURSUANT TO
WHICH MAINSOURCE WILL MERGE WITH AND INTO
FIRST FINANCIAL, WITH FIRST FINANCIAL AS
THE SURVIVING CORPORATION (THE "MERGER").
2. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES BY
FIRST FINANCIAL IN FAVOR OF THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP. Agenda Number: 934777193
--------------------------------------------------------------------------------------------------------------------------
Security: 320209109
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: FFBC
ISIN: US3202091092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J. Wickliffe Ach Mgmt For For
Kathleen L. Bardwell Mgmt For For
William G. Barron Mgmt For For
Vincent A. Berta Mgmt For For
Cynthia O. Booth Mgmt For For
Archie M. Brown, Jr. Mgmt For For
Claude E. Davis Mgmt For For
Corinne R. Finnerty Mgmt For For
Erin P. Hoeflinger Mgmt For For
Susan L. Knust Mgmt For For
William J. Kramer Mgmt For For
John T. Neighbours Mgmt For For
Thomas M. O'Brien Mgmt For For
Richard E. Olszewski Mgmt For For
Maribeth S. Rahe Mgmt For For
2. Ratification of Crowe Horwath LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2018.
3. Advisory (non-binding) vote on the Mgmt For For
compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FIRST HAWAIIAN INC. Agenda Number: 934766657
--------------------------------------------------------------------------------------------------------------------------
Security: 32051X108
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: FHB
ISIN: US32051X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew J. Cox Mgmt For For
W. Allen Doane Mgmt For For
Thibault Fulconis Mgmt Withheld Against
Gerard Gil Mgmt Withheld Against
Jean M. Givadinovitch Mgmt Withheld Against
Robert S. Harrison Mgmt Withheld Against
J. Michael Shepherd Mgmt Withheld Against
Allen B. Uyeda Mgmt For For
Michel Vial Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP to serve as the independent
registered public accounting firm for the
year ending December 31, 2018.
3. An advisory vote on the frequency of future Mgmt 1 Year For
votes on the compensation of our named
executive officers.
4. Approve an amendment of the second amended Mgmt For For
and restated certificate of incorporation
("Certificate of Incorporation") that would
eliminate supermajority voting requirement
for any stockholder alteration, repeal or
adoption of any bylaw on the date that BNP
Paribas ("BNPP") or an affiliate thereof
ceases to beneficially own at least 5% of
our outstanding common stock
5. To approve an amendment of the Certificate Mgmt For For
of Incorporation that would eliminate the
supermajority voting requirement for the
amendment, alteration, repeal or adoption
of any provision of certain articles of the
Certificate of Incorporation on the date
that BNPP or an affiliate thereof ceases to
beneficially own at least 5% of our
outstanding common stock.
6. A stockholder proposal requesting that the Shr For Against
Board of Directors adopt a policy for
improving Board diversity, if properly
presented at the meeting.
7. A stockholder proposal requesting that the Shr For Against
Board of Directors amend the Bylaws to
provide proxy access for stockholders, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION Agenda Number: 934743902
--------------------------------------------------------------------------------------------------------------------------
Security: 320817109
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: FRME
ISIN: US3208171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael R. Becher Mgmt For For
William L. Hoy Mgmt For For
Patrick A. Sherman Mgmt For For
Michael C. Marhenke Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of First Merchants
Corporation's named executive officers.
3. Proposal to ratify the appointment of the Mgmt For For
firm BKD, LLP as the independent auditor
for 2018.
4. Proposal to approve, on an advisory basis, Mgmt 1 Year For
the frequency of advisory votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION Agenda Number: 934787790
--------------------------------------------------------------------------------------------------------------------------
Security: 343873105
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: FFIC
ISIN: US3438731057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class B Director: Steven J. Mgmt For For
D'Iorio
1b. Election of Class B Director: Louis C. Mgmt For For
Grassi
1c. Election of Class B Director: Sam S. Han Mgmt For For
1d. Election of Class B Director: John E. Roe, Mgmt For For
Sr.
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of BDO USA, LLP Mgmt For For
as Independent Registered Public Accounting
Firm for the year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 934769691
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc D. Fine Mgmt For For
U. Butch Klem Mgmt Withheld Against
Raymond W. Snowden Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
appointment of Crowe Horwath LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GJENSIDIGE FORSIKRING ASA, LYSAKER Agenda Number: 709062157
--------------------------------------------------------------------------------------------------------------------------
Security: R2763X101
Meeting Type: AGM
Meeting Date: 05-Apr-2018
Ticker:
ISIN: NO0010582521
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 OPENING OF THE GENERAL MEETING BY THE CHAIR Non-Voting
OF THE BOARD
2 ELECTION OF CHAIR OF THE MEETING Non-Voting
3 PRESENTATION OF LIST OF ATTENDING Non-Voting
SHAREHOLDERS AND PROXIES
4 APPROVAL OF THE NOTICE OF THE MEETING AND Mgmt No vote
THE AGENDA
5 ELECTION OF TWO REPRESENTATIVES TO CO-SIGN Non-Voting
THE MINUTES TOGETHER WITH THE CHAIR OF THE
MEETING
6 APPROVAL OF THE BOARD'S REPORT AND ANNUAL Mgmt No vote
ACCOUNTS FOR 2017 INCLUDING ALLOCATION OF
THE PROFIT FOR THE YEAR: DIVIDEND OF NOK
7.10 PER SHARE
7.A THE BOARD'S STATEMENT ON THE STIPULATION OF Mgmt No vote
PAY AND OTHER REMUNERATION
7.B THE BOARD'S GUIDELINES FOR THE STIPULATION Mgmt No vote
OF PAY FOR EXECUTIVE PERSONNEL FOR THE
COMING FINANCIAL YEAR
7.C THE BOARD'S BINDING GUIDELINES FOR THE Mgmt No vote
ALLOCATION OF SHARES, SUBSCRIPTION RIGHTS
ETC. FOR THE COMING FINANCIAL YEAR
8.A AUTHORISATIONS TO THE BOARD: TO DECIDE THE Mgmt No vote
DISTRIBUTION OF DIVIDEND
8.B AUTHORISATIONS TO THE BOARD: TO ACQUIRE OWN Mgmt No vote
SHARES IN THE MARKED
8.C AUTHORISATIONS TO THE BOARD: TO INCREASE Mgmt No vote
THE SHARE CAPITAL
8.D AUTHORISATIONS TO THE BOARD: TO RAISE Mgmt No vote
SUBORDINATED LOANS AND OTHER EXTERNAL
FINANCING
9 PROPOSAL FOR NEW ARTICLES OF ASSOCIATION: Mgmt No vote
ARTICLE 2-5 OF THE ARTICLES OF ASSOCIATION
10.A1 ELECTION OF THE BOARD MEMBER AND CHAIR: Mgmt No vote
GISELE MARCHAND
10.A2 ELECTION OF THE BOARD MEMBER: PER ARNE Mgmt No vote
BJORGE
10.A3 ELECTION OF THE BOARD MEMBER: JOHN Mgmt No vote
GIVERHOLT
10.A4 ELECTION OF THE BOARD MEMBER: HILDE MERETE Mgmt No vote
NAFSTAD
10.A5 ELECTION OF THE BOARD MEMBER: EIVIND ELNAN Mgmt No vote
10.A6 ELECTION OF THE BOARD MEMBER: VIBEKE KRAG Mgmt No vote
10.A7 ELECTION OF THE BOARD MEMBER: TERJE Mgmt No vote
SELJESETH
10.B1 ELECTION OF NOMINATION COMMITTEE MEMBER AND Mgmt No vote
CHAIR: EINAR ENGER
10.B2 ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote
JOHN OVE OTTESTAD
10.B3 ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote
TORUN SKJERVO BAKKEN
10.B4 ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote
JOAKIM GJERSOE
10.B5 ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt No vote
MARIANNE ODEGAARD RIBE
10.C ELECTION OF EXTERNAL AUDITOR: DELOITTE AS Mgmt No vote
11 REMUNERATION Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 934746910
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt For For
James M. English Mgmt For For
Annie M. Goodwin Mgmt For For
Dallas I. Herron Mgmt For For
Craig A. Langel Mgmt For For
Douglas J. McBride Mgmt For For
John W. Murdoch Mgmt For For
Mark J. Semmens Mgmt For For
George R. Sutton Mgmt For For
2. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
Glacier Bancorp, Inc.'s named executive
officers.
3. To ratify the appointment of BKD, LLP as Mgmt For For
Glacier Bancorp, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. Agenda Number: 934747289
--------------------------------------------------------------------------------------------------------------------------
Security: 390905107
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: GSBC
ISIN: US3909051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Carlson Mgmt For For
Debra Mallonee Hart Mgmt For For
Joseph W. Turner Mgmt For For
2. The advisory (non-binding) vote on Mgmt For For
executive compensation.
3. The advisory (non-binding) vote as to Mgmt 1 Year For
whether future advisory votes on executive
compensation should be held every year,
every two years or every three years.
4. The approval of the Great Southern Bancorp, Mgmt For For
Inc. 2018 Omnibus Incentive Plan.
5. The ratification of the appointment of BKD, Mgmt For For
LLP as Great Southern Bancorp's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
GREAT WESTERN BANCORP INC Agenda Number: 934718947
--------------------------------------------------------------------------------------------------------------------------
Security: 391416104
Meeting Type: Annual
Meeting Date: 22-Feb-2018
Ticker: GWB
ISIN: US3914161043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Brannen Mgmt For For
Thomas Henning Mgmt For For
Daniel Rykhus Mgmt For For
2. To approve, by advisory vote, a resolution Mgmt For For
on executive compensation.
3. To approve an amendment to the Company's Mgmt For For
2014 Omnibus Incentive Plan.
4. To approve an amendment to the Company's Mgmt For For
2014 Non-Employee Director Plan.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
HANCOCK HOLDING COMPANY Agenda Number: 934771759
--------------------------------------------------------------------------------------------------------------------------
Security: 410120109
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: HBHC
ISIN: US4101201097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Hairston Mgmt For For
James H. Horne Mgmt For For
Jerry L. Levens Mgmt For For
Christine L. Pickering Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
Articles of Incorporation to change the
Company's name to Hancock Whitney
Corporation.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm to audit the books of the Company and
its subsidiaries for 2018.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE COMMERCE CORP Agenda Number: 934790545
--------------------------------------------------------------------------------------------------------------------------
Security: 426927109
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: HTBK
ISIN: US4269271098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
J.M. Biagini-Komas Mgmt For For
Frank G. Bisceglia Mgmt For For
Jack W. Conner Mgmt For For
J. Philip DiNapoli Mgmt For For
Steven L. Hallgrimson Mgmt For For
Walter T. Kaczmarek Mgmt For For
Robert T. Moles Mgmt For For
Laura Roden Mgmt For For
Ranson W. Webster Mgmt For For
2. Advisory proposal on executive Mgmt For For
compensation.
3. Advisory proposal on frequency of votes on Mgmt 1 Year Against
executive compensation.
4. Ratification of selection of independent Mgmt For For
registered public accounting firm for the
year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION Agenda Number: 934738076
--------------------------------------------------------------------------------------------------------------------------
Security: 42722X106
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: HFWA
ISIN: US42722X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one-year term: Mgmt For For
Brian S. Charneski
1B. Election of Director for one-year term: Mgmt For For
John A. Clees
1C. Election of Director for one-year term: Mgmt For For
Kimberly T. Ellwanger
1D. Election of Director for one-year term: Mgmt For For
Stephen A. Dennis
1E. Election of Director for one-year term: Mgmt For For
Deborah J. Gavin
1F. Election of Director for one-year term: Mgmt For For
Jeffrey S. Lyon
1G. Election of Director for one-year term: Mgmt For For
Gragg E. Miller
1H. Election of Director for one-year term: Mgmt For For
Anthony B. Pickering
1I. Election of Director for one-year term: Mgmt For For
Brian L. Vance
1J. Election of Director for one-year term: Ann Mgmt For For
Watson
2. Advisory (non-binding) approval of the Mgmt For For
compensation paid to named executive
officers as disclosed in the Proxy
Statement.
3. Ratification of the appointment of Crowe Mgmt For For
Horwath LLP as Heritage's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
HORIZON BANCORP Agenda Number: 934740867
--------------------------------------------------------------------------------------------------------------------------
Security: 440407104
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: HBNC
ISIN: US4404071049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lawrence E. Burnell Mgmt For For
Peter L. Pairitz Mgmt For For
Spero W. Valvanis Mgmt For For
2. Approval of the Amended and Restated Mgmt For For
Articles of Incorporation (Grant
shareholders the right to amend Bylaws; Add
"Inc." to Horizon name; Other Changes).
3. Approval of the Amended and Restated 2013 Mgmt For For
Omnibus Equity Incentive Plan.
4. Advisory vote to approve executive Mgmt Against Against
compensation.
5. Frequency of advisory vote to approve Mgmt 1 Year For
executive compensation.
6. Ratification of appointment of BKD, LLP as Mgmt For For
independent auditors.
--------------------------------------------------------------------------------------------------------------------------
HOWARD BANCORP, INC. Agenda Number: 934708883
--------------------------------------------------------------------------------------------------------------------------
Security: 442496105
Meeting Type: Special
Meeting Date: 27-Dec-2017
Ticker: HBMD
ISIN: US4424961054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF UP TO 9,143,230 Mgmt For For
SHARES OF HOWARD BANCORP, INC. ("HOWARD")
COMMON STOCK AS CONSIDERATION FOR HOWARD'S
PENDING ACQUISITION OF FIRST MARINER BANK
(DUE TO SPACE LIMITS, SEE PROXY STATEMENT
FOR THE FULL TEXT OF PROPOSAL 1)
2. TO APPROVE THE HOWARD BANCORP, INC. 2017 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
3. TO APPROVE THE ADJOURNMENT OF THE HOWARD Mgmt For For
SPECIAL MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE SHARES
ISSUANCE PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
HOWARD BANCORP, INC. Agenda Number: 934783413
--------------------------------------------------------------------------------------------------------------------------
Security: 442496105
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: HBMD
ISIN: US4424961054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard Feinglass* Mgmt For For
John J. Keenan* Mgmt For For
Robert D. Kunisch, Jr.* Mgmt For For
Kenneth C. Lundeen* Mgmt For For
Thomas P. O'Neill* Mgmt Withheld Against
W. Gary Dorsch# Mgmt For For
Michael B. High# Mgmt For For
James T. Dresher, Jr.+ Mgmt For For
Jack E. Steil+ Mgmt For For
2. To approve a non-binding advisory proposal Mgmt For For
to approve the compensation of the
Company's named executive officers.
3. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as the independent registered
public accounting firm to audit the
Company's financial statements for 2018.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 934767673
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-Election of Class I Director: Donna L. Mgmt For For
Abelli
1.2 Re-Election of Class I Director: Kevin J. Mgmt For For
Jones
1.3 Re-Election of Class I Director: Mary L. Mgmt For For
Lentz
1.4 Re-Election of Class I Director: John J. Mgmt For For
Morrissey
1.5 Re-Election of Class I Director: Frederick Mgmt For For
Taw
2. Approve the 2018 Non-Employee Director Mgmt For For
Stock Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2018.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION Agenda Number: 934735145
--------------------------------------------------------------------------------------------------------------------------
Security: 453838609
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: IBCP
ISIN: US4538386099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christina L. Keller Mgmt For For
1B. Election of Director: Michael M. Magee, Jr. Mgmt For For
1C. Election of Director: Matthew J. Missad Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
Horwath, LLP as independent auditors for
the fiscal year ending December 31, 2018.
3. Approval of an advisory (non-binding) Mgmt For For
resolution to approve the compensation paid
to our Named Executives.
--------------------------------------------------------------------------------------------------------------------------
INTERMEDIATE CAPITAL GROUP PLC, LONDON Agenda Number: 708312727
--------------------------------------------------------------------------------------------------------------------------
Security: G4807D192
Meeting Type: AGM
Meeting Date: 25-Jul-2017
Ticker:
ISIN: GB00BYT1DJ19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S FINANCIAL Mgmt For For
STATEMENTS AND REPORTS OF THE DIRECTORS OF
THE COMPANY (THE "DIRECTORS") AND OF THE
AUDITORS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2017
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY SET OUT ON PAGES 78 TO
86 OF THE DIRECTORS' REMUNERATION REPORT)
AS SET OUT IN THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2017 (THE "ANNUAL REPORT AND
ACCOUNTS")
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY SET OUT ON PAGES 78 TO 86 OF THE
DIRECTORS' REMUNERATION REPORT FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2017
4 TO RE-APPOINT DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY TO HOLD OFFICE AS THE COMPANY'S
AUDITORS FROM THE CONCLUSION OF THIS ANNUAL
GENERAL MEETING UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING OF THE COMPANY AT
WHICH ACCOUNTS ARE LAID
5 TO AUTHORISE THE AUDIT COMMITTEE, FOR AND Mgmt For For
ON BEHALF OF THE DIRECTORS, TO DETERMINE
THE REMUNERATION OF THE AUDITORS
6 TO DECLARE A FINAL DIVIDEND OF 19.5 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2017 PAYABLE ON 4 AUGUST
2017 TO ALL HOLDERS OF ORDINARY SHARES ON
THE REGISTER OF MEMBERS OF THE COMPANY AT
THE CLOSE OF BUSINESS ON 16 JUNE 2017
7 TO RE-APPOINT KEVIN PARRY AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-APPOINT PHILIP KELLER AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-APPOINT BENOIT DURTESTE AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 TO RE-APPOINT PETER GIBBS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-APPOINT KIM WAHL AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 TO RE-APPOINT KATHRYN PURVES AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 TO APPOINT MICHAEL NELLIGAN AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 TO APPOINT VIRGINIA HOLMES AS A DIRECTOR OF Mgmt For For
THE COMPANY
15 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES, THE DIRECTORS BE GENERALLY AND
UNCONDITIONALLY AUTHORISED FOR THE PURPOSES
OF SECTION 551 OF THE COMPANIES ACT 2006
(THE "ACT"), TO EXERCISE ALL THE POWERS OF
THE COMPANY TO ALLOT SHARES IN THE COMPANY
OR GRANT RIGHTS TO SUBSCRIBE FOR, OR
CONVERT ANY SECURITY INTO, SHARES IN THE
COMPANY: (A) UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 25,389,909; AND (B)
COMPRISING EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE ACT) UP TO A FURTHER
AGGREGATE NOMINAL AMOUNT OF GBP 25,389,909
IN CONNECTION WITH AN OFFER BY WAY OF A
RIGHTS ISSUE, SUCH AUTHORITIES TO APPLY
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY (OR, IF
EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30
SEPTEMBER 2018) UNLESS PREVIOUSLY RENEWED,
VARIED OR REVOKED BY THE COMPANY IN GENERAL
MEETING BUT, IN EACH CASE, SO THAT THE
COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE AUTHORITY EXPIRES
WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY EXPIRES AND THE
DIRECTORS MAY ALLOT SHARES OR GRANT SUCH
RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS
IF THE AUTHORITY HAD NOT EXPIRED.
REFERENCES IN THIS RESOLUTION 15 TO THE
NOMINAL AMOUNT OF RIGHTS TO SUBSCRIBE FOR
OR TO CONVERT ANY SECURITY INTO SHARES
(INCLUDING WHERE SUCH RIGHTS ARE REFERRED
TO AS EQUITY SECURITIES AS DEFINED IN
SECTION 560(1) OF THE ACT) ARE TO THE
NOMINAL AMOUNT OF SHARES THAT MAY BE
ALLOTTED PURSUANT TO THE RIGHTS. FOR THE
PURPOSES OF THIS RESOLUTION 15, "RIGHTS
ISSUE" MEANS AN OFFER TO: (I) ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
MAY BE PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND (II) HOLDERS OF OTHER EQUITY
SECURITIES, AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES OR, SUBJECT TO SUCH
RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER
NECESSARY, TO SUBSCRIBE FOR FURTHER
SECURITIES BY MEANS OF THE ISSUE OF A
RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE
DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD
BEFORE PAYMENT FOR THE SECURITIES IS DUE,
INCLUDING AN OFFER TO WHICH THE DIRECTORS
MAY IMPOSE ANY LIMITS OR RESTRICTIONS OR
MAKE ANY OTHER ARRANGEMENTS WHICH THEY
CONSIDER NECESSARY OR APPROPRIATE TO DEAL
WITH TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES, LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER
16 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES AND SUBJECT TO THE PASSING OF
RESOLUTION 15 SET OUT IN THIS NOTICE OF
ANNUAL GENERAL MEETING, THE DIRECTORS BE
GENERALLY EMPOWERED PURSUANT TO SECTIONS
570 OF THE ACT TO ALLOT EQUITY SECURITIES
(AS DEFINED IN SECTION 560(1) OF THE ACT)
FOR CASH PURSUANT TO THE AUTHORITY GRANTED
BY RESOLUTION 15 AND/OR PURSUANT TO SECTION
573 OF THE ACT TO SELL ORDINARY SHARES HELD
BY THE COMPANY AS TREASURY SHARES FOR CASH,
IN EACH CASE FREE OF THE RESTRICTION IN
SECTION 561 OF THE ACT, SUCH AUTHORITY TO
BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY
SECURITIES AND/OR SALE OF TREASURY SHARES
FOR CASH IN CONNECTION WITH AN OFFER OF
EQUITY SECURITIES (BUT IN THE CASE OF AN
ALLOTMENT PURSUANT TO THE AUTHORITY GRANTED
BY PARAGRAPH (B) OF RESOLUTION 15, BY WAY
OF A RIGHTS ISSUE ONLY): (I) TO ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
MAY BE PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND (II) TO HOLDERS OF OTHER
EQUITY SECURITIES, AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, SUBJECT TO
SUCH RIGHTS, AS THE DIRECTORS OTHERWISE
CONSIDER NECESSARY, AND SO THAT THE
DIRECTORS MAY IMPOSE ANY LIMITS OR
RESTRICTIONS OR MAKE ANY OTHER ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER; AND (B) TO THE ALLOTMENT OF
EQUITY SECURITIES PURSUANT TO THE AUTHORITY
GRANTED BY PARAGRAPH (A) OF RESOLUTION 15
AND/OR SALE OF TREASURY SHARES FOR CASH (IN
EACH CASE OTHERWISE THAN IN THE
CIRCUMSTANCES SET OUT IN PARAGRAPH (A) OF
THIS RESOLUTION 16) UP TO A NOMINAL AMOUNT
OF GBP 3,808,486, BEING 5% OF THE ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY AS AT
THE LATEST PRACTICABLE DATE BEFORE
PUBLICATION OF THE NOTICE (CALCULATED, IN
THE CASE OF EQUITY SECURITIES WHICH ARE
RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT
SECURITIES INTO, ORDINARY SHARES BY
REFERENCE TO THE AGGREGATE NOMINAL AMOUNT
OF RELEVANT SHARES WHICH MAY BE ALLOTTED
PURSUANT TO SUCH RIGHTS), SUCH AUTHORITY TO
APPLY UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY (OR,
IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON
30 SEPTEMBER 2018) UNLESS PREVIOUSLY
RENEWED, VARIED OR REVOKED BY THE COMPANY
IN GENERAL MEETING BUT, IN EACH CASE, SO
THAT THE COMPANY MAY MAKE OFFERS AND ENTER
INTO AGREEMENTS BEFORE THE AUTHORITY
EXPIRES WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED (AND/OR
TREASURY SHARES TO BE SOLD) AFTER THE
AUTHORITY EXPIRES AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES (AND/OR SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED. FOR THE PURPOSE OF THIS RESOLUTION
16, "RIGHTS ISSUE" HAS THE SAME MEANING AS
IN RESOLUTION 15 ABOVE
17 THAT, IN ADDITION TO ANY AUTHORITY GRANTED Mgmt For For
UNDER RESOLUTION 16, AND SUBJECT TO THE
PASSING OF RESOLUTION 15, THE DIRECTORS BE
GENERALLY EMPOWERED PURSUANT TO SECTION 570
OF THE ACT TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560(1) OF THE ACT) FOR
CASH PURSUANT TO THE AUTHORITY GRANTED BY
RESOLUTION 15 AND/OR PURSUANT TO SECTION
573 OF THE ACT TO SELL ORDINARY SHARES HELD
BY THE COMPANY AS TREASURY SHARES FOR CASH,
IN EACH CASE FREE OF THE RESTRICTION IN
SECTION 561 OF THE ACT, SUCH AUTHORITY TO
BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES AND/OR SALE OF TREASURY SHARES
FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 3,808,486, BEING 5% OF THE ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY AS AT
THE LATEST PRACTICABLE DATE BEFORE
PUBLICATION OF THE NOTICE (CALCULATED, IN
THE CASE OF EQUITY SECURITIES WHICH ARE
RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT
SECURITIES INTO, ORDINARY SHARES BY
REFERENCE TO THE AGGREGATE NOMINAL AMOUNT
OF RELEVANT SHARES WHICH MAY BE ALLOTTED
PURSUANT TO SUCH RIGHTS); AND (B) USED ONLY
FOR THE PURPOSES OF FINANCING (OR
REFINANCING, IF THE AUTHORITY IS TO BE USED
WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE
DIRECTORS OF THE COMPANY DETERMINE TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF
A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP BEFORE THE DATE OF THIS
NOTICE SUCH AUTHORITY TO APPLY UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY (OR, IF EARLIER,
UNTIL THE CLOSE OF BUSINESS ON 30 SEPTEMBER
2018) UNLESS PREVIOUSLY RENEWED, VARIED OR
REVOKED BY THE COMPANY IN GENERAL MEETING
BUT, IN EACH CASE, SO THAT THE COMPANY MAY
MAKE OFFERS AND ENTER INTO AGREEMENTS
BEFORE THE AUTHORITY EXPIRES WHICH WOULD,
OR MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND/OR TREASURY SHARES TO BE
SOLD) AFTER THE AUTHORITY EXPIRES AND THE
DIRECTORS OF THE COMPANY MAY ALLOT EQUITY
SECURITIES (AND/OR SELL TREASURY SHARES)
UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED
18 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE ONE OR
MORE MARKET PURCHASES (WITHIN THE MEANING
OF SECTION 693(4) OF THE ACT) OF ORDINARY
SHARES OF 261/4P IN THE CAPITAL OF THE
COMPANY ("ORDINARY SHARES") PROVIDED THAT:
(A) THE MAXIMUM AGGREGATE NUMBER OF
ORDINARY SHARES AUTHORISED TO BE PURCHASED
IS 29,017,039 (REPRESENTING 10% OF THE
ISSUED ORDINARY SHARE CAPITAL); (B) THE
MINIMUM PRICE (EXCLUDING EXPENSES) WHICH
MAY BE PAID FOR AN ORDINARY SHARE IS
261/4P, BEING THE NOMINAL VALUE OF THAT
SHARE; (C) THE MAXIMUM PRICE (EXCLUDING
EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY
SHARE SHALL BE THE HIGHER OF (1) AN AMOUNT
EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATIONS FOR AN ORDINARY SHARE AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
THAT ORDINARY SHARE IS PURCHASED AND (2)
THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID FOR AN ORDINARY SHARE ON
THE TRADING VENUE WHERE THE PURCHASE IS
CARRIED OUT; (D) THIS AUTHORITY EXPIRES AT
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY (OR, IF EARLIER, THE
CLOSE OF BUSINESS ON 30 SEPTEMBER 2018);
AND (E) THE COMPANY MAY MAKE A CONTRACT TO
PURCHASE ORDINARY SHARES UNDER THIS
AUTHORITY BEFORE THE EXPIRY OF THE
AUTHORITY WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER THE EXPIRY OF THE
AUTHORITY, AND MAY MAKE A PURCHASE OF
ORDINARY SHARES IN PURSUANCE OF ANY SUCH
CONTRACT
19 TO AUTHORISE THE DIRECTORS TO CALL A Mgmt For For
GENERAL MEETING OF THE COMPANY OTHER THAN
AN ANNUAL GENERAL MEETING ON NOT LESS THAN
14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934764463
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt For For
1b. Election of Director: James A. Bell Mgmt For For
1c. Election of Director: Stephen B. Burke Mgmt For For
1d. Election of Director: Todd A. Combs Mgmt For For
1e. Election of Director: James S. Crown Mgmt For For
1f. Election of Director: James Dimon Mgmt For For
1g. Election of Director: Timothy P. Flynn Mgmt For For
1h. Election of Director: Mellody Hobson Mgmt For For
1i. Election of Director: Laban P. Jackson Jr. Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Lee R. Raymond Mgmt For For
1l. Election of Director: William C. Weldon Mgmt For For
2. Ratification of special meeting provisions Mgmt For For
in the Firm's By-Laws
3. Advisory resolution to approve executive Mgmt For For
compensation
4. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 15, 2018
5. Ratification of independent registered Mgmt For For
public accounting firm
6. Independent Board chairman Shr Against For
7. Vesting for government service Shr For Against
8. Proposal to report on investments tied to Shr Against For
genocide
9. Cumulative Voting Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KEYCORP Agenda Number: 934749980
--------------------------------------------------------------------------------------------------------------------------
Security: 493267108
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: KEY
ISIN: US4932671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bruce D. Broussard Mgmt For For
1b. Election of Director: Charles P. Cooley Mgmt For For
1c. Election of Director: Gary M. Crosby Mgmt For For
1d. Election of Director: Alexander M. Cutler Mgmt For For
1e. Election of Director: H. James Dallas Mgmt For For
1f. Election of Director: Elizabeth R. Gile Mgmt For For
1g. Election of Director: Ruth Ann M. Gillis Mgmt For For
1h. Election of Director: William G. Gisel, Jr. Mgmt For For
1i. Election of Director: Carlton L. Highsmith Mgmt For For
1j. Election of Director: Richard J. Hipple Mgmt For For
1k. Election of Director: Kristen L. Manos Mgmt For For
1l. Election of Director: Beth E. Mooney Mgmt For For
1m. Election of Director: Demos Parneros Mgmt For For
1n. Election of Director: Barbara R. Snyder Mgmt For For
1o. Election of Director: David K. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditor.
3. Advisory approval of executive Mgmt For For
compensation.
4. Shareholder proposal seeking to reduce Shr For Against
ownership threshold to call special
shareholder meeting.
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 934739270
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 17-Apr-2018
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brent D. Baird Mgmt For For
C. Angela Bontempo Mgmt For For
Robert T. Brady Mgmt For For
T.J. Cunningham III Mgmt For For
Gary N. Geisel Mgmt For For
Richard S. Gold Mgmt For For
Richard A. Grossi Mgmt For For
John D. Hawke, Jr. Mgmt For For
Rene F. Jones Mgmt For For
Richard H. Ledgett, Jr. Mgmt For For
Newton P.S. Merrill Mgmt For For
Melinda R. Rich Mgmt For For
Robert E. Sadler, Jr. Mgmt For For
Denis J. Salamone Mgmt Withheld Against
John R. Scannell Mgmt For For
David S. Scharfstein Mgmt For For
Herbert L. Washington Mgmt For For
2. TO APPROVE THE COMPENSATION OF M&T BANK Mgmt For For
CORPORATION'S NAMED EXECUTIVE OFFICERS.
3. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
MACKINAC FINANCIAL CORPORATION Agenda Number: 934784150
--------------------------------------------------------------------------------------------------------------------------
Security: 554571109
Meeting Type: Special
Meeting Date: 10-May-2018
Ticker: MFNC
ISIN: US5545711096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 A PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For
MACKINAC FINANCIAL CORPORATION'S COMMON
STOCK PURSUANT TO THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JANUARY 16, 2018, AS
AMENDED, BY AND AMONG MACKINAC FINANCIAL
CORPORATION, FIRST FEDERAL OF NORTHERN
MICHIGAN BANCORP, INC. AND MFNC
ACQUISITION, LLC, AS DISCLOSED IN THE PROXY
STATEMENT FOR THE SPECIAL MEETING.
2 A PROPOSAL TO APPROVE THE ADJOURNMENT OF Mgmt For For
THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IN FAVOR OF PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
MACKINAC FINANCIAL CORPORATION Agenda Number: 934817288
--------------------------------------------------------------------------------------------------------------------------
Security: 554571109
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: MFNC
ISIN: US5545711096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter J. Aspatore Mgmt For For
Robert H. Orley Mgmt For For
Randolph C. Paschke Mgmt For For
2. A PROPOSAL TO APPROVE IN A NON-BINDING Mgmt For For
ADVISORY VOTE THE CORPORATION'S
COMPENSATION OF ITS NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
3. TO RATIFY THE APPOINTMENT OF PLANTE & Mgmt For For
MORAN, PLLC AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
MAINSOURCE FINANCIAL GROUP, INC. Agenda Number: 934694490
--------------------------------------------------------------------------------------------------------------------------
Security: 56062Y102
Meeting Type: Special
Meeting Date: 04-Dec-2017
Ticker: MSFG
ISIN: US56062Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF JULY 25, 2017, BY AND BETWEEN
MAINSOURCE FINANCIAL GROUP, INC.
("MAINSOURCE") AND FIRST FINANCIAL BANCORP.
("FIRST FINANCIAL"), AS SUCH AGREEMENT MAY
BE AMENDED FROM TIME TO TIME, PURSUANT TO
WHICH MAINSOURCE WILL MERGE WITH AND INTO
FIRST FINANCIAL, WITH FIRST FINANCIAL AS
THE SURVIVING CORPORATION (THE "MERGER").
2. TO APPROVE, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO MAINSOURCE'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
MERGER, AND THE AGREEMENTS OR
UNDERSTANDINGS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
3. TO APPROVE ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, INCLUDING ADJOURNMENTS TO
PERMIT FURTHER SOLICITATION OF PROXIES BY
MAINSOURCE IN FAVOR OF THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC. Agenda Number: 934736452
--------------------------------------------------------------------------------------------------------------------------
Security: 598511103
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: MOFG
ISIN: US5985111039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard R. Donohue Mgmt For For
Nathaniel J. Kaeding Mgmt For For
Ruth E. Stanoch Mgmt For For
Kurt R. Weise Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers of the Company.
3. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency with which
shareholders will vote on the compensation
of the named executive officers of the
Company.
4. To ratify the appointment of RSM US LLP to Mgmt For For
serve as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
MUTUALFIRST FINANCIAL,INC. Agenda Number: 934748320
--------------------------------------------------------------------------------------------------------------------------
Security: 62845B104
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: MFSF
ISIN: US62845B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michelle R. Altobella Mgmt For For
Mark L. Barkley Mgmt For For
Patrick C. Botts Mgmt For For
Richard J. Lashley Mgmt For For
James M. Bernard Mgmt For For
William V. Hughes Mgmt For For
Brian C. Hewitt Mgmt For For
James D. Rosema Mgmt For For
2. Adoption of an advisory (non-binding) Mgmt For For
resolution to approve our executive
compensation as disclosed in the
accompanying Proxy Statement.
3. Adoption of an advisory (non-binding) vote Mgmt 1 Year For
on whether Stockholders should vote on
compensation every one, two or three years.
4. Ratification of the appointment of BKD, LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL COMMERCE CORPORATION Agenda Number: 934800219
--------------------------------------------------------------------------------------------------------------------------
Security: 63546L102
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: NCOM
ISIN: US63546L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joel S. Arogeti Mgmt For For
Bobby A. Bradley Mgmt For For
Thomas H. Coley Mgmt For For
Mark L. Drew Mgmt For For
Brian C. Hamilton Mgmt For For
R. Holman Head Mgmt For For
John H. Holcomb, III Mgmt For For
William E. Matthews, V Mgmt For For
C. Phillip McWane Mgmt For For
Richard Murray, IV Mgmt For For
G. Ruffner Page, Jr. Mgmt For For
Stephen A. Sevigny Mgmt For For
W. Stancil Starnes Mgmt For For
Temple W. Tutwiler, III Mgmt For For
Russell H Vandevelde IV Mgmt For For
2. To ratify the Audit Committee's appointment Mgmt For For
of Porter Keadle Moore, LLC as the
Company's independent registered public
accountants for the year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
NICOLET BANKSHARES, INC. Agenda Number: 934752420
--------------------------------------------------------------------------------------------------------------------------
Security: 65406E102
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: NCBS
ISIN: US65406E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert W. Agnew Mgmt Withheld Against
Robert B. Atwell Mgmt For For
Michael E. Daniels Mgmt For For
John N. Dykema Mgmt Withheld Against
Terrence R. Fulwiler Mgmt For For
Christopher J. Ghidorzi Mgmt For For
Michael J. Gilson Mgmt For For
Thomas L. Herlache Mgmt For For
Andrew F. Hetzel, Jr. Mgmt For For
Donald J. Long, Jr. Mgmt For For
Dustin J. McClone Mgmt For For
Susan L. Merkatoris Mgmt For For
Randy J. Rose Mgmt Withheld Against
Oliver Pierce Smith Mgmt For For
Robert J. Weyers Mgmt For For
2. Ratification of selection of the Mgmt For For
independent registered public accounting
firm of Porter Keadle Moore, LLC to serve
as the independent registered public
accounting firm for the Company for the
year ending December 31, 2018.
3. Approval of the Nicolet Bankshares, Inc. Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
NORTHRIM BANCORP, INC. Agenda Number: 934790583
--------------------------------------------------------------------------------------------------------------------------
Security: 666762109
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: NRIM
ISIN: US6667621097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry S. Cash Mgmt For For
Anthony Drabek Mgmt For For
Karl L. Hanneman Mgmt For For
David W. Karp Mgmt For For
David J. McCambridge Mgmt For For
Krystal M. Nelson Mgmt For For
Joseph M. Schierhorn Mgmt For For
John C. Swalling Mgmt For For
Linda C. Thomas Mgmt For For
David G. Wight Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION: To Mgmt For For
approve, by nonbinding vote, the
compensation of the named executive
officers.
3. RATIFY THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM: To
ratify the selection of Moss Adams LLP as
the independent registered public
accounting firm for Northrim BanCorp, Inc.
for fiscal year 2018.
--------------------------------------------------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORP. Agenda Number: 934728885
--------------------------------------------------------------------------------------------------------------------------
Security: 67401P108
Meeting Type: Annual
Meeting Date: 06-Apr-2018
Ticker: OCSL
ISIN: US67401P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc H. Gamsin Mgmt For For
Craig Jacobson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's Independent Registered
Public Accounting Firm for the fiscal year
ending September 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
OLD NATIONAL BANCORP Agenda Number: 934737137
--------------------------------------------------------------------------------------------------------------------------
Security: 680033107
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: ONB
ISIN: US6800331075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) DIRECTOR
Alan W. Braun Mgmt For For
Andrew E. Goebel Mgmt For For
Jerome F. Henry, Jr. Mgmt For For
Robert G. Jones Mgmt For For
Ryan C. Kitchell Mgmt For For
Phelps L. Lambert Mgmt For For
Thomas E. Salmon Mgmt For For
Randall T. Shepard Mgmt For For
Rebecca S. Skillman Mgmt For For
Kelly N. Stanley Mgmt For For
Derrick J. Stewart Mgmt For For
Katherine E. White Mgmt For For
Linda E. White Mgmt For For
2) Approval of a non-binding advisory proposal Mgmt For For
on Executive Compensation.
3) Ratification of the appointment of Crowe Mgmt For For
Horwath LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
OLD SECOND BANCORP, INC. Agenda Number: 934790230
--------------------------------------------------------------------------------------------------------------------------
Security: 680277100
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: OSBC
ISIN: US6802771005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: James Eccher Mgmt For For
1.2 Election of Class I Director: Barry Finn Mgmt For For
1.3 Election of Class I Director: James F. Mgmt For For
Tapscott
1.4 Election of Class I Director: Hugh McLean Mgmt For For
2. Approval, in a non-binding, advisory vote, Mgmt For For
of the compensation of our named executive
officers as described in the Proxy
Statement for the Annual Meeting of
Stockholders.
3. Ratification of the selection of Plante & Mgmt For For
Moran, PLLC as our independent registered
public accountants for the fiscal year
ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 934795040
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Carona Mgmt For For
Ayad A. Fargo Mgmt For For
Steven R. Gardner Mgmt For For
Joseph L. Garrett Mgmt For For
Jeff C. Jones Mgmt For For
Simone F. Lagomarsino Mgmt For For
Michael J. Morris Mgmt For For
Zareh H. Sarrafian Mgmt For For
Cora M. Tellez Mgmt For For
2. TO AMEND ARTICLE FOURTH OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO INCREASE
THE COMPANY'S AUTHORIZED SHARES OF COMMON
STOCK FROM 100,000,000 TO 150,000,000.
3. TO AMEND ARTICLE FIFTH OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO REMOVE THE
PROHIBITION AGAINST STOCKHOLDER ACTION BY
WRITTEN CONSENT.
4. TO AMEND ARTICLE FIFTH OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO REMOVE THE
LIMITATION THAT ONLY THE BOARD OF DIRECTORS
MAY CALL SPECIAL MEETINGS OF STOCKHOLDERS.
5. TO AMEND ARTICLE SEVENTH OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO PERMIT THE
ADOPTION, AMENDMENT OR REPEAL OF OUR BYLAWS
BY THE AFFIRMATIVE VOTE OF HOLDERS OF AT
LEAST A MAJORITY OF THE VOTING POWER OF ALL
OF OUR OUTSTANDING SHARES OF CAPITAL STOCK
ENTITLED TO VOTE.
6. TO AMEND ARTICLE ELEVENTH OF THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO ELIMINATE
THE REQUIREMENT THAT A SUPERMAJORITY VOTE
OF HOLDERS OF OUR OUTSTANDING SHARES OF
CAPITAL STOCK ENTITLED TO VOTE BE REQUIRED
TO AMEND OR REPEAL CERTAIN PROVISIONS OF
OUR CERTIFICATE OF INCORPORATION.
7. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
8. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF FUTURE ADVISORY
VOTES ON THE NAMED EXECUTIVE OFFICER
COMPENSATION.
9. TO RATIFY THE APPOINTMENT OF CROWE HORWATH Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2018.
10. TO ADJOURN OR POSTPONE THE ANNUAL MEETING Mgmt For For
TO A LATER DATE OR DATES IF NECESSARY TO
SOLICIT ADDITIONAL PROXIES.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda Number: 934801932
--------------------------------------------------------------------------------------------------------------------------
Security: 69478X105
Meeting Type: Special
Meeting Date: 21-May-2018
Ticker: PPBI
ISIN: US69478X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of common stock to Mgmt For For
Grandpoint Capital, Inc. shareholders
pursuant to the Agreement and Plan of
Reorganization, dated February 9, 2018, by
and between Pacific Premier and Grandpoint
Capital, Inc. pursuant to which Grandpoint
Capital, Inc. will merge with and into
Pacific Premier, with Pacific Premier as
the surviving institution.
2. To adjourn the special meeting to a later Mgmt For For
date or dates, if necessary, to permit
further solicitation of proxies if there
are not sufficient votes at the time of the
special meeting to approve the issuance of
shares of Pacific Premier common stock in
connection with the merger.
--------------------------------------------------------------------------------------------------------------------------
PACWEST BANCORP Agenda Number: 934762306
--------------------------------------------------------------------------------------------------------------------------
Security: 695263103
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: PACW
ISIN: US6952631033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tanya M. Acker Mgmt Withheld Against
Paul R. Burke Mgmt For For
Craig A. Carlson Mgmt For For
John M. Eggemeyer III Mgmt For For
C. William Hosler Mgmt For For
Susan E. Lester Mgmt For For
Roger H. Molvar Mgmt For For
James J. Pieczynski Mgmt For For
Daniel B. Platt Mgmt For For
Robert A. Stine Mgmt For For
Matthew P. Wagner Mgmt For For
Mark T. Yung Mgmt For For
2. Advisory Vote on Executive Compensation. To Mgmt For For
approve, on an advisory basis (non
binding), the compensation of the Company's
named executive officers.
3. Ratification of the Appointment of Mgmt For For
Independent Auditors. To ratify the
appointment of KPMG LLP as the Company's
independent auditors for the fiscal year
ending December 31, 2018.
4. Adjournments. To consider and act upon a Mgmt For For
proposal to approve, if necessary, an
adjournment or postponement of the 2018
Annual Meeting of Stockholders (the "Annual
Meeting") to solicit additional proxies.
5. Other Business. To consider and act upon Mgmt Against Against
such other business and matters or
proposals as may properly come before the
Annual Meeting or any adjournments or
postponements thereof.
--------------------------------------------------------------------------------------------------------------------------
PARK HOTELS & RESORTS INC Agenda Number: 934766544
--------------------------------------------------------------------------------------------------------------------------
Security: 700517105
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: PK
ISIN: US7005171050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Baltimore Jr. Mgmt For For
Gordon M. Bethune Mgmt For For
Patricia M. Bedient Mgmt For For
Geoffrey Garrett Mgmt For For
Christie B. Kelly Mgmt For For
Sen. Joseph I Lieberman Mgmt For For
Timothy J. Naughton Mgmt For For
Stephen I. Sadove Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
PARK NATIONAL CORPORATION Agenda Number: 934741833
--------------------------------------------------------------------------------------------------------------------------
Security: 700658107
Meeting Type: Annual
Meeting Date: 23-Apr-2018
Ticker: PRK
ISIN: US7006581075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. William Englefield Mgmt For For
IV
1B. Election of Director: Julia A. Sloat Mgmt For For
1C. Election of Director: David L. Trautman Mgmt For For
1D. Election of Director: Leon Zazworsky Mgmt For For
2. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the compensation of the
Company's named executive officers.
3. Approval of advisory resolution on the Mgmt For For
compensation of the Company's named
executive officers.
4. Ratification of the appointment of Crowe Mgmt For For
Horwath LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
PARK STERLING CORP Agenda Number: 934679676
--------------------------------------------------------------------------------------------------------------------------
Security: 70086Y105
Meeting Type: Special
Meeting Date: 25-Oct-2017
Ticker: PSTB
ISIN: US70086Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF APRIL 26, 2017, BY AND
BETWEEN THE COMPANY AND SOUTH STATE
CORPORATION.
2. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE MERGER
PROPOSAL.
3. TO ADOPT AN ADVISORY (NONBINDING) Mgmt For For
RESOLUTION APPROVING THE COMPENSATION THAT
CERTAIN EXECUTIVE OFFICERS OF THE COMPANY
MAY RECEIVE IN CONNECTION WITH THE MERGER
PURSUANT TO EXISTING AGREEMENTS OR
ARRANGEMENTS WITH THE COMPANY.
--------------------------------------------------------------------------------------------------------------------------
PEOPLES BANCORP INC. Agenda Number: 934757913
--------------------------------------------------------------------------------------------------------------------------
Security: 709789101
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: PEBO
ISIN: US7097891011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George W. Broughton Mgmt For For
Charles W. Sulerzyski Mgmt For For
Terry T. Sweet Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of Peoples' named executive
officers as disclosed in the Proxy
Statement for the 2018 Annual Meeting of
Shareholders.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the compensation of
Peoples' named executive officers.
4. Approval of the Peoples Bancorp Inc. Third Mgmt For For
Amended and Restated 2006 Equity Plan.
5. Adoption of amendment to Section 2.02 of Mgmt For For
Peoples' Code of Regulations in order to
provide for annual election of all
Directors of Peoples.
6. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Peoples' independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC. Agenda Number: 934737000
--------------------------------------------------------------------------------------------------------------------------
Security: 72346Q104
Meeting Type: Annual
Meeting Date: 17-Apr-2018
Ticker: PNFP
ISIN: US72346Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abney S. Boxley, III Mgmt For For
1b. Election of Director: Charles E. Brock Mgmt For For
1c. Election of Director: Renda J. Burkhart Mgmt For For
1d. Election of Director: Gregory L. Burns Mgmt For For
1e. Election of Director: Richard D. Callicutt, Mgmt For For
II
1f. Election of Director: Marty G. Dickens Mgmt For For
1g. Election of Director: Thomas C. Farnsworth, Mgmt For For
III
1h. Election of Director: Joseph C. Galante Mgmt For For
1i. Election of Director: Glenda Baskin Glover Mgmt For For
1j. Election of Director: David B. Ingram Mgmt For For
1k. Election of Director: Robert A. McCabe, Jr. Mgmt For For
1l. Election of Director: Ronald L. Samuels Mgmt For For
1m. Election of Director: Gary L. Scott Mgmt For For
1n. Election of Director: Reese L. Smith, III Mgmt For For
1o. Election of Director: Thomas R. Sloan Mgmt For For
1p. Election of Director: G. Kennedy Thompson Mgmt For For
1q. Election of Director: M. Terry Turner Mgmt For For
2. To ratify the appointment of Crowe Horwath Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2018.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement for the annual meeting
of shareholders.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Charter to increase
the number of authorized shares of the
Company's capital stock from 100,000,000 to
190,000,000; 180,000,000 of which shall be
common stock and 10,000,000 shall be
preferred stock.
5. To approve the Company's 2018 Omnibus Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PRESIDIO BANK Agenda Number: 934766823
--------------------------------------------------------------------------------------------------------------------------
Security: 74101A100
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: PDOB
ISIN: US74101A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce H. Cabral Mgmt For For
Paula R. Collins Mgmt For For
Stephen G. Heitel Mgmt For For
Robert B. Leet Mgmt For For
Stephen D. Mayer Mgmt For For
Gregory J. Moss Mgmt For For
Lawrence R. Nibbi Mgmt For For
Marina H. Park Mgmt For For
James S. Westfall Mgmt For For
James R. Woolwine Mgmt Withheld Against
2. Ratification of the selection of Crowe Mgmt For For
Horwath LLP, independent certified public
accountants, to serve as the Bank's
auditors for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
PRIME MERIDIAN HOLDING COMPANY Agenda Number: 934756149
--------------------------------------------------------------------------------------------------------------------------
Security: 74164R107
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: PMHG
ISIN: US74164R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William D. Crona Mgmt For For
Sammie D. Dixon, Jr. Mgmt For For
Steven L. Evans Mgmt For For
R. Randy Guemple Mgmt For For
Chris L. Jensen, Jr. Mgmt For For
Kathleen C. Jones Mgmt Withheld Against
Robert H. Kirby Mgmt For For
Frank L. Langston Mgmt For For
L. Collins Proctor, Sr. Mgmt For For
Garrison A. Rolle, M.D. Mgmt For For
Steven D. Smith Mgmt For For
Marjorie R. Turnbull Mgmt For For
Richard A. Weidner Mgmt For For
2. The ratification of the appointment of Mgmt For For
Hacker, Johnson & Smith, P.A. as the
independent auditors for the Company, for
the fiscal year ending December 31, 2018.
3. The adjournment of the Annual Meeting to Mgmt Against Against
solicit additional proxies in the event
there are an insufficient number of votes
to approve either one or both of the
foregoing Proposals.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC. Agenda Number: 934694654
--------------------------------------------------------------------------------------------------------------------------
Security: 743868101
Meeting Type: Annual
Meeting Date: 28-Nov-2017
Ticker: PROV
ISIN: US7438681014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
CRAIG G. BLUNDEN Mgmt For For
ROY H. TAYLOR Mgmt For For
2. THE APPROVAL ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS OF OUR EXECUTIVE COMPENSATION AS
DISCLOSED IN THE PROXY STATEMENT.
3. ADVISORY (NON-BINDING) VOTE ON HOW OFTEN Mgmt 1 Year For
SHAREHOLDERS SHALL VOTE ON EXECUTIVE
COMPENSATION.
4. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR PROVIDENT FINANCIAL HOLDINGS,
INC. FOR THE FISCAL YEAR ENDING JUNE 30,
2018.
--------------------------------------------------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC. Agenda Number: 934741984
--------------------------------------------------------------------------------------------------------------------------
Security: 74386T105
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: PFS
ISIN: US74386T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Martin Mgmt For For
John Pugliese Mgmt For For
2. The approval (non-binding) of executive Mgmt For For
compensation.
3. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
QCR HOLDINGS, INC. Agenda Number: 934781320
--------------------------------------------------------------------------------------------------------------------------
Security: 74727A104
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: QCRH
ISIN: US74727A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Kay Bates Mgmt For For
John-Paul E. Besong Mgmt For For
Todd A. Gipple Mgmt For For
Donna J. Sorensen Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of certain executive
officers which is referred to as a "say-on-
pay" proposal.
3. To recommend, in a non-binding, advisory Mgmt 1 Year For
vote, the frequency of which stockholders
will vote on future say-on-pay proposals.
4. To ratify the appointment of RSM US LLP as Mgmt For For
QCR Holding's independent registered public
accounting firm for the fiscal year ending
December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION Agenda Number: 934740021
--------------------------------------------------------------------------------------------------------------------------
Security: 7591EP100
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: RF
ISIN: US7591EP1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Carolyn H. Byrd Mgmt For For
1b. Election of Director: Don DeFosset Mgmt For For
1c. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1d. Election of Director: Eric C. Fast Mgmt For For
1e. Election of Director: O. B. Grayson Hall, Mgmt For For
Jr.
1f. Election of Director: John D. Johns Mgmt For For
1g. Election of Director: Ruth Ann Marshall Mgmt For For
1h. Election of Director: Susan W. Matlock Mgmt For For
1i. Election of Director: John E. Maupin, Jr. Mgmt For For
1j. Election of Director: Charles D. McCrary Mgmt For For
1k. Election of Director: James T. Prokopanko Mgmt For For
1l. Election of Director: Lee J. Styslinger III Mgmt For For
1m. Election of Director: Jose S. Suquet Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for 2018.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
RENASANT CORPORATION Agenda Number: 934738949
--------------------------------------------------------------------------------------------------------------------------
Security: 75970E107
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: RNST
ISIN: US75970E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald Clark, Jr. Mgmt For For
Albert J. Dale, III Mgmt For For
John T. Foy Mgmt For For
C. Mitchell Waycaster Mgmt For For
2. To adopt, in a non-binding advisory vote, a Mgmt For For
resolution approving the compensation of
our named executive officers, as described
in the proxy statement
3. To ratify the appointment of Horne LLP as Mgmt For For
our independent registered public
accountants for 2018
--------------------------------------------------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC. Agenda Number: 934680338
--------------------------------------------------------------------------------------------------------------------------
Security: 800363103
Meeting Type: Special
Meeting Date: 18-Oct-2017
Ticker: SASR
ISIN: US8003631038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE ISSUANCE OF SHARES OF SANDY Mgmt For For
SPRING BANCORP, INC. COMMON STOCK IN
CONNECTION WITH THE MERGER OF TOUCHDOWN
ACQUISITION, INC., A WHOLLY OWNED
SUBSIDIARY OF SANDY SPRING BANCORP, INC.,
WITH AND INTO WASHINGTONFIRST BANKSHARES,
INC.
2. APPROVAL OF THE ADJOURNMENT OF THE SANDY Mgmt For For
SPRING BANCORP, INC. SPECIAL MEETING, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE SANDY
SPRING BANCORP, INC. SHARE ISSUANCE
PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
SBT BANCORP, INC. Agenda Number: 934758725
--------------------------------------------------------------------------------------------------------------------------
Security: 78391C106
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: SBTB
ISIN: US78391C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James T. Fleming Mgmt For For
Michael L. Hammer Mgmt For For
Michael D. Nicastro Mgmt For For
Kolawole A. Olofinboba Mgmt For For
Penny R. Woodford Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of SBT Bancorp,
Inc.'s named executive officers as
determined by the Compensation and Human
Resources Committee.
3. To ratify the appointment of Crowe Horwath, Mgmt For For
LLP as SBT Bancorp, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
4. In their discretion, the Proxies, or either Mgmt Against Against
of them, are authorized to vote upon such
other business as may properly be brought
before the meeting or any adjournment or
postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
SHORE BANCSHARES, INC. Agenda Number: 934737113
--------------------------------------------------------------------------------------------------------------------------
Security: 825107105
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: SHBI
ISIN: US8251071051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director for term Mgmt Against Against
expires 2021: David J. Bates
1b. Election of Class III Director for term Mgmt Against Against
expires 2021: Lloyd L. Beatty, Jr.
1c. Election of Class III Director for term Mgmt Against Against
expires 2021: James A. Judge
1d. Election of Class III Director for term Mgmt Against Against
expires 2021: R. Michael Clemmer, Jr.
2. Ratify the appointment of Yount, Hyde & Mgmt For For
Barbour, P.C. as the independent registered
public accounting firm for 2018.
3. Adopt a non-binding advisory resolution Mgmt Against Against
approving the compensation of the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SIMMONS FIRST NATIONAL CORPORATION Agenda Number: 934748267
--------------------------------------------------------------------------------------------------------------------------
Security: 828730200
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: SFNC
ISIN: US8287302009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To fix the number of directors at fifteen Mgmt For For
(15).
2. DIRECTOR
Jay D. Burchfield Mgmt For For
William E. Clark, II Mgmt For For
Steven A. Cosse Mgmt For For
Mark C. Doramus Mgmt For For
Edward Drilling Mgmt For For
Eugene Hunt Mgmt For For
Jerry Hunter Mgmt For For
Chris R. Kirkland Mgmt For For
Susan Lanigan Mgmt For For
George A. Makris, Jr. Mgmt For For
W. Scott McGeorge Mgmt For For
Tom E. Purvis Mgmt For For
Robert L. Shoptaw Mgmt For For
Russell Teubner Mgmt For For
Mindy West Mgmt For For
3. To adopt the following non-binding Mgmt For For
resolution: RESOLVED, that the compensation
paid to the Company's named executive
officers, as disclosed in the Proxy
Statement pursuant to Item 402 of
Regulation SK, including the Compensation
Discussion and Analysis, the compensation
tables, and narrative discussion is hereby
APPROVED.
4. To ratify the Audit Committee's selection Mgmt For For
of the accounting firm of BKD, LLP as
independent auditors of the Company and its
subsidiaries for the year ending December
31, 2018.
5. To amend the Articles of Incorporation of Mgmt For For
Simmons First National Corporation to
increase the number of authorized shares of
Class A, $0.01 par value, common stock from
120,000,000 to 175,000,000.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 934758357
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109
Meeting Type: Annual
Meeting Date: 08-May-2018
Ticker: SPG
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glyn F. Aeppel Mgmt For For
1b. Election of Director: Larry C. Glasscock Mgmt For For
1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1d. Election of Director: Allan Hubbard Mgmt For For
1e. Election of Director: Reuben S. Leibowitz Mgmt For For
1f. Election of Director: Gary M. Rodkin Mgmt For For
1g. Election of Director: Stefan M. Selig Mgmt For For
1h. Election of Director: Daniel C. Smith, Mgmt For For
Ph.D.
1i. Election of Director: J. Albert Smith, Jr. Mgmt For For
1j. Election of Director: Marta R. Stewart Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for 2018.
4. A shareholder proposal that any future Shr Against For
employment agreement with our CEO does not
provide any termination benefits following
a change in control.
--------------------------------------------------------------------------------------------------------------------------
SOUTH STATE CORPORATION Agenda Number: 934735525
--------------------------------------------------------------------------------------------------------------------------
Security: 840441109
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: SSB
ISIN: US8404411097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Pollok Mgmt For For
Cynthia A. Hartley Mgmt For For
Thomas E. Suggs Mgmt For For
Kevin P. Walker Mgmt For For
James C. Cherry Mgmt For For
Jean E. Davis Mgmt For For
2. Proposal to conduct an advisory vote on the Mgmt For For
compensation of the Company's named
executive officers (this is a nonbinding,
advisory vote.
3. Proposal to ratify, as an advisory, Mgmt For For
non-binding vote, the appointment of Dixon
Hughes Goodman LLP, Certified Public
Accountants, as independent registered
public accounting firm for the Company for
the fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC. Agenda Number: 934780114
--------------------------------------------------------------------------------------------------------------------------
Security: 842873101
Meeting Type: Annual
Meeting Date: 15-May-2018
Ticker: SFST
ISIN: US8428731017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A Cothran Mgmt Withheld Against
Rudolph G Johnstone III Mgmt For For
R Arthur Seaver, Jr. Mgmt For For
2. Proposal to conduct an advisory vote on the Mgmt For For
compensation of our named executive
officers as disclosed in this proxy
statement (this is a non-binding, advisory
vote).
3. Proposal to ratify the appointment of Mgmt For For
Elliott Davis, LLC as our independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC. Agenda Number: 934683562
--------------------------------------------------------------------------------------------------------------------------
Security: 843380106
Meeting Type: Annual
Meeting Date: 30-Oct-2017
Ticker: SMBC
ISIN: US8433801060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RONNIE D. BLACK Mgmt For For
REBECCA M. BROOKS Mgmt For For
DENNIS C. ROBISON Mgmt For For
2. THE ADVISORY (NON-BINDING) VOTE ON OUR Mgmt For For
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING PROXY STATEMENT.
3. THE APPROVAL OF THE COMPANY'S 2017 OMNIBUS Mgmt For For
INCENTIVE PLAN.
4. THE RATIFICATION OF THE APPOINTMENT OF BKD, Mgmt For For
LLP AS SOUTHERN MISSOURI BANCORP'S
INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING JUNE 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST BANCORP, INC. Agenda Number: 934680047
--------------------------------------------------------------------------------------------------------------------------
Security: 844767103
Meeting Type: Special
Meeting Date: 17-Oct-2017
Ticker: OKSB
ISIN: US8447671038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF DECEMBER 14, 2016, AS
AMENDED ON JULY 19, 2017, BY AND BETWEEN
SIMMONS FIRST NATIONAL CORPORATION AND OKSB
PURSUANT TO WHICH OKSB WILL MERGE WITH AND
INTO SIMMONS (THE "OKSB MERGER PROPOSAL").
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO OKSB'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE COMPLETION
OF THE OKSB MERGER BY APPROVING THE
FOLLOWING RESOLUTION: RESOLVED, THAT THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO OKSB'S NAMED ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL).
3. TO ADJOURN THE OKSB SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF THE OKSB
MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
STATE BANK FINANCIAL CORPORATION Agenda Number: 934785051
--------------------------------------------------------------------------------------------------------------------------
Security: 856190103
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: STBZ
ISIN: US8561901039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James R. Balkcom, Jr. Mgmt For For
1b. Election of Director: Archie L. Bransford, Mgmt For For
Jr.
1c. Election of Director: Kim M. Childers Mgmt For For
1d. Election of Director: Ann Q. Curry Mgmt For For
1e. Election of Director: Joseph W. Evans Mgmt For For
1f. Election of Director: Virginia A. Hepner Mgmt For For
1g. Election of Director: John D. Houser Mgmt For For
1h. Election of Director: Anne H. Kaiser Mgmt For For
1i. Election of Director: William D. McKnight Mgmt For For
1j. Election of Director: Asif Ramji Mgmt For For
1k. Election of Director: G. Scott Uzzell Mgmt For For
1l. Election of Director: J. Thomas Wiley, Jr. Mgmt For For
2. Proposal to approve on a non-binding, Mgmt For For
advisory basis the compensation of our
named executive officers as disclosed in
the Proxy Statement.
3. Proposal to ratify the appointment of Dixon Mgmt For For
Hughes Goodman LLP as our independent
registered public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 934755161
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paul J. Bickel III Mgmt For For
1b. Election of Director: J. McCauley Brown Mgmt For For
1c. Election of Director: Charles R. Edinger Mgmt For For
III
1d. Election of Director: David P. Heintzman Mgmt For For
1e. Election of Director: Donna L. Heitzman Mgmt For For
1f. Election of Director: Carl G. Herde Mgmt For For
1g. Election of Director: James A. Hillebrand Mgmt For For
1h. Election of Director: Richard A. Lechleiter Mgmt For For
1i. Election of Director: Richard Northern Mgmt For For
1j. Election of Director: Stephen M. Priebe Mgmt For For
1k. Election of Director: Norman Tasman Mgmt For For
1l. Election of Director: Kathy C. Thompson Mgmt For For
2. The proposed amendment of the 2015 Omnibus Mgmt For For
Equity Compensation Plan.
3. The advisory vote to approve the Mgmt For For
compensation of Bancorp's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SUN BANCORP, INC. Agenda Number: 934684918
--------------------------------------------------------------------------------------------------------------------------
Security: 86663B201
Meeting Type: Special
Meeting Date: 24-Oct-2017
Ticker: SNBC
ISIN: US86663B2016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF MERGER, DATED AS OF JUNE 30, 2017, BY
AND AMONG OCEANFIRST FINANCIAL CORP., SUN
BANCORP, INC., AND MERCURY MERGER SUB
CORP., AS SUCH AGREEMENT MAY BE AMENDED
FROM TIME TO TIME (THE "MERGER AGREEMENT")
AND THE MERGER (THE "FIRST-STEP MERGER") OF
MERCURY MERGER SUB CORP. INTO SUN BANCORP,
INC. PURSUANT TO THE MERGER AGREEMENT (THE
"MERGER PROPOSAL").
2. PROPOSAL TO APPROVE, ON AN ADVISORY Mgmt For For
(NON-BINDING) BASIS, THE COMPENSATION THAT
CERTAIN EXECUTIVE OFFICERS OF SUN BANCORP,
INC. MAY RECEIVE IN CONNECTION WITH THE
FIRST-STEP MERGER PURSUANT TO EXISTING
AGREEMENTS OR ARRANGEMENTS WITH SUN
BANCORP, INC.
3. PROPOSAL TO APPROVE ONE OR MORE Mgmt For For
ADJOURNMENTS THE SUN BANCORP, INC. SPECIAL
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE
MERGER PROPOSAL.
--------------------------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda Number: 934732252
--------------------------------------------------------------------------------------------------------------------------
Security: 867914103
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: STI
ISIN: US8679141031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Agnes Bundy Scanlan Mgmt For For
1B. Election of director: Dallas S. Clement Mgmt For For
1C. Election of director: Paul R. Garcia Mgmt For For
1D. Election of director: M. Douglas Ivester Mgmt For For
1E. Election of director: Donna S. Morea Mgmt For For
1F. Election of director: David M. Ratcliffe Mgmt For For
1G. Election of director: William H. Rogers, Mgmt For For
Jr.
1H. Election of director: Frank P. Scruggs, Jr. Mgmt For For
1I. Election of director: Bruce L. Tanner Mgmt For For
1J. Election of director: Steven C. Voorhees Mgmt For For
1K. Election of director: Thomas R. Watjen Mgmt For For
1L. Election of director: Dr. Phail Wynn, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To approve the SunTrust Banks, Inc. 2018 Mgmt For For
Omnibus Incentive Compensation Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent auditor
for 2018.
--------------------------------------------------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION Agenda Number: 934767180
--------------------------------------------------------------------------------------------------------------------------
Security: 20368X101
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: TCFC
ISIN: US20368X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William J. Pasenelli Mgmt For For
E. Lawrence Sanders III Mgmt For For
Austin J. Slater, Jr. Mgmt For For
Joseph V. Stone, Jr. Mgmt For For
2. The ratification of the appointment of Mgmt For For
Dixon Hughes Goodman LLP as the independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. The approval of a non-binding resolution of Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCORP, INC. Agenda Number: 934751163
--------------------------------------------------------------------------------------------------------------------------
Security: 31866P102
Meeting Type: Annual
Meeting Date: 25-Apr-2018
Ticker: FNLC
ISIN: US31866P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Katherine M. Boyd Mgmt For For
Robert B. Gregory Mgmt For For
Renee W. Kelly Mgmt For For
Tony C. McKim Mgmt For For
Mark N. Rosborough Mgmt For For
Cornelius J. Russell Mgmt For For
Stuart G. Smith Mgmt For For
Bruce B. Tindal Mgmt For For
F. Stephen Ward Mgmt For For
2. To approve (on a non-binding basis), the Mgmt For For
compensation of the Company's executives,
as disclosed in the Company's annual report
and proxy statement.
3. To ratify the Board of Directors Audit Mgmt For For
Committee's selection of Berry Dunn McNeil
& Parker, LLC, as independent auditors for
the Company for 2018.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 934783158
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles R. Lightsey Mgmt For For
Fred A. McMurry Mgmt For For
Thomas E. Mitchell Mgmt For For
Andrew D. Stetelman Mgmt For For
2. Proposal to Ratify the appointment of Crowe Mgmt For For
Horwath LLP as the Independent Registered
Public Accounting Firm of the Company.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. Approval of Amendment to Amended and Mgmt For For
Restated Articles of Incorporation to
increase number of authorized shares of
common stock.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST OF LONG ISLAND CORPORATION Agenda Number: 934744207
--------------------------------------------------------------------------------------------------------------------------
Security: 320734106
Meeting Type: Annual
Meeting Date: 17-Apr-2018
Ticker: FLIC
ISIN: US3207341062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul T. Canarick Mgmt For For
Alexander L. Cover Mgmt For For
Stephen V. Murphy Mgmt For For
Peter Quick Mgmt For For
Denise Strain Mgmt For For
Eric J. Tveter Mgmt For For
2. Non-binding, advisory vote to approve our Mgmt For For
executive compensation as discussed in the
proxy statement.
3. To approve an amendment to the Certificate Mgmt For For
of Incorporation to increase the number of
authorized shares of common stock from 40
million to 80 million.
4. To ratify the appointment of Crowe Horwath Mgmt For For
LLP as the Corporation's independent
registered public accounting firm for 2018.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934732961
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles E. Bunch Mgmt For For
1B. Election of Director: Debra A. Cafaro Mgmt For For
1C. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1D. Election of Director: William S. Demchak Mgmt For For
1E. Election of Director: Andrew T. Feldstein Mgmt For For
1F. Election of Director: Daniel R. Hesse Mgmt For For
1G. Election of Director: Richard B. Kelson Mgmt For For
1H. Election of Director: Linda R. Medler Mgmt For For
1I. Election of Director: Martin Pfinsgraff Mgmt For For
1J. Election of Director: Donald J. Shepard Mgmt For For
1K. Election of Director: Michael J. Ward Mgmt For For
1L. Election of Director: Gregory D. Wasson Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2018.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TOWNEBANK Agenda Number: 934802605
--------------------------------------------------------------------------------------------------------------------------
Security: 89214P109
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: TOWN
ISIN: US89214P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve for Mgmt Against Against
a three-year term: Jacqueline B. Amato
1b. Election of Class II Director to serve for Mgmt For For
a three-year term: Richard S. Bray
1c. Election of Class II Director to serve for Mgmt For For
a three-year term: Andrew S. Fine
1d. Election of Class II Director to serve for Mgmt For For
a three-year term: John R. Lawson, II
1e. Election of Class II Director to serve for Mgmt For For
a three-year term: W. Ashton Lewis
1f. Election of Class II Director to serve for Mgmt For For
a three-year term: R. Scott Morgan
1g. Election of Class II Director to serve for Mgmt For For
a three-year term: Robert M. Oman
1h. Election of Class II Director to serve for Mgmt For For
a three-year term: R.V. Owens, III
1i. Election of Class II Director to serve for Mgmt For For
a three-year term: Elizabeth T. Patterson
1j. Election of Class II Director to serve for Mgmt For For
a three-year term: Richard T. Wheeler, Jr.
1k. Election of Class I Director to serve for a Mgmt For For
two-year term: Howard Jung
1l. Election of Class I Director to serve for a Mgmt For For
two-year term: Robert C. Hatley
2. To ratify the selection of Dixon Hughes Mgmt For For
Goodman LLP, independent certified public
accountants, as auditors of TowneBank for
2018.
3. To approve, on a non-binding advisory Mgmt For For
basis, TowneBank's named executive officer
compensation.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency with which TowneBank
will hold a stockholder vote to approve
TowneBank's named executive officer
compensation.
5. To approve an amendment to TowneBank's Mgmt For For
articles of incorporation to increase the
number of authorized shares of TowneBank's
capital stock from 92,000,000 to
152,000,000, of which 150,000,000 shares
shall be common stock and 2,000,000 shares
shall be preferred stock.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 934807340
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 22-May-2018
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William J. Casey Mgmt For For
Donald J. Amaral Mgmt For For
L. Gage Chrysler III Mgmt For For
Craig S. Compton Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Michael W. Koehnen Mgmt For For
Martin A. Mariani Mgmt For For
Richard P. Smith Mgmt For For
W. Virginia Walker Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2018.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 934807314
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Special
Meeting Date: 29-May-2018
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Merger Mgmt For For
and Reorganization by and between the
Company and FNB Bancorp and the
transactions contemplated therein,
including the merger and the issuance of
shares of the Company's common stock in the
merger.
2. To approve one or more adjournments of the Mgmt For For
Company's special meeting.
--------------------------------------------------------------------------------------------------------------------------
U.S. BANCORP Agenda Number: 934735296
--------------------------------------------------------------------------------------------------------------------------
Security: 902973304
Meeting Type: Annual
Meeting Date: 17-Apr-2018
Ticker: USB
ISIN: US9029733048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WARNER L. BAXTER Mgmt For For
1B. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1C. ELECTION OF DIRECTOR: ANDREW CECERE Mgmt For For
1D. Election of director: Arthur D. Collins, Mgmt For For
Jr.
1E. Election of director: Kimberly J. Harris Mgmt For For
1F. Election of director: Roland A. Hernandez Mgmt For For
1G. Election of director: Doreen Woo Ho Mgmt For For
1H. Election of director: Olivia F. Kirtley Mgmt For For
1I. Election of director: Karen S. Lynch Mgmt For For
1J. Election of director: Richard P. McKenney Mgmt For For
1K. Election of director: David B. O'Maley Mgmt For For
1L. Election of director: O'dell M. Owens, Mgmt For For
M.D., M.P.H.
1M. Election of director: Craig D. Schnuck Mgmt For For
1N. Election of director: Scott W. Wine Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent auditor for
the 2018 fiscal year.
3. An advisory vote to approve the Mgmt For For
compensation of our executives disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
UNION BANKSHARES CORPORATION Agenda Number: 934680554
--------------------------------------------------------------------------------------------------------------------------
Security: 90539J109
Meeting Type: Special
Meeting Date: 26-Oct-2017
Ticker: UBSH
ISIN: US90539J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN Mgmt For For
OF REORGANIZATION, DATED AS OF MAY 19,
2017, BETWEEN UNION BANKSHARES CORPORATION
("UNION") AND XENITH BANKSHARES, INC.
("XENITH"), INCLUDING THE RELATED PLAN OF
MERGER, PURSUANT TO WHICH XENITH WILL MERGE
WITH AND INTO UNION.
2. PROPOSAL TO ADJOURN THE MEETING, IF Mgmt For For
NECESSARY AND APPROPRIATE, TO PERMIT
FURTHER SOLICITATION OF PROXIES IN THE
EVENT THERE ARE NOT SUFFICIENT VOTES AT THE
TIME OF THE MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
UNION BANKSHARES CORPORATION Agenda Number: 934750995
--------------------------------------------------------------------------------------------------------------------------
Security: 90539J109
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: UBSH
ISIN: US90539J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Beverley E. Dalton Mgmt For For
Thomas P. Rohman Mgmt For For
Thomas G. Snead Jr. Mgmt For For
Charles W. Steger Mgmt For For
Ronald L. Tillett Mgmt For For
Keith L. Wampler Mgmt For For
Patrick E. Corbin Mgmt For For
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2018.
4. To approve, on an advisory (non-binding) Mgmt For For
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC. Agenda Number: 934760489
--------------------------------------------------------------------------------------------------------------------------
Security: 90984P303
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: UCBI
ISIN: US90984P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert H. Blalock Mgmt For For
L. Cathy Cox Mgmt For For
Kenneth L. Daniels Mgmt For For
H. Lynn Harton Mgmt For For
Thomas A. Richlovsky Mgmt For For
David C. Shaver Mgmt For For
Jimmy C. Tallent Mgmt For For
Tim R. Wallis Mgmt For For
David H. Wilkins Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accountant for 2018.
--------------------------------------------------------------------------------------------------------------------------
UNITED COMMUNITY FINANCIAL CORP. Agenda Number: 934739030
--------------------------------------------------------------------------------------------------------------------------
Security: 909839102
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: UCFC
ISIN: US9098391025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marty E. Adams Mgmt For For
Lee Burdman Mgmt For For
Scott D. Hunter Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of UCFC's named executive
officers.
3. The ratification of the selection of Crowe Mgmt For For
Horwath LLP, certified public accountants,
as the auditors of UCFC for the current
fiscal year.
--------------------------------------------------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC. Agenda Number: 934774212
--------------------------------------------------------------------------------------------------------------------------
Security: 910304104
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: UBNK
ISIN: US9103041045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William H. W. Mgmt For For
Crawford, IV
1b. Election of Director: Michael F. Crowley Mgmt For For
1c. Election of Director: Raymond H. Lefurge, Mgmt For For
Jr.
2. To approve an advisory (non-binding) Mgmt For For
proposal on the Company's executive
compensation.
3. To approve an amendment to the Certificate Mgmt For For
of Incorporation to declassify the Board of
Directors resulting in (after phase-in)
annual Board terms from a Board with four
classes of Directors serving staggered
four-year terms.
4. Ratification of the appointment of Wolf & Mgmt For For
Company, P.C. as independent auditors of
the Company for the year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 934739078
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven J. Crandall Mgmt For For
Constance A. Howes, Esq Mgmt For For
Joseph J. MarcAurele Mgmt For For
Edwin J. Santos Mgmt For For
2. The ratification of the selection of KPMG Mgmt For For
LLP as the Corporation's independent
registered public accounting firm for the
year ending December 31, 2018.
3. A non-binding advisory resolution to Mgmt For For
approve the compensation of the
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934740350
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Baker II Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1d. Election of Director: Elizabeth A. Duke Mgmt For For
1e. Election of Director: Donald M. James Mgmt For For
1f. Election of Director: Maria R. Morris Mgmt For For
1g. Election of Director: Karen B. Peetz Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt For For
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: Timothy J. Sloan Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2018.
4. Shareholder Proposal - Special Shareowner Shr For Against
Meetings.
5. Shareholder Proposal - Reform Executive Shr Against For
Compensation Policy with Social
Responsibility.
6. Shareholder Proposal - Report on Incentive Shr For Against
Compensation and Risks of Material Losses.
--------------------------------------------------------------------------------------------------------------------------
WESTBURY BANCORP, INC Agenda Number: 934718618
--------------------------------------------------------------------------------------------------------------------------
Security: 95727P106
Meeting Type: Annual
Meeting Date: 21-Feb-2018
Ticker: WBBW
ISIN: US95727P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg J. Remus Mgmt For For
Donald J. Murn Mgmt For For
Stephen W. Sinner Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
CliftonLarsonAllen LLP as the Company's
independent registered public accounting
firm for the year ending September 30,
2018.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 934760249
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: WSFS
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anat Bird Mgmt For For
Jennifer W. Davis Mgmt For For
Christopher T. Gheysens Mgmt For For
2. Ratification of the appointment of KPMG, Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2018
3. Approval of the WSFS Financial Corporation Mgmt For For
2018 Incentive Plan
4. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named
executive officers
--------------------------------------------------------------------------------------------------------------------------
XENITH BANKSHARES, INC. Agenda Number: 934681087
--------------------------------------------------------------------------------------------------------------------------
Security: 984102202
Meeting Type: Special
Meeting Date: 26-Oct-2017
Ticker: XBKS
ISIN: US9841022026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE AGREEMENT AND PLAN OF Mgmt For For
REORGANIZATION, DATED AS OF MAY 19, 2017,
BY AND BETWEEN THE COMPANY AND UNION
BANKSHARES CORPORATION ("UNION"), AND THE
RELATED PLAN OF MERGER PROVIDED THEREIN,
PURSUANT TO WHICH THE COMPANY WILL MERGE
WITH AND INTO UNION (THE "MERGER").
2. TO APPROVE, ON A NON-BINDING ADVISORY Mgmt Against Against
BASIS, CERTAIN COMPENSATION THAT MAY BECOME
PAYABLE TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS IN CONNECTION WITH THE MERGER.
3. TO ADJOURN THE SPECIAL MEETING, IF Mgmt For For
NECESSARY OR APPROPRIATE, TO PERMIT FURTHER
SOLICITATION OF PROXIES IN THE EVENT THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
ZIONS BANCORPORATION Agenda Number: 934775973
--------------------------------------------------------------------------------------------------------------------------
Security: 989701107
Meeting Type: Annual
Meeting Date: 01-Jun-2018
Ticker: ZION
ISIN: US9897011071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jerry C. Atkin Mgmt For For
1B. Election of Director: Gary L. Crittenden Mgmt For For
1C. Election of Director: Suren K. Gupta Mgmt For For
1D. Election of Director: J. David Heaney Mgmt For For
1E. Election of Director: Vivian S. Lee Mgmt For For
1F. Election of Director: Edward F. Murphy Mgmt For For
1G. Election of Director: Roger B. Porter Mgmt For For
1H. Election of Director: Stephen D. Quinn Mgmt For For
1I. Election of Director: Harris H. Simmons Mgmt For For
1J. Election of Director: Barbara A. Yastine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm to audit the
Company's financial statements for the
current fiscal year.
3. Approval, on a nonbinding advisory basis, Mgmt For For
of the compensation paid to the Company's
named executive officers with respect to
fiscal year ended December 31, 2017.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) John Hancock Financial Opportunities Fund
By (Signature) /s/ Andrew G. Arnott
Name Andrew G. Arnott
Title President
Date 08/20/2018