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As filed with the Securities and Exchange Commission on May 20, 2011
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Registration No. 333-________
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UNITED STATES
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SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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FORM S-8
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REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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HEWLETT-PACKARD COMPANY
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(Exact name of issuer as specified in its charter)
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Delaware
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3000 Hanover Street, Palo Alto, California 94304
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94-1081436
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(State or other jurisdiction of incorporation or organization)
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(Address and zip code of principal executive offices)
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(I.R.S. Employer Identification No.)
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Stonebraker Systems, Inc. 2005 Stock Plan
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(Full title of the plan)
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Paul T. Porrini
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Vice President, Deputy General Counsel and Assistant Secretary
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3000 Hanover Street, Palo Alto, California 94304
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(Name and address of agent for service)
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(650) 857-1501
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(Telephone Number, including area code, of agent for service)
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Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer x Accelerated filer ¨ Non-accelerated filer ¨ (Do no check if a smaller reporting company) Smaller reporting company ¨
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CALCULATION OF REGISTRATION FEE
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Title of securities to be
registered
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Amount to be
registered(1)
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Proposed maximum
offering price per share
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Proposed maximum
aggregate offering price(2)
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Amount of
registration fee
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Hewlett-Packard Company Common Stock, $.01 par value per share (“Common Stock”), to be issued under the Stonebraker Systems, Inc. 2005 Stock Plan
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557,431 shares(2)
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$4.35(3)
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$2,424,824.85(3)
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$282
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(1)
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Pursuant to Rule 416 of the Securities Act of 1933, as amended (the “Securities Act”), this Registration Statement shall also cover any additional shares of Common Stock that become issuable under the Stonebraker Systems, Inc. 2005 Stock Plan by reason of any stock dividend, stock split, capitalization or other similar transaction effected without the Registrant’s receipt of consideration that results in an increase in the number of the outstanding shares of Common Stock.
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(2)
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Pursuant to the Agreement and Plan of Merger entered into as of February 14, 2011 (the “Merger Agreement”), by and among Hewlett-Packard Company, Genoa Acquisition Corporation and Vertica Systems, Inc. (“Vertica”), the Registrant assumed outstanding options to purchase common stock of Vertica under the Plan and such options became exercisable to purchase shares of Common Stock, subject to appropriate adjustments to the number of shares and the exercise price of each such option.
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(3)
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Estimated solely for purposes of calculating the registration fee in accordance with Rule 457(h) of the Securities Act on the basis of the weighted average exercise price of the outstanding options.
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(a)
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HP’s Annual Report on Form 10-K for the fiscal year ended October 31, 2010 filed with the Commission on December 15, 2010 pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”);
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(b)
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All other reports filed with the Commission pursuant to Section 13(a) or 15(d) of the Exchange Act since the end of the fiscal year covered by HP’s Annual Report referred to in (a) above; and
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(c)
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The description of HP’s common stock contained in HP’s registration statement on Form 8-A/A filed with the Commission on June 23, 2006, and any amendment or report filed with the Commission for the purposes of updating such description.
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(i)
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that HP is authorized to enter into individual indemnification contracts with HP’s directors and officers to the fullest extent not prohibited by Delaware law, and
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(ii)
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that HP shall not be required to indemnify any director or officer if (a) the director or officer has not met the standard of conduct which makes indemnification permissible under Delaware law, or (b) the proceeding for which indemnification is sought was initiated by such director or officer and such proceeding was not authorized by the board of directors.
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Exhibit Number
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Exhibit Description
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4.1
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Stonebraker Systems, Inc. 2005 Stock Plan.
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5.1
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Opinion re legality.
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23.1
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Consent of Counsel (included in Exhibit 5.1).
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23.2
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Consent of Independent Registered Public Accounting Firm.
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24
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Power of Attorney (included on the signature pages of this Registration Statement) and incorporated herein by reference.
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A.
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The undersigned Registrant hereby undertakes:
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(1)
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to file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement:
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(i)
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to include any prospectus required by Section 10(a)(3) of the Securities Act.
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(ii)
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to reflect in the prospectus any facts or events arising after the effective date of this Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in this Registration Statement – notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a 20% change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective Registration Statement; and
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(iii)
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to include any material information with respect to the plan of distribution not previously disclosed in this Registration Statement or any material change to such information in this Registration Statement;
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provided, however, that paragraphs A(1)(i) and A(1)(ii) of this section do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed with or furnished to the Commission by the Registrant pursuant to Section 13 or Section 15(d) of the Exchange Act that are incorporated by reference in this Registration Statement.
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(2)
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that, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof;
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(3)
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to remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
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(4)
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that, for the purpose of determining liability under the Securities Act to any purchaser: each prospectus filed pursuant to Rule 424(b) as part of a registration statement relating to an offering, other than registration statements relying on Rule 430B or other than prospectuses filed in reliance on Rule 430A, shall be deemed to be part of and included in the registration statement as of the date it is first used after effectiveness; provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such first use, supersede or modify any statement that was made in the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such date of first use; and
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(5)
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that, for the purpose of determining liability of the Registrant under the Securities Act to any purchaser in the initial distribution of the securities: the Registrant undertakes that in a primary offering of securities of the Registrant pursuant to this Registration Statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the following communications, the Registrant will be a seller to the purchaser and will be considered to offer or sell such securities to such purchaser:
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(i)
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any preliminary prospectus or prospectus of the Registrant relating to the offering required to be filed pursuant to Rule 424;
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(ii)
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any free writing prospectus relating to the offering prepared by or on behalf of the Registrant or used or referred to by the Registrant;
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(iii)
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the portion of any other free writing prospectus relating to the offering containing material information about the Registrant or its securities provided by or on behalf of the Registrant; and
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(iv)
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any other communication that is an offer in the offering made by the Registrant to the purchaser.
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B.
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The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act that is incorporated by reference into this Registration Statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
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C.
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Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers or controlling persons of the Registrant pursuant to the indemnification provisions summarized in Item 6, or otherwise, the Registrant has been advised that, in the opinion of the Commission, such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.
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Hewlett-Packard Company
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By:
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/s/ Paul T. Porrini |
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Paul T. Porrini
Vice President, Deputy General Counsel
and Assistant Secretary
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Signature
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Title
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Date
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| /s/ Léo Apotheker |
President and Chief Executive Officer
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May 20, 2011
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Léo Apotheker
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(Principal Executive Officer)
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Executive Vice President and
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| /s/ Catherine A. Lesjak |
Chief Financial Officer
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May 20, 2011
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Catherine A. Lesjak
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(Principal Financial Officer)
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| /s/ James T. Murrin |
Senior Vice President and Controller
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May 20, 2011
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James T. Murrin
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(Principal Accounting Officer)
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| /s/ Marc L. Andreessen |
Director
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May 20, 2011
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Marc L. Andreessen
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| /s/ Lawrence T. Babbio, Jr. |
Director
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May 20, 2011
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Lawrence T. Babbio, Jr.
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| /s/ Sari M. Baldauf |
Director
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May 20, 2011
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Sari M. Baldauf
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| /s/ Shumeet Banerji |
Director
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May 20, 2011
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Shumeet Banerji
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| /s/ Rajiv L. Gupta |
Director
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May 20, 2011
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Rajiv L. Gupta
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| /s/ John H. Hammergren |
Director
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May 20, 2011
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John H. Hammergren
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| /s/ Raymond J. Lane |
Chairman
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May 20, 2011
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Raymond J. Lane
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| /s/ Gary M. Reiner |
Director
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May 20, 2011
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Gary M. Reiner
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| /s/ Patricia F. Russo |
Director
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May 20, 2011
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Patricia F. Russo
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| /s/ Dominique Senequier |
Director
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May 20, 2011
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Dominique Senequier
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| /s/ G. Kennedy Thompson |
Director
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May 20, 2011
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G. Kennedy Thompson
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| /s/ Margaret C. Whitman |
Director
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May 20, 2011
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Margaret C. Whitman
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Exhibit Number
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Exhibit Description
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4.1
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Stonebraker Systems, Inc. 2005 Stock Plan.
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5.1
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Opinion re legality.
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23.1
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Consent of Counsel (included in Exhibit 5.1).
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23.2
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Consent of Independent Registered Public Accounting Firm.
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24
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Power of Attorney (included on the signature pages of this Registration Statement) and incorporated herein by reference.
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