1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
Gabelli
Funds,
LLC I.D.
No. 13-4044523
|
||
2
|
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
||
3
|
Sec
use only
|
||
4
|
Source
of funds (SEE INSTRUCTIONS)
00-Funds
of investment advisory clients
|
||
5
|
Check
box if disclosure of legal proceedings is required pursuant to items 2 (d)
or 2 (e)
|
||
6
|
Citizenship
or place of organization
New
York
|
||
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
160,000 (Item
5)
|
|
:
8
:
:
:
|
Shared
voting power
None
|
||
:
9
:
:
:
|
Sole
dispositive power
160,000 (Item
5)
|
||
:10
:
:
:
|
Shared
dispositive power
None
|
||
11
|
Aggregate
amount beneficially owned by each reporting person
160,000 (Item
5)
|
||
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS)
|
||
13
|
Percent
of class represented by amount in row (11)
4.89%
|
||
14
|
Type
of reporting person (SEE INSTRUCTIONS)
IA
|
1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
GAMCO
Asset Management Inc. I.D.
No. 13-4044521
|
||
2
|
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
||
3
|
Sec
use only
|
||
4
|
Source
of funds (SEE INSTRUCTIONS)
00-Funds
of investment advisory clients
|
||
5
|
Check
box if disclosure of legal proceedings is required pursuant to items 2 (d)
or 2 (e)
|
||
6
|
Citizenship
or place of organization
New
York
|
||
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
368,100 (Item
5)
|
|
:
8
:
:
:
|
Shared
voting power
None
|
||
:
9
:
:
:
|
Sole
dispositive power
368,100 (Item
5)
|
||
:10
:
:
:
|
Shared
dispositive power
None
|
||
11
|
Aggregate
amount beneficially owned by each reporting person
368,100 (Item
5)
|
||
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS)
|
||
13
|
Percent
of class represented by amount in row (11)
11.25%
|
||
14
|
Type
of reporting person (SEE INSTRUCTIONS)
IA,
CO
|
1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
Teton
Advisors,
Inc. I.D.
No. 13-4008049
|
||
2
|
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
||
3
|
Sec
use only
|
||
4
|
Source
of funds (SEE INSTRUCTIONS)
00
– Funds of investment advisory clients
|
||
5
|
Check
box if disclosure of legal proceedings is required pursuant to items 2 (d)
or 2 (e)
|
||
6
|
Citizenship
or place of organization
Delaware
|
||
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
40,000 (Item
5)
|
|
:
8
:
:
:
|
Shared
voting power
None
|
||
:
9
:
:
:
|
Sole
dispositive power
40,000 (Item
5)
|
||
:10
:
:
:
|
Shared
dispositive power
None
|
||
11
|
Aggregate
amount beneficially owned by each reporting person
40,000 (Item
5)
|
||
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS)
|
||
13
|
Percent
of class represented by amount in row (11)
1.22%
|
||
14
|
Type
of reporting person (SEE
INSTRUCTIONS)
IA,
CO
|
1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
GGCP,
Inc. I.D.
No. 13-3056041
|
||
2
|
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
||
3
|
Sec
use only
|
||
4
|
Source of funds
(SEE INSTRUCTIONS)
None
|
||
5
|
Check
box if disclosure of legal proceedings is required pursuant to items 2 (d)
or 2 (e)
|
||
6
|
Citizenship
or place of organization
New
York
|
||
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
None
|
|
:
8
:
:
:
|
Shared
voting power
None
|
||
:
9
:
:
:
|
Sole
dispositive power
None
|
||
:10
:
:
:
|
Shared
dispositive power
None
|
||
11
|
Aggregate
amount beneficially owned by each reporting person
None
|
||
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS) X
|
||
13
|
Percent
of class represented by amount in row (11)
0.00%
|
||
14
|
Type
of reporting person (SEE INSTRUCTIONS)
HC,
CO
|
1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
GAMCO
Investors,
Inc. I.D.
No. 13-4007862
|
||
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
|||
3
|
Sec
use only
|
||
4
|
Source of funds
(SEE INSTRUCTIONS)
None
|
||
5
|
Check
box if disclosure of legal proceedings is required pursuant to items 2 (d)
or 2 (e)
|
||
6
|
Citizenship
or place of organization
New
York
|
||
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
None
|
|
:
8
:
:
:
|
Shared
voting power
None
|
||
:
9
:
:
:
|
Sole
dispositive power
None
|
||
:10
:
:
:
|
Shared
dispositive power
None
|
||
11
|
Aggregate
amount beneficially owned by each reporting person
None
|
||
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS) X
|
||
13
|
Percent
of class represented by amount in row (11)
0.00%
|
||
14
|
Type
of reporting person (SEE INSTRUCTIONS)
HC,
CO
|
1
|
Names
of reporting persons
I.R.S.
identification nos. of above persons (entities only)
Mario
J. Gabelli
|
||
2
|
Check
the appropriate box if a member of a group (SEE
INSTRUCTIONS)(a)
(b)
|
||
3
|
Sec
use only
|
||
4
|
Source of funds
(SEE INSTRUCTIONS)
None
|
||
5
|
Check
box if disclosure of legal proceedings is required pursuant to items 2 (d)
or 2 (e)
|
||
6
|
Citizenship
or place of organization
USA
|
||
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
:
7
:
:
:
|
Sole
voting power
None
(Item 5)
|
|
:
8
:
:
:
|
Shared
voting power
None
|
||
:
9
:
:
:
|
Sole
dispositive power
None
(Item 5)
|
||
:10
:
:
:
|
Shared
dispositive power
None
|
||
11
|
Aggregate
amount beneficially owned by each reporting person
None
(Item 5)
|
||
12
|
Check
box if the aggregate amount in row (11) excludes certain
shares
(SEE
INSTRUCTIONS) X
|
||
13
|
Percent
of class represented by amount in row (11)
0.00%
|
||
14
|
Type
of reporting person (SEE INSTRUCTIONS)
IN
|
Name
|
Shares
of
Common Stock
|
%
of Class of
Common
|
Gabelli
Funds
|
160,000
|
4.89%
|
GAMCO
|
368,100
|
11.25%
|
Teton
Advisors
|
40,000
|
1.22%
|
The
following sets forth as to each of the executive officers and directors of
the undersigned: his name; his business address; his present principal
occupation or employment and the name, principal business and address of
any corporation or other organization in which such employment is
conducted. Unless otherwise specified, the principal employer
of each such individual is GAMCO Asset Management, Inc., Gabelli Funds,
LLC, Gabelli Securities, Inc., Gabelli & Company, Inc., Teton
Advisors, Inc., or GAMCO Investors, Inc., the business address of each of
which is One Corporate Center, Rye, New York 10580, and each such
individual identified below is a citizen of the United
States. To the knowledge of the undersigned, during the last
five years, no such person has been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors), and no such person
was a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction as a result of which he was or is subject to a
judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state
securities law or finding any violation with respect to such laws except
as reported in Item 2(d) of this Schedule
13D.
|
GGCP, Inc.
Directors:
|
||
Vincent J. Amabile
Mario
J. Gabelli
|
Business
Consultant
Chief
Executive Officer of GGCP, Inc., and Chairman & Chief Executive
Officer of GAMCO Investors, Inc.; Director/Trustee of all registered
investment companies advised by Gabelli Funds, LLC; Chairman of LICT
Corporation.
|
|
Marc J. Gabelli
|
Chairman
of The LGL Group, Inc.
|
|
Matthew R. Gabelli
|
Vice
President – Trading
Gabelli
& Company, Inc.
One
Corporate Center
Rye,
New York 10580
|
|
Charles C. Baum
Douglas
R. Jamieson
|
Secretary
& Treasurer
United
Holdings Co., Inc.
2545
Wilkens Avenue
Baltimore,
MD 21223
See
below
|
|
Joseph
R. Rindler, Jr.
|
Account
Executive for GAMCO Asset Management Inc.
|
|
Fredric
V. Salerno
|
Chairman;
Former Vice Chairman and Chief Financial Officer
Verizon
Communications
|
|
Vincent
Capurso
|
Vice
President Taxes, Barnes & Noble, Inc.
|
|
Vincent
S. Tese
|
Former
Director GAMCO Investors, Inc.
|
|
Michael
Gabelli
|
Director
|
|
Officers:
|
||
Mario J. Gabelli
|
Chief
Executive Officer and Chief Investment Officer
|
|
Michael G. Chieco
|
Chief
Financial Officer, Secretary
|
|
GAMCO Investors, Inc.
Directors:
|
||
Edwin
L. Artzt
Raymond
C. Avansino
Richard
L. Bready
|
Former
Chairman and Chief Executive Officer
Procter
& Gamble Company
900
Adams Crossing
Cincinnati,
OH 45202
Chairman
& Chief Executive Officer
E.L.
Wiegand Foundation
Reno,
NV 89501
Chairman
and Chief Executive Officer
Nortek,
Inc.
50
Kennedy Plaza
Providence,
RI 02903
|
|
Mario J. Gabelli
John
D. Gabelli
|
See
above
Senior
Vice President
|
|
Eugene
R. McGrath
|
Former
Chairman and Chief Executive Officer
Consolidated
Edison, Inc.
|
|
Robert
S. Prather
|
President
& Chief Operating Officer
Gray
Television, Inc.
4370
Peachtree Road, NE
Atlanta,
GA 30319
|
|
Officers:
|
||
Mario J. Gabelli
|
Chairman
and Chief Executive Officer
|
|
Douglas
R. Jamieson
Henry
G. Van der Eb
Jeffrey
M. Farber
Christopher
Michailoff
|
President
and Chief Operating Officer
Senior
Vice President
Executive
Vice President and Chief Financial Officer
Acting
Secretary
|
|
GAMCO Asset Management Inc.
Directors:
|
||
Douglas R. Jamieson
Regina M. Pitaro
William S. Selby
|
||
Officers:
|
||
Mario J. Gabelli
|
Chief
Investment Officer – Value Portfolios
|
|
Douglas R. Jamieson
John
Piontkowski
Chistopher
J. Michailoff
|
President
Chief
Operating Officer & Chief Financial Officer
General
Counsel and Secretary
|
|
Gabelli Funds, LLC
Officers:
|
||
Mario J. Gabelli
|
Chief
Investment Officer – Value Portfolios
|
|
Bruce N. Alpert
|
Executive
Vice President and Chief Operating Officer
|
|
Agnes
Mullady
|
Vice
President and President Closed-End Fund Division
|
|
Teton Advisors, Inc.
Directors:
|
||
Bruce N. Alpert
Douglas
R. Jamieson
|
See
above
See
above
|
|
Officers:
|
||
Bruce N. Alpert
Nicholas
F. Galluccio
|
Chairman
Chief
Executive Officer and President
|
|
Gabelli Securities, Inc.
|
||
Directors:
|
||
Robert W. Blake
|
President
of W. R. Blake & Sons, Inc.
196-20
Northern Boulevard
Flushing,
NY 11358
|
|
Douglas G. DeVivo
|
General
Partner of ALCE Partners, L.P.
One
First Street, Suite 16
Los
Altos, CA 94022
|
|
Douglas
R. Jamieson
|
President
|
Officers:
|
||
Douglas R. Jamieson
Christopher
J. Michailoff
Kieran
Caterina
|
See
above
Secretary
Chief
Financial Officer
|
|
Gabelli & Company, Inc.
Directors:
|
||
James G. Webster,
III
|
Chairman
& Interim President
|
|
Irene Smolicz
|
Senior
Trader
Gabelli
& Company, Inc.
|
|
Officers:
|
||
James G. Webster,
III
|
See
Above
|
|
Bruce N. Alpert
|
Vice
President - Mutual Funds
|
|
LICT Corporation
401
Theodore Fremd Avenue Rye, NY 10580
|
||
Directors:
|
||
Mario J. Gabelli
|
See
above - GGCP, Inc.
|
|
Glenn
J. Angiolillo
|
P.O.
Box 128
New
Canaan, CT 06840
|
|
Alfred
W. Fiore
|
The
Ross Companies
1270
Avenue of the Americas
New
York, NY 10020-1703
|
|
Salvatore Muoio
|
Principal
S.
Muoio & Co., LLC
Suite
406
509
Madison Ave.
New
York, NY 10022
|
|
Gary
L. Sugarman
|
Chief
Executive Officer
Richfield
Associates
400
Andrews Street
Rochester,
NY 14604
|
|
Officers:
|
||
Mario J. Gabelli
|
Chairman
|
|
Robert E. Dolan
|
Interim
President and Chief Executive Officer,
Chief
Financial Officer
|
|
Thomas J. Hearity
|
General
Counsel
|
SCHEDULE
II
|
||||||||
INFORMATION
WITH RESPECT TO
|
||||||||
TRANSACTIONS
EFFECTED DURING THE PAST SIXTY DAYS OR
|
||||||||
SINCE
THE MOST RECENT FILING ON SCHEDULE 13D (1)
|
||||||||
SHARES
PURCHASED AVERAGE
|
||||||||
DATE SOLD(-) PRICE(2)
|
||||||||
COMMON
STOCK-TECH/OPS-SEVCON, INC.
|
||||||||
GAMCO
ASSET MANAGEMENT INC.
|
||||||||
9/30/08 2,200 4.2982
|
||||||||
9/29/08 18,000 4.3139
|
||||||||
9/09/08 900-
6.5044
|
||||||||
8/28/08 1,800 6.4689
|
||||||||
8/28/08 200-
6.5000
|
||||||||
8/18/08 1,100 6.4000
|
||||||||
8/15/08 4,000 6.3000
|
||||||||
8/14/08 1,000 6.2500
|
||||||||
8/13/08 1,100 6.2500
|
||||||||
8/12/08 500
6.2500
|
||||||||
8/11/08 2,000 6.2500
|
||||||||
8/04/08 400
6.2700
|
||||||||
TETON
ADVISORS, INC.
|
||||||||
8/06/08 2,000 6.3500
|
||||||||
GABELLI
FUNDS, LLC.
|
||||||||
GABELLI
SMALL CAP GROWTH FUND
|
||||||||
9/22/08 10,000 5.3500
|
||||||||
8/26/08 900 6.4000
|
||||||||
8/25/08 1,600 6.4000
|
||||||||
8/22/08 100 6.4000
|
||||||||
8/21/08 2,400 6.3979
|
||||||||
(1)
UNLESS OTHERWISE INDICATED, ALL TRANSACTIONS WERE
EFFECTED
|
||||||||
ON
THE AMEX.
|
||||||||
(2)
PRICE EXCLUDES COMMISSION.
|
||||||||