UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22022
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Advent/Claymore Global Convertible Securities & Income Fund
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(Exact name of registrant as specified in charter)
1065 Avenue of the Americas, New York, NY 10018
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(Address of principal executive offices) (Zip code)
Robert White, Treasurer
Advent/Claymore Global Convertible Securities & Income Fund
1065 Avenue of the Americas
New York, NY 10018
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(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 479-0675
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Date of fiscal year end: October 31
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Date of reporting period: January 31, 2010
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Form N-Q is to be used by management investment companies, other than small
business investment companies registered on Form N-5 (ss.ss. 239.24 and 274.5 of
this chapter), to file reports with the Commission, not later than 60 days after
the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under
the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use
the information provided on Form N-Q in its regulatory, disclosure review,
inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-Q,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-Q
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. SCHEDULE OF INVESTMENTS.
Attached hereto.
AGC | ADVENT/CLAYMORE GLOBAL CONVERTIBLE SECURITIES & INCOME FUND
PORTFOLIO OF INVESTMENTS
JANUARY 31, 2010 (UNAUDITED)
PRINCIPAL AMOUNT VALUE
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LONG-TERM INVESTMENTS - 158.5%
CONVERTIBLE BONDS - 99.9%
AGRICULTURE - 2.1%
CNY 40,000,000 China Green Holdings Ltd., Ser. CGHL, NR
0.00%, 10/29/10 (Bermuda) (a) $ 5,917,853
------------
AIRLINES - 2.0%
$ 6,100,000 UAL Corp., CCC
4.50%, 6/30/21 (b) 5,604,680
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AUTO MANUFACTURERS - 2.4%
$ 2,400,000 Ford Motor Co., CCC
4.25%, 11/15/16 3,225,000
JPY 315,000,000 Suzuki Motor Corp., Ser. 4, NR
0.00%, 3/29/13 (Japan) 3,529,998
------------
6,754,998
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BANKS - 2.6%
(euro) 4,600,000 Kreditanstalt fuer Wiederaufbau, Ser. DPW, AAA
1.50%, 7/30/14 (Germany) 7,233,454
------------
BEVERAGES - 2.1%
$ 6,500,000 Central European Distribution Corp., B-
3.00%, 3/15/13 5,736,250
------------
BIOTECHNOLOGY - 0.9%
$ 3,150,000 American Oriental Bioengineering, Inc., NR
5.00%, 7/15/15 (c) 2,512,125
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CHEMICALS - 2.4%
(euro) 1,500,000 SGL Carbon SE, Ser. SGL, BB
3.50%, 6/30/16 (Germany) 2,210,899
$ 2,325,000 ShengdaTech, Inc., NR
6.00%, 6/1/18 (c) 2,194,219
HK$ 12,050,000 Sinofert Holdings Ltd., NR
0.00%, 8/7/11 (Bermuda) 2,180,076
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6,585,194
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COAL - 1.8%
$ 4,750,000 Alpha Natural Resources, Inc., BB
2.375%, 4/15/15 5,094,375
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COMPUTERS - 6.4%
(euro) 7,300,000 Cap Gemini SA, BBB-
3.50%, 1/1/14 (France) 4,233,330
$ 7,784,000 EMC Corp., A-
1.75%, 12/1/11 9,087,820
$ 3,850,000 Maxtor Corp., B
2.375%, 8/15/12 (Cayman Islands) 4,273,500
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17,594,650
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CONSUMER DURABLES AND APPAREL - 1.6%
CHF 4,000,000 Swatch Group Finance SA, NR
2.625%, 10/15/10 (Switzerland) 4,306,992
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DIVERSIFIED FINANCIAL SERVICES - 1.9%
$ 2,150,000 GLG Partners, Inc., NR
5.00%, 5/15/14 (c) 2,115,170
$ 3,090,000 Jefferies Group, Inc., BBB
3.875%, 11/1/29 3,109,313
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5,224,483
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ELECTRICAL COMPONENTS & EQUIPMENT - 4.5%
CNY 29,600,000 China High Speed Transmission Equipment Group Co. Ltd., Ser. CHIS, NR
0.00%, 5/14/11 (Cayman Islands) (a) 4,790,302
$ 7,000,000 Suntech Power Holdings Co. Ltd., NR
3.00%, 3/15/13 (Cayman Islands) 5,433,750
$ 2,000,000 Yingli Green Energy Holding Co. Ltd., NR
0.00%, 12/15/12 (Cayman Islands) 2,185,000
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12,409,052
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ELECTRONICS - 3.2%
JPY 740,000,000 Toshiba Corp., BBB
0.00%, 7/21/11 (Japan) 8,890,587
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ENGINEERING & CONSTRUCTION - 1.6%
$ 3,725,000 Jaiprakash Associates Ltd., NR
0.00%, 9/12/12 (India) 4,460,687
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ENTERTAINMENT - 0.6%
$ 1,500,000 International Game Technology, BBB
3.25%, 5/1/14 (c) 1,781,250
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FOOD - 1.5%
(pound) 850,000 J Sainsbury PLC, NR
4.25%, 7/16/14 (United Kingdom) 1,526,151
CNY 18,500,000 Pine Agritech Ltd., NR
0.00%, 7/27/12 (Bermuda) (a) 2,520,214
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4,046,365
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FOREST PRODUCTS & PAPER - 1.3%
$ 3,375,000 Sino-Forest Corp., BB
4.25%, 12/15/16 (Canada) (c) 3,590,156
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HEALTH CARE PRODUCTS - 2.7%
$ 5,000,000 Hologic, Inc., BB-
2.00%, 12/15/37 (d) 4,225,000
$ 3,500,000 NuVasive, Inc., NR
2.25%, 3/15/13 (b) 3,290,000
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7,515,000
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HEALTH CARE SERVICES - 1.2%
$ 3,675,000 LifePoint Hospitals, Inc., B
3.50%, 5/15/14 3,348,844
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INSURANCE - 1.2%
$ 3,000,000 Old Republic International Corp., BBB+
8.00%, 5/15/12 3,401,250
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IRON/STEEL - 2.6%
$ 2,000,000 ArcelorMittal, BBB
5.00%, 5/15/14 (Luxembourg) 2,922,500
$ 3,667,000 Steel Dynamics, Inc., BB+
5.125%, 6/15/14 4,235,385
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7,157,885
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LODGING - 1.2%
HK$ 23,900,000 Champion Path Holdings Ltd., NR
0.00%, 10/28/15 (Hong Kong) 3,309,146
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MEDIA - 1.5%
(pound) 2,000,000 WPP PLC, Ser. WPP, BBB
5.75%, 5/9/14 (Jersey) 4,134,906
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MINING - 8.3%
$ 2,750,000 AngloGold Ashanti Holdings Finance PLC, NR
3.50%, 5/22/14 (South Africa) (c) 2,973,438
$ 5,000,000 Enercoal Resources Pte Ltd., NR
9.25%, 8/5/14 (Indonesia) 5,082,890
$ 4,500,000 Goldcorp, Inc., BBB+
2.00%, 8/1/14 (Canada) (c) 4,815,000
$ 5,445,000 Kinross Gold Corp., NR
1.75%, 3/15/28 (Canada) 5,268,038
$ 3,900,000 Xstrata Capital Corp AVV, Ser. XTA, BBB
4.00%, 8/14/17 (United Kingdom) 4,889,381
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23,028,747
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MISCELLANEOUS MANUFACTURING - 0.7%
$ 2,625,000 Trinity Industries, Inc., BB-
3.875%, 6/1/36 1,952,344
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OIL & GAS - 13.0%
$ 3,000,000 Carrizo Oil & Gas, Inc., NR
4.375%, 6/1/28 2,613,750
$ 4,325,000 Chesapeake Energy Corp., BB
2.25%, 12/15/38 3,200,500
HK$ 32,000,000 China Petroleum & Chemical Corp., Ser. SINO, NR
0.00%, 4/24/14 (China) 4,547,058
$ 6,600,000 Dana Gas Sukuk Ltd., Ser. DANA, NR
7.50%, 10/31/12 (United Arab Emirates) 5,922,266
$ 7,000,000 PetroBakken Energy Ltd., Ser. REGS, NR
3.125%, 2/8/16 (Canada) 7,000,217
HK$ 27,400,000 Power Regal Group Ltd., NR
2.25%, 6/2/14 (Hong Kong) 4,878,902
$ 8,000,000 Seadrill Ltd., NR
3.625%, 11/8/12 (Bermuda) 7,891,248
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36,053,941
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OIL & GAS SERVICES - 1.7%
$ 3,525,000 Core Laboratories LP, NR
0.25%, 10/31/11 (Netherlands) 4,653,000
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PHARMACEUTICALS - 9.6%
CHF 8,325,000 Actelion Finance SCA, NR
0.00%, 11/22/11 (Switzerland) 9,036,112
$ 3,150,000 Biovail Corp., NR
5.375%, 8/1/14 (Canada) (c) 3,752,437
$ 3,700,000 King Pharmaceuticals, Inc., BB
1.25%, 4/1/26 3,367,000
$ 4,650,000 Teva Pharmaceutical Finance Co. BV, Ser. D, BBB+
1.75%, 2/1/26 (Israel) 5,603,250
$ 3,800,000 Teva Pharmaceutical Finance LLC, Ser. C, BBB+
0.25%, 2/1/26 (Israel) 4,707,250
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26,466,049
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REAL ESTATE - 5.4%
(euro) 3,500,000 Conwert Immobilien Invest SE, Ser. CWI, NR
1.50%, 11/12/14 (Austria) 4,529,164
CNY 30,000,000 Country Garden Holdings Co., BB-
2.50%, 2/22/13 (Cayman Islands) (a) 4,624,420
$ 2,806,000 Forest City Enterprises, Inc., NR
3.625%, 10/15/14 2,690,253
HK$ 25,400,000 Soho China Ltd., NR
3.75%, 7/2/14 (Cayman Islands) 3,143,266
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14,987,103
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REAL ESTATE INVESTMENT TRUSTS - 1.6%
$ 3,599,000 Digital Realty Trust LP, NR
5.50%, 4/15/29 (c) 4,516,745
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SEMICONDUCTORS - 3.0%
$ 7,750,000 Intel Corp., A-
3.25%, 8/1/39 (c) 8,360,313
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TELECOMMUNICATIONS - 4.1%
$ 2,800,000 Inmarsat PLC, Ser. ISAT, NR
1.75%, 11/16/17 (United Kingdom) 3,215,206
JPY 372,000,000 Softbank Corp., BB
1.75%, 3/31/14 (Japan) 5,307,805
$ 2,500,000 Virgin Media, Inc., B-
6.50%, 11/15/16 (c) 2,725,000
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11,248,011
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UTILITY - 3.2%
(euro) 6,000,000 International Power Jersey Ltd., BB
3.25%, 7/20/13 (United Kingdom) 8,802,557
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TOTAL CONVERTIBLE BONDS - 99.9%
(Cost $256,979,879) 276,678,992
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NUMBER OF SHARES VALUE
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CONVERTIBLE PREFERRED STOCKS - 34.8%
AGRICULTURE - 1.1%
74,050 Archer-Daniels-Midland Co., 6.25%, 2011 3,176,745
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BANKS - 10.3%
114,834 Citigroup, Inc., 7.50%, 2012 12,004,746
49,350 Fifth Third Bancorp, Ser. G, 8.50%, 2049 6,755,275
44,805 KeyCorp, Ser. A, 7.75%, 2049 4,204,949
5,897 Wells Fargo & Co., Ser. L, 7.50%, 2049 5,558,512
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28,523,482
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ELECTRIC - 4.3%
130,057 FPL Group, Inc., 8.375%, 2012 6,632,907
82,500 Great Plains Energy, Inc., 12.00%, 2012 5,197,500
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11,830,407
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FOOD PRODUCTS - 1.7%
421,200 Dole Food 2009 Automatic Common Exchange Security Trust, 7.00%, 2012 (c) 4,613,446
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INSURANCE - 5.0%
59,250 Assured Guaranty Ltd., 8.50%, 2012 (Bermuda) (b) 5,565,353
314,558 XL Capital Ltd., 10.75%, 2011 (Cayman Islands) 8,156,489
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13,721,842
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OIL & GAS - 1.1%
18,250 Whiting Petroleum Corp., 6.25%, 2049 3,139,000
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MINING - 1.8%
100,000 Vale Capital Ltd., Ser. RIO, 5.50%, 2010 (Brazil) 5,110,000
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PHARMACEUTICALS - 2.1%
5,780 Mylan, Inc., 6.50%, 2010 5,720,408
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PIPELINES - 1.1%
3,250 El Paso Corp., 4.99%, 2049 3,055,813
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REAL ESTATE INVESTMENT TRUSTS - 2.3%
195,000 Alexandria Real Estate Equities, Inc., Ser. D, 7.00%, 2049 4,192,500
35,000 Simon Property Group, Inc., Ser. I, 6.00%, 2049 2,158,450
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6,350,950
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TELECOMMUNICATIONS - 2.5%
8,954 Lucent Technologies Capital Trust I, 7.75%, 2017 (France) 7,017,698
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TRANSPORTATION - 1.5%
3,700 Kansas City Southern, 5.125%, 2049 4,054,578
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TOTAL CONVERTIBLE PREFERRED STOCKS - 34.8%
(Cost $84,367,987) 96,314,369
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PRINCIPAL AMOUNT VALUE
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CORPORATE BONDS - 21.2%
DIVERSIFIED FINANCIAL SERVICES - 2.2%
$ 3,750,000 Capital One Capital V, BB
10.25%, 8/15/39 4,304,032
$ 2,000,000 Icahn Enterprises LP/Icahn Enterprises Finance Corp., BBB-
7.75%, 1/15/16 (c) 1,930,000
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6,234,032
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HEALTH CARE SERVICES - 2.8%
$ 3,500,000 Apria Healthcare Group, Inc., BB+
11.25%, 11/1/14 (c) 3,762,500
HCA , Inc.
$ 1,000,000 9.25%, 11/15/16, BB- 1,057,500
$ 2,750,000 8.50%, 4/15/19, BB (c) 2,921,875
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7,741,875
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HOLDING COMPANIES - DIVERSIFIED - 1.9%
$ 5,000,000 Leucadia National Corp., BB+
8.125%, 9/15/15 5,137,500
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HOME BUILDERS - 0.6%
$ 1,625,000 K Hovnanian Enterprises, Inc., CCC+
10.625%, 10/15/16 (c) 1,738,750
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INSURANCE - 5.5%
$ 6,500,000 AXA SA, BBB+
6.38%, 12/14/36 (France) (c) (e) 5,338,125
$ 4,850,000 Liberty Mutual Group, Inc., BB
10.75%, 6/15/58 (c) (e) 5,383,500
$ 3,500,000 MetLife, Inc., BBB
10.75%, 8/1/39 4,385,916
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15,107,541
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MACHINERY - DIVERSIFIED - 0.6%
$ 1,500,000 Case New Holland, Inc., BB+
7.75%, 9/1/13 (Netherlands) (c) 1,548,750
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MEDIA - 2.3%
$ 3,406,000 Clear Channel Worldwide Holdings, Inc., B
9.25%, 12/15/17 (c) 3,525,210
$ 1,500,000 Univision Communications, Inc., B-
12.00%, 7/1/14 (c) 1,627,500
$ 1,100,000 UPC Holding BV, B-
9.875%, 4/15/18 (Netherlands) (c) 1,168,750
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6,321,460
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PHARMACEUTICALS - 1.3%
$ 3,325,000 Axcan Intermediate Holdings, Inc., B
12.75%, 3/1/16 3,715,687
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RETAIL - 1.4%
$ 3,750,000 Toys R Us Property Co. LLC, B+
8.50%, 12/1/17 (c) 3,881,250
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TELECOMMUNICATIONS - 2.6%
$ 4,905,000 iPCS, Inc., BB
2.37%, 5/1/13 (e) 4,586,175
(pound) 1,500,000 Virgin Media Finance PLC, B
8.875%, 10/15/19 2,499,744
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7,085,919
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TOTAL CORPORATE BONDS - 21.2%
(Cost $53,747,517) 58,512,764
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NUMBER OF SHARES VALUE
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EXCHANGE-TRADED FUNDS - 0.9%
100,000 ProShares UltraShort Basic Materials 987,000
160,000 ProShares UltraShort FTSE/Xinhua China 25 1,582,400
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TOTAL EXCHANGE-TRADED FUNDS - 0.9% 2,569,400
(Cost $2,509,534) ------------
WARRANTS - 1.7%
BANKS -- 1.7%
372,000 JP Morgan Chase & Co., expiring 10/28/18 (f)
(Cost $4,224,878) 4,836,000
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TOTAL LONG-TERM INVESTMENTS - 158.5%
(Cost $401,829,795) 438,911,525
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MONEY MARKET FUNDS - 0.1%
191,326 Goldman Sachs Financial Prime Obligations
(Cost $191,326) 191,326
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EXPIRATION EXERCISE
CONTRACTS OPTIONS PURCHASED DATE PRICE VALUE
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CALL OPTIONS PURCHASED - 0.0%*
3,500 PowerShares DB US Dollar Index Bullish Fund (f) (g)
(Cost $91,805) March 2010 24.00 56,000
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TOTAL INVESTMENTS - 158.6%
(Cost $402,112,926) 439,158,851
Total Value of Options Written
(Premiums Received $19,958) - (0.0%*) (7,025)
Other Assets in excess of Liabilities - 2.8% 7,657,116
Preferred Stock, at redemption value - (-61.4% of Net Assets
Applicable to Common Shareholders or -38.7% of Total Investments) (170,000,000)
------------
NET ASSETS APPLICABLE TO COMMON SHAREHOLDERS -- 100.0% $276,808,942
============
* Less than 0.1%
AVV - Aruba Exempt Company
BV - Limited Liability Company
LLC - Limited Liability Company
LP - Limited Partnership
PLC - Public Limited Company
Pte - Private
SA - Corporation
SCA - Limited Partnership
SE - Stock Corporation
(a) The reference entity is denominated in Chinese Yuan, but traded in U.S.
dollars.
(b) All or a portion of this security position represents cover (directly or
through conversion rights) for outstanding options written.
(c) Securities are exempt from registration under Rule 144A of the Securities
Act of 1933. These securities may be resold in transactions exempt from
registration, normally to qualified institutional buyers. At January 31,
2010, these securities amounted to 27.7% of net assets.
(d) Security becomes an accreting bond after December 15, 2013 with a 2.0%
principal accretion rate.
(e) Floating rate security. The rate shown is as of January 31, 2010.
(f) Non-income producing security.
(g) Represents 100 shares per contract.
Ratings shown are per Standard & Poor's. Securities classified as NR are not
rated by Standard & Poor's.
All percentages shown in the Portfolio of Investments are based on Net Assets
Applicable to Common Shareholders unless otherwise noted.
See previously submitted notes to financial statements for the period ended
October 31, 2009.
COUNTRY BREAKDOWN AS % OF TOTAL INVESTMENTS
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United States 49.4%
Cayman Islands 7.4%
Canada 5.6%
Bermuda 5.5%
United Kingdom 4.2%
Japan 4.0%
France 3.8%
Switzerland 3.0%
Israel 2.3%
Germany 2.2%
Hong Kong 1.9%
Netherlands 1.7%
United Arab Emirates 1.3%
Brazil 1.2%
Indonesia 1.2%
China 1.0%
Austria 1.0%
India 1.0%
Jersey 0.9%
South Africa 0.7%
Luxembourg 0.7%
AGC | ADVENT/CLAYMORE GLOBAL CONVERTIBLE SECURITIES & INCOME FUND
PORTFOLIO OF INVESTMENTS
JANUARY 31, 2010 (UNAUDITED)
CONTRACTS
(100 SHARES EXPIRATION EXERCISE MARKET
PER CONTRACT) CALL OPTIONS WRITTEN(f) DATE PRICE VALUE
--------------------------------------------------------------------------------------------------------------
250 Assured Guaranty Ltd. March 2010 $ 30.00 $ 5,625
50 NuVasive, Inc. February 2010 $ 35.00 700
100 UAL Corp. February 2010 $ 15.00 700
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TOTAL CALL OPTIONS WRITTEN
(Premiums received $19,958) $ 7,025
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(f) Non-income producing security.
AGC | ADVENT/CLAYMORE GLOBAL CONVERTIBLE SECURITIES & INCOME FUND
PORTFOLIO OF INVESTMENTS
JANUARY 31, 2010 (UNAUDITED)
Forward exchange currency contracts
Unrealized
Short Contracts Current Value Appreciation
---------------------------------------------------------------------------------------------------------
British Pound Sterling, 4,100,000 expiring 3/17/10 6,567,650 $ 131,340
Euro, 11,200,000 expiring 3/17/10 15,565,717 453,643
Swiss Franc, 13,500,000 expiring 3/17/10 12,810,537 231,051
Japanese Yen, 1,600,000,000 expiring 3/17/10 17,652,134 163,254
---------
Total unrealized appreciation for forward exchange currency contracts $ 979,288
---------
At January 31, 2010, the cost and related gross unrealized appreciation and
depreciation on investments for tax purposes are as follows:
Net tax
Net Tax Unrealized
Gross Tax Gross Tax Unrealized Appreciation on
Cost of Investments Unrealized Unrealized Appreciation Derivatives and
for Tax Purposes Appreciation Depreciation on Investments Foreign Currency
--------------------------------------------------------------------------------------
$ 403,359,434 $ 41,469,395 $ (5,669,978) $ 35,799,417 $ 990,423
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GAAP requires disclosure of fair valuation measurements as of each measurement
date. In compliance with GAAP, the Fund follows a fair value hierarchy that
distinguishes between market data obtained from independent sources (observable
inputs) and the Fund's own market assumptions (unobservable inputs). These
inputs are used in determining the value of the Fund's investments and
summarized in the following fair value hierarchy:
Level 1 - quoted prices in active markets for identical securities.
Level 2 - quoted prices in inactive markets or other significant observable
inputs (e.g. quoted prices for similar securities; interest rates; prepayment
speed; credit risk; yield curves)
Level 3 - significant unobservable inputs (e.g. discounted cash flow analysis;
non-market based methods used to determine fair value)
Observable inputs are those based upon market data obtained from independent
sources, and unobservable inputs reflect the fund's own assumptions based on the
best information available. The various input levels are not an indication of
the risk associated with investing in those securities.
The following table represents the Fund's investments carried on the Statement
of Assets and Liabilities by caption and by level within the fair value
hierarchy as of January 31, 2010:
QUOTED PRICES SIGNIFICANT
IN ACTIVE OTHER SIGNIFICANT
MARKETS FOR OBSERVABLE UNOBSERVABLE
IDENTICAL ASSETS INPUTS INPUTS
DESCRIPTION (LEVEL 1) (LEVEL 2) (LEVEL 3) TOTAL
-------------------------------------------------------------------------------------------------------------------------
(value in $000s)
Assets:
Convertible Bonds $ - $ 276,679 $ - $ 276,679
Convertible Preferred Stocks:
Agriculture 3,177 - - 3,177
Banks 28,523 - - 28,523
Electric 5,198 6,633 - 11,831
Food Products - 4,613 - 4,613
Insurance 8,157 5,565 - 13,722
Oil & Gas 3,139 - - 3,139
Mining 5,110 - - 5,110
Pharmaceuticals 5,720 - - 5,720
Pipelines - 3,056 - 3,056
Real Estate Investment Trusts 6,351 - - 6,351
Telecommunications - 7,018 - 7,018
Transportation - 4,055 - 4,055
Corporate Bonds - 58,513 - 58,513
Money Market Fund 191 - - 191
Exchange-Traded Funds 2,569 - - 2,569
Warrants 4,836 - - 4,836
Options Purchased 56 - - 56
Forward Exchange Currency Contracts - 979 - 979
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Total $ 73,027 $ 367,111 $ - $ 440,138
===============================================================================
Liabilities:
Options Written $ 7 $ - $ - $ 7
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Total $ 7 $ - $ - $ 7
===============================================================================
ITEM 2. CONTROLS AND PROCEDURES.
(a) The registrant's principal executive officer and principal financial
officer have evaluated the registrant's disclosure controls and
procedures (as defined in Rule 30a-3(c) under the Investment Company
Act of 1940, as amended) as of a date within 90 days of the filing date
of this report and have concluded, based on such evaluation, that the
registrant's disclosure controls and procedures were effective, as of
that date, in ensuring that information required to be disclosed by the
registrant on this Form N-Q was recorded, processed, summarized and
reported within the time periods specified in the Securities and
Exchange Commission's rules and forms.
(b) There was no change in the registrant's internal control over financial
reporting (as defined in Rule 30a-3(d) under the Investment Company Act
of 1940, as amended) that occurred during the registrant's last fiscal
quarter that has materially affected or is reasonably likely to
materially affect the registrant's internal control over financial
reporting.
ITEM 3. EXHIBITS.
A separate certification for each principal executive officer and principal
financial officer of the registrant as required by Rule 30a-2(a) under the
Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), is attached
hereto.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, the registrant has duly caused this report to be
signed on its behalf by the undersigned, thereunto duly authorized.
Advent/Claymore Global Convertible Securities & Income Fund
--------------------------------------------------------------------------------
By: /s/ Tracy V. Maitland
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Tracy V. Maitland
President and Chief Executive Officer
Date: March 26, 2010
Pursuant to the requirements of the Securities Exchange Act of 1934 and the
Investment Company Act of 1940, this report has been signed below by the
following persons on behalf of the registrant and in the capacities and on the
dates indicated.
By: /s/ Tracy V. Maitland
---------------------------------------------------------------------------
Tracy V. Maitland
President and Chief Executive Officer
Date: March 26, 2010
By: /s/ Robert White
---------------------------------------------------------------------------
Robert White
Treasurer and Chief Financial Officer
Date: March 26, 2010