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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Incentive Stock Option (right to buy) | $ 1 | 03/05/2013 | A | 120,468 | 04/05/2013(3) | 03/05/2023 | Common Stock | 120,468 | $ 0 | 120,468 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 1 | 03/05/2013 | A | 679,532 | 04/05/2013(3) | 03/05/2023 | Common Stock | 679,532 | $ 0 | 679,532 | D | ||||
| Incentive Stock Option (right to buy) | $ 0.58 | 01/14/2000(4) | 11/14/2010 | Common Stock | 12 | 12 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 1.05 | 04/05/2012(5) | 03/05/2022 | Common Stock | 92,212 | 92,212 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 1.2 | 07/10/2002(6) | 07/10/2012 | Common Stock | 18,833 | 18,833 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 1.2 | 05/21/2003(7) | 05/21/2013 | Common Stock | 32,500 | 32,500 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 1.57 | 03/31/2011(8) | 02/28/2021 | Common Stock | 62,459 | 62,459 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 1.85 | 03/26/2009(9) | 02/26/2019 | Common Stock | 50,333 | 50,333 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 2 | 12/18/2003(10) | 12/18/2013 | Common Stock | 27,500 | 27,500 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 3.08 | 03/24/2010(11) | 02/24/2020 | Common Stock | 36,834 | 36,834 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 3.37 | 03/29/2008(12) | 02/28/2018 | Common Stock | 8,334 | 8,334 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 6.59 | 04/11/2005(13) | 04/11/2015 | Common Stock | 45,000 | 45,000 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 6.81 | 04/01/2007(14) | 03/14/2017 | Common Stock | 22,806 | 22,806 | D | ||||||||
| Incentive Stock Option (right to buy) | $ 7.15 | 03/01/2006(15) | 03/01/2016 | Common Stock | 28,494 | 28,494 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 1.05 | 04/05/2012(5) | 03/05/2022 | Common Stock | 357,788 | 357,788 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 1.2 | 07/10/2002(6) | 07/10/2012 | Common Stock | 12,264 | 12,264 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 1.57 | 03/31/2011(8) | 02/28/2021 | Common Stock | 437,541 | 437,541 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 1.85 | 03/26/2009(9) | 02/26/2019 | Common Stock | 224,667 | 224,667 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 2 | 12/18/2003(10) | 12/18/2013 | Common Stock | 48,692 | 48,692 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 3.08 | 03/24/2010(11) | 02/24/2020 | Common Stock | 233,166 | 233,166 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 3.37 | 03/29/2008(12) | 02/28/2018 | Common Stock | 191,666 | 191,666 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 6.81 | 04/01/2007(14) | 03/14/2017 | Common Stock | 227,194 | 227,194 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 7.15 | 03/01/2006(15) | 03/01/2016 | Common Stock | 71,506 | 71,506 | D | ||||||||
| Restricted Stock Units | (16) | (17) | (17) | Common Stock | 175,000 | 175,000 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Blum Robert I 280 EAST GRAND AVENUE SOUTH SAN FRANCISCO, CA 94080 |
X | President & CEO | ||
| Robert I. Blum | 03/07/2013 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Shares held by The Bridget Blum 2003 Irrevocable Trust. |
| (2) | Shares held by The Brittany Blum 2003 Irrevocable Trust. |
| (3) | When the ISO and NQ dated 03/05/2013 are combined for a total grant of 800,000 shares, the option shall vest and become exercisable as to 800,000 shares divided into equal monthly installments such that the option shall be 100% vested on 03/05/2017. |
| (4) | This option is immediately exercisable upon grant and shall vest as to 25,000 shares on 11/14/00 and the balance of 87,500 divided into equal monthly installments thereafter such that the option shall be 100% vested on 11/14/05. |
| (5) | When the ISO and NQ dated 03/05/2012 are combined for a total grant of 450,000 shares, the option shall vest and become exercisable as to 9,375 shares on 04/05/2012 and the balance of 440,625 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/05/2016. |
| (6) | When the ISO and NQ dated 07/10/02 are combined for a total grant of 150,000 shares, the option is immediately exercisable upon grant and shall vest as to 2,500 shares on 04/15/02 and the balance of 147,500 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/15/07. |
| (7) | This option is immediately exercisable upon grant and shall vest as to 781 shares on 04/01/03 and the balance of 36,719 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/07. |
| (8) | When the ISO and NQ dated 02/28/2011 are combined for a total grant of 500,000 shares, the option shall vest and become exercisable as to 10,416 shares on 03/31/2011 and the balance of 489,584 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/28/2015. |
| (9) | When the ISO and NQ dated 02/26/2009 are combined for a total grant of 275,000 shares, the option shall vest and become exercisable as to 5,729 shares on 03/26/09 and the balance of 269,271 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/26/13. |
| (10) | When the ISO and NQ dated 12/18/03 are combined for a total grant of 141,925 shares, the option is immediately exercisable upon grant and shall vest as to 2,365 shares on 01/18/04 and the balance of 139,560 divided into equal monthly installments thereafter such that the option shall be 100% vested on 12/18/08. |
| (11) | When the ISO and NQ dated 02/24/2010 are combined for a total grant of 270,000 shares, the option shall vest and become exercisable as to 5,625 shares on 03/24/2010 and the balance of 264,375 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/24/2014. |
| (12) | When the ISO and NQ dated 02/29/2008 are combined for a total grant of 200,000 shares, the option shall vest and become exercisable as to 4,166 shares on 03/29/08 and the balance of 195,834 divided into equal monthly installments thereafter such that the option shall be 100% vested on 02/29/12. |
| (13) | This option shall vest and become exercisable as to 45,000 shares divided into equal monthly installments such that the option shall be 100% vested on 03/01/2009. |
| (14) | When the ISO and NQ dated 03/14/2007 are combined for a total grant of 250,000 shares, the option shall vest and become exercisable as to 5,208 shares on 04/01/07 and the balance of 244,792 divided into equal monthly installments thereafter such that the option shall be 100% vested on 03/01/11. |
| (15) | When the ISO and NQ dated 03/01/2006 are combined for a total grant of 100,000 shares, the option shall vest and become exercisable as to 100,000 shares divided into equal monthly installments such that the option shall be 100% vested on 03/01/2010. |
| (16) | Each restricted stock unit represents a contingent right to receive one share of CYTK common stock at a purchase price of $0.001 per share which is the current par value of the common stock. |
| (17) | The restricted stock units vest in two equal annual installments. Vested shares will be delivered to the reporting person on 9/4/2012 and 9/3/2013. |