UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Subordinated Units representing limited partner interests | Â (3) | Â (3) | Common Units | 0 (1) (2) | $ 0 | I | See footnotes (1) (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Green Plains Inc. 450 REGENCY PARKWAY, SUITE 400 OMAHA, NE 68114 |
 X |  X |  |  |
/s/ Michelle S. Mapes, EVP - General Counsel and Corporate Secretary of Greens Plains Inc. | 06/30/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is being filed by Green Plains Inc. ("GPRE") in connection with the effectiveness of the Issuer's Registration Statement on Form S-1 (Registration No. 333-204279) (the "Registration Statement"). As of June 26, 2015, GPRE holds 98% of the interests in the Issuer. |
(2) | As described in the Registration Statement, at closing of the initial public offering of the Issuer, GPRE intends to contribute certain assets to the Issuer in exchange for, among other things, certain common units and subordinated units of the Issuer. |
(3) | The subordinated units have no expiration dated and will convert into Common Units on a one-for-one basis at the end of the subordination period described in the Registration Statement. |