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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BEGLEY CHRISTOPHER B C/O THE HILLSHIRE BRANDS COMPANY 3500 LACEY ROAD DOWNERS GROVE, IL 60515 |
X |
/s/ Helen N. Kaminski for Christopher B. Begley pursuant to power of attorney previously filed. | 07/18/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Consists of pro-rata restricted stock units (RSUs) granted for serving as Chairman of the Board of Directors during the second half of calendar year 2012. The RSUs will vest on January 2, 2013 and will be converted into shares of Hillshire Brands common stock on a one-for-one basis. The settlement date is one month after the reporting person ceases to be a director of The Hillshire Brands Company. |
(2) | Includes 587 RSUs acquired in the company's dividend reivenstment plan with accrued dividend equivalents. |
(3) | Consists of shares of common stock that the reporting person elected to receive in lieu of his annual cash retainer for serving as Chairman during the second half of calendar year 2012. |
Remarks: On June 28, 2012, The Hillshire Brands Company (formerly named Sara Lee Corporation) completed (i) the spin-off of its international coffee and tea business, and (ii) a 1-for-5 reverse stock split of its common stock. In the Form 4 as originally filed, the amounts reported for the "Securities Acquired" and "Price" reflected the 1-for-5 reverse stock split, but the amounts reported in the "Amount of Securities Beneficially Owned Following Reported Transactions" did not reflect the reverse split. This filing amends the "Amount of Securities Beneficially Owned Following Reported Transactions" to reflect the 1-for-5 reverse stock split. |