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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 | 01/29/2017 | D | 24,043 (2) | (3) | (3) | Shares | 24,043 | $ 0 | 48,088 | D | ||||
Restricted Stock Units | $ 0 | 01/29/2017 | D | 10,595 (4) | (3) | (3) | Shares | 10,595 | $ 0 | 10,596 | D | ||||
Restricted Stock Units | $ 0 | 01/29/2017 | D | 5,037 (5) (6) | (3) | (3) | Shares | 5,037 (5) | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Johnson Simon 13135 S. DAIRY ASHFORD SUITE 800 SUGAR LAND, TX 77478 |
Sr. VP-Marketing & Contracts |
/s/ Julie R. Robertson By Power of Attorney dated March 4, 2014 | 01/31/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Holdings on the initial filing dated March 12, 2014 were overstated by 2,882 shares; total shown has been adjusted to correct the overstatement. |
(2) | Represents the first of three vesting events for restricted stock units awarded on January 29, 2016. |
(3) | The restricted stock units vest and settle in three equal annual installments beginning on the first anniversary of the grant date. |
(4) | Represents the second of three vesting events for restricted stock units awarded on January 29, 2015. |
(5) | Total share amount reflects an adjustment to outstanding awards as a result of the spin-off of Paragon Offshore plc. The number of shares awarded prior to the spin-off have been increased to provide awardee with substantially equivalent economic value after the spin-off. |
(6) | Represents the third of three vesting events for restricted stock units awarded on January 29, 2014. |