1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee stock option (right to buy)
|
Â
(1)
|
09/11/2026 |
Common Stock
|
16,000
|
$
9.6
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(2)
|
03/01/2027 |
Common Stock
|
11,220
|
$
12.05
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(3)
|
01/21/2028 |
Common Stock
|
15,400
|
$
3.45
|
D
|
Â
|
Employee stock option (right to buy)
|
Â
(4)
|
01/20/2029 |
Common Stock
|
115,000
|
$
1.16
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This option vests as to 25% of the original 16,000 shares underlying the award on August 29, 2017 and as to an additional 6.25% of the original shares underlying the award on each successive three month period thereafter, subject to continued service. |
(2) |
This option vests as to 25% of the original 11,220 shares underlying the award on January 1, 2018 and as to an additional 6.25% of the original shares underlying the award on each successive three month period thereafter, subject to continued service. |
(3) |
This option vests as to 25% of the original 15,400 shares underlying the award on the first anniversary of the date of grant and as to an additional 6.25% of the original shares underlying the award on each successive three month period thereafter, subject to continued service. |
(4) |
This option vests as to 25% of the original 115,000 shares underlying the award on the first anniversary of the date of grant and as to an additional 6.25% of the original shares underlying the award on each successive three month period thereafter, subject to continued service. |