lad20161031_10qa.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 10-Q/A

 

 

(Mark One)

 

[X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period ended September 30, 2016

OR

[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from       to 

 

Commission file number: 001-14733

 

 

LITHIA MOTORS, INC.

(Exact name of registrant as specified in its charter)

     

Oregon

  

93-0572810

(State or other jurisdiction of incorporation or organization)

  

(I.R.S. Employer Identification No.)

     

150 N. Bartlett Street, Medford, Oregon

  

97501

(Address of principal executive offices)

  

(Zip Code)

 

Registrant’s telephone number, including area code: 541-776-6401

 

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes [X] No [ ]

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. Large accelerated filer [X] Accelerated filer [ ] Non-accelerated filer [ ] (Do not check if a smaller reporting company) Smaller reporting company [ ]

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [ ] No [X]

 

Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.

 

Class A common stock without par value

  

23,411,751

Class B common stock without par value

  

1,762,231

(Class)

  

Outstanding at October 28, 2016

 

 
1
 

 

Explanatory Note

 

The Quarterly Report on Form 10-Q for the period ended September 30, 2016, showed an incorrect number of Class A common stock outstanding at October 28, 2016. This amendment corrects the typographical error.

 

Item 6. Exhibits

 

The following exhibits are filed herewith and this list is intended to constitute the exhibit index.

 

31.1

Certification of Chief Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934.

31.2

Certification of Chief Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934.

101.INS

 XBRL Instance Document.

101.SCH

 XBRL Taxonomy Extension Schema Document.

101.CAL

 XBRL Taxonomy Extension Calculation Linkbase Document.

101.DEF

 XBRL Taxonomy Extension Definition Linkbase Document.

101.LAB

 XBRL Taxonomy Extension Label Linkbase Document.

101.PRE

 XBRL Taxonomy Extension Presentation Linkbase Document.

 

 
2
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: October 31, 2016

LITHIA MOTORS, INC.

   
 

By: /s/ Christopher S. Holzshu

 

Christopher S. Holzshu

 

Senior Vice President,

 

Chief Financial Officer and Secretary

 

(Principal Financial Officer)

   
   
   
 

By: /s/ John F. North III

 

John F. North III

 

Vice President, Finance and Chief Accounting Officer

 

(Principal Accounting Officer)

 

 

3