UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option | Â (5) | 04/15/2017 | Common Stock | 8,000 | $ 10.49 | D | Â |
Employee Stock Option | Â (6) | 03/11/2017 | Common Stock | 37,500 | $ 8.18 | D | Â |
Employee Stock Option | Â (7) | 03/16/2019 | Common Stock | 4,413 | $ 22.66 | D | Â |
Employee Stock Option | Â (8) | 01/20/2020 | Common Stock | 5,714 | $ 22.01 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Krug George G 5400 LBJ FREEWAY SUITE 1500 DALLAS, TX 75240 |
 |  |  SVP - Mktg and Midstream |  |
/s/ George G. Krug, by Kyle A. Ellis as attorney-in-fact | 02/23/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 8,696 shares of restricted stock granted to the reporting person on October 5, 2015. Such shares of restricted stock will vest on the third anniversary of the date of grant, October 5, 2018. |
(2) | Includes 2,500 shares of restricted stock granted to the reporting person on January 21, 2015. Such shares of restricted stock will vest on the third anniversary of the date of grant, January 21, 2018. |
(3) | Includes 2,207 shares of restricted stock granted to the reporting person on March 17, 2014. Such shares of restricted stock will vest in two equal biennial installments beginning on the second anniversary of the date of grant, March 17, 2016. |
(4) | Includes 1,000 shares of restricted stock granted to the reporting person on April 16, 2012 that vest on the fourth anniversary of the date of grant, April 16, 2016. |
(5) | As of the date of this report, half of the employee stock options are vested and exercisable and half will vest on the fourth anniversary of the date of grant, April 16, 2016. |
(6) | The employee stock options vest on the third anniversary of the date of grant, March 12, 2016. |
(7) | The employee stock options vest in two equal biennial installments beginning on the second anniversary of the date of grant, March 17, 2016. |
(8) | The employee stock options vest on the third anniversary of the date of grant, January 21, 2018. |