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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MIDOCEAN CAPITAL INVESTORS LP 320 PARK AVENUE 17TH FLOOR NEW YORK, NY 10022 |
X | |||
MIDOCEAN CAPITAL PARTNERS LP 320 PARK AVENUE 17TH FLOOR NEW YORK, NY 10022 |
X | |||
VIRTUE J EDWARD 320 PARK AVENUE 17TH FLOOR NEW YORK, NY 10022 |
X | |||
ULTRAMAR CAPITAL LTD C/O MIDOCEAN PARTNERS 320 PARK AVENUE, 17TH FLOOR NEW YORK, NY 10022 |
X | |||
EXISTING FUND GP LTD C/O MIDOCEAN PARTNERS 320 PARK AVENUE, 17TH FLOOR NEW YORK, NY 10022 |
X | |||
MIDOCEAN PARTNERS, LP 320 PARK AVENUE 17TH FLOOR NEW YORK, NY 10022 |
X | |||
MIDOCEAN ASSOCIATES SPC C/O MIDOCEAN PARTNERS 320 PARK AVENUE, 17TH FLOOR NEW YORK, NY 10022 |
X |
/s/ MidOcean Capital Investors, L.P., by MidOcean Capital Partners, L.P., by Existing Fund GP Ltd., its general partner, by J. Edward Virtue, Managing Director | 07/05/2005 | |
**Signature of Reporting Person | Date | |
/s/ MidOcean Capital Partners, L.P. by Existing Fund GP Ltd., its general partner, by J. Edward Virtue, Managing Director | 07/05/2005 | |
**Signature of Reporting Person | Date | |
/s/ J. Edward Virtue | 07/05/2005 | |
**Signature of Reporting Person | Date | |
/s/ Ultramar Capital Ltd., by J. Edward Virtue, Chief Executive Officer | 07/05/2005 | |
**Signature of Reporting Person | Date | |
/s/ Existing Fund GP Ltd., by J. Edward Virtue, Managing Director | 07/05/2005 | |
**Signature of Reporting Person | Date | |
/s/ MidOcean Partners, LP by MidOcean Associates, SPC, its general partner, by J. Edward Virtue, Chief Executive Officer | 07/05/2005 | |
**Signature of Reporting Person | Date | |
/s/ MidOcean Associates, SPC, by J. Edward Virtue, Managing Director | 07/05/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | MidOcean Capital Investors, L.P., is the direct owner of the reported securities (the "Shares"). This Form 4 is being filed jointly by Ultramar Capital Ltd., a Cayman Islands exempted company ("Ultramar"), J. Edward Virtue ("Virtue"), MidOcean Associates, SPC, a Cayman Islands exempted company registered as a segregated portfolio company ("Associates"), MidOcean Partners, L.P., a Cayman limited partnership ("MidOcean"), Existing Fund GP, Ltd., a Cayman Islands exempted company ("Existing Fund"), MidOcean Capital Partners, L.P., a Delaware limited partnership ("MOCP"), and MidOcean Capital Investors, L.P., a Delaware limited partnership ("MCILP"). |
(2) | MOCP, Existing Fund, MidOcean and Associates may all be deemed to be beneficial owners of the Shares as a result of their direct or indirect control relationship with MCILP. MOCP is the general partner of MCILP. Existing Fund is the general partner of MOCP. MidOcean is the sole owner of Existing Fund and a limited partner in MOCP, and Associates is the general partner of MidOcean. Ultramar is the sole owner of Associates. J. Edward Virtue may be deemed the beneficial owner of the Shares because he indirectly controls the Shares, but disclaims beneficial ownership except to the extent of his pecuniary interest therein. |