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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GOLDSBERRY RONALD E 1 FOUNTAIN SQUARE CHATTANOOGA, TN 37402 |
X |
/s/ Jullienne, J. Paul, Attorney-in-Fact | 06/04/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 3,192 deferred share rights ("DSRs"), 4,257 restricted stock units ("RSUs"), and 20,734 shares of common stock. All DSRs and RSUs may be settled, on a 1-for1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
(2) | Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,588.674 DSRs and 9,355.503 RSUs since the date of the reporting person's prior Form 4. |
(3) | Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2014. |
(4) | Includes 3,192 DSRs, 4,257 RSUs, and 14,712 shares of common stock. Fractional amounts have been rounded to the nearest whole number. |