UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09243
The Gabelli Utility Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 – June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
Investment Company Report | |||||||||||
ALSTOM SA, PARIS | |||||||||||
Security | F0259M475 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 02-Jul-2013 | |||||||||
ISIN | FR0010220475 | Agenda | 704503778 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE |
Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2013/- 0513/201305131302162.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT O-F ADDITIONAL URLS: https://balo.journal- officiel.gouv.fr/pdf/2013/0520/2013052- 01302559.pdf AND https://balo.journal- officiel.gouv.fr/pdf/2013/0612/201306121- 303256.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||||
O.1 | Approval of the corporate financial statements and transactions for the financial year ended March 31, 2013 |
Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements and transactions for the financial year ended March 31, 2013 |
Management | For | For | |||||||
O.3 | Allocation of income | Management | For | For | |||||||
O.4 | Special report of the Statutory Auditors on the regulated agreements and commitments |
Management | For | For | |||||||
O.5 | Appointment of Mrs. Amparo Moraleda as Director |
Management | For | For | |||||||
O.6 | Setting attendance allowances amount | Management | For | For | |||||||
O.7 | Authorization to be granted to the Board of Directors to trade in Company's shares |
Management | For | For | |||||||
E.8 | Authorization to be granted to the Board of Directors to reduce capital by cancellation of shares |
Management | For | For | |||||||
E.9 | Authorization to be granted to the Board of Directors to carry out free allocations of shares existing or to be issued within the limit of 1% of capital by deducting the total number of shares from the one set under the tenth resolution, including a maximum of 0.02% of capital to employees and eligible corporate officers of the Company and affiliated companies |
Management | For | For | |||||||
E.10 | Authorization to be granted to the Board of Directors to grant share subscription or purchase options within the limit of 2.5% of capital minus any amount allocated under the ninth resolution, including a maximum of 0.10% of share capital to employees and corporate officers of the Company and affiliated companies |
Management | For | For | |||||||
E.11 | Powers to implement all decisions and carry out all legal formalities |
Management | For | For | |||||||
SEVERN TRENT PLC, BIRMIMGHAM | |||||||||||
Security | G8056D159 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 17-Jul-2013 | |||||||||
ISIN | GB00B1FH8J72 | Agenda | 704621019 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | Receive the Report and Accounts | Management | For | For | |||||||
2 | Declare a final dividend | Management | For | For | |||||||
3 | Approve the Directors remuneration report | Management | For | For | |||||||
4 | Reappoint Tony Ballance | Management | For | For | |||||||
5 | Reappoint Bernard Bulkin | Management | For | For | |||||||
6 | Reappoint Richard Davey | Management | For | For | |||||||
7 | Reappoint Andrew Duff | Management | For | For | |||||||
8 | Reappoint Gordon Fryett | Management | For | For | |||||||
9 | Reappoint Martin Kane | Management | For | For | |||||||
10 | Reappoint Martin Lamb | Management | For | For | |||||||
11 | Reappoint Michael McKeon | Management | For | For | |||||||
12 | Reappoint Baroness Noakes | Management | For | For | |||||||
13 | Reappoint Andy Smith | Management | For | For | |||||||
14 | Reappoint Tony Wray | Management | For | For | |||||||
15 | Reappoint auditors | Management | For | For | |||||||
16 | Authorise directors to determine auditors remuneration |
Management | For | For | |||||||
17 | Authorise political donations | Management | For | For | |||||||
18 | Authorise allotment of shares | Management | For | For | |||||||
19 | Disapply pre-emption rights | Management | Against | Against | |||||||
20 | Authorise purchase of own shares | Management | For | For | |||||||
21 | Reduce notice period for general meetings | Management | For | For | |||||||
BT GROUP PLC | |||||||||||
Security | 05577E101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BT | Meeting Date | 17-Jul-2013 | ||||||||
ISIN | US05577E1010 | Agenda | 933845072 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | REPORT AND ACCOUNTS | Management | For | For | |||||||
2 | REMUNERATION REPORT | Management | For | For | |||||||
3 | FINAL DIVIDEND | Management | For | For | |||||||
4 | RE-ELECT SIR MICHAEL RAKE | Management | For | For | |||||||
5 | RE-ELECT IAN LIVINGSTON | Management | For | For | |||||||
6 | RE-ELECT TONY CHANMUGAM | Management | For | For | |||||||
7 | RE-ELECT GAVIN PATTERSON | Management | For | For | |||||||
8 | RE-ELECT TONY BALL | Management | For | For | |||||||
9 | RE-ELECT THE RT HON PATRICIA HEWITT | Management | For | For | |||||||
10 | RE-ELECT PHIL HODKINSON | Management | For | For | |||||||
11 | RE-ELECT KAREN RICHARDSON | Management | For | For | |||||||
12 | RE-ELECT NICK ROSE | Management | For | For | |||||||
13 | RE-ELECT JASMINE WHITBREAD | Management | For | For | |||||||
14 | AUDITORS' RE-APPOINTMENT | Management | For | For | |||||||
15 | AUDITORS' REMUNERATION | Management | For | For | |||||||
16 | AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
S17 | AUTHORITY TO ALLOT SHARES FOR CASH | Management | For | For | |||||||
S18 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | |||||||
S19 | 14 DAYS' NOTICE OF MEETINGS | Management | For | For | |||||||
20 | POLITICAL DONATIONS | Management | For | For | |||||||
VODAFONE GROUP PLC | |||||||||||
Security | 92857W209 | Meeting Type | Annual | ||||||||
Ticker Symbol | VOD | Meeting Date | 23-Jul-2013 | ||||||||
ISIN | US92857W2098 | Agenda | 933848179 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2013 |
Management | For | For | |||||||
2. | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) |
Management | For | For | |||||||
3. | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR |
Management | For | For | |||||||
4. | TO RE-ELECT ANDY HALFORD AS A DIRECTOR |
Management | For | For | |||||||
5. | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR |
Management | For | For | |||||||
6. | TO RE-ELECT RENEE JAMES AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) |
Management | For | For | |||||||
7. | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) |
Management | For | For | |||||||
8. | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) |
Management | For | For | |||||||
9. | TO ELECT OMID KORDESTANI AS A DIRECTOR |
Management | For | For | |||||||
10. | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) |
Management | For | For | |||||||
11. | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) |
Management | For | For | |||||||
12. | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) |
Management | For | For | |||||||
13. | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE AND MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) |
Management | For | For | |||||||
14. | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) |
Management | For | For | |||||||
15. | TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE PER ORDINARY SHARE |
Management | For | For | |||||||
16. | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2013 |
Management | For | For | |||||||
17. | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | |||||||
18. | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR |
Management | For | For | |||||||
19. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES |
Management | For | For | |||||||
S20 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS |
Management | Against | Against | |||||||
S21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) |
Management | For | For | |||||||
22. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE |
Management | For | For | |||||||
S23 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | |||||||
INVENSYS PLC, LONDON | |||||||||||
Security | G49133203 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jul-2013 | |||||||||
ISIN | GB00B979H674 | Agenda | 704617589 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | To receive the report and accounts for the year ended 31 March 2013 |
Management | For | For | |||||||
2 | To approve the Remuneration Report | Management | For | For | |||||||
3 | To re-elect Mr Wayne Edmunds as a director | Management | For | For | |||||||
4 | To re-elect Mr Bay Green as a director | Management | For | For | |||||||
5 | To re-elect Ms Victoria Hull as a director | Management | For | For | |||||||
6 | To re-elect Mr Paul Lester as a director | Management | For | For | |||||||
7 | To re-elect Ms Deena Mattar as a director | Management | For | For | |||||||
8 | To re-elect Mr Michael Parker as a director | Management | For | For | |||||||
9 | To re-elect Dr Martin Read as a director | Management | For | For | |||||||
10 | To re-elect Sir Nigel Rudd as a director | Management | For | For | |||||||
11 | To re-elect Mr David Thomas as a director | Management | For | For | |||||||
12 | To re-appoint Ernst and Young LLP as auditor | Management | For | For | |||||||
13 | To authorise the directors to determine the auditors remuneration |
Management | For | For | |||||||
14 | To approve the proposed final dividend | Management | For | For | |||||||
15 | To authorise allotment of relevant securities | Management | For | For | |||||||
16 | To authorise disapplication of pre-emption rights | Management | Against | Against | |||||||
17 | To amend notice period for general meetings | Management | For | For | |||||||
18 | To approve political donations | Management | For | For | |||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | |||||||||||
Security | G1839G102 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jul-2013 | |||||||||
ISIN | GB00B5KKT968 | Agenda | 704624407 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | To receive the Report and Accounts | Management | For | For | |||||||
2 | To approve the Remuneration Report | Management | For | For | |||||||
3 | To re-elect Sir Richard Lapthorne CBE | Management | For | For | |||||||
4 | To re-elect Simon Ball | Management | For | For | |||||||
5 | To re-elect Nick Cooper | Management | For | For | |||||||
6 | To re-elect Mark Hamlin | Management | For | For | |||||||
7 | To re-elect Tim Pennington | Management | For | For | |||||||
8 | To re-elect Alison Platt | Management | For | For | |||||||
9 | To re-elect Tony Rice | Management | For | For | |||||||
10 | To re-elect Ian Tyler | Management | For | For | |||||||
11 | To appoint the Auditor | Management | For | For | |||||||
12 | To authorise the Directors to set the remuneration of the Auditor |
Management | For | For | |||||||
13 | To declare a final dividend | Management | For | For | |||||||
14 | To give authority to allot shares | Management | For | For | |||||||
15 | To disapply pre-emption rights | Management | Against | Against | |||||||
16 | To authorise the purchase of its own shares by the Company |
Management | For | For | |||||||
17 | To authorise the Company to call a general meeting of shareholders on not less than 14 clear days notice |
Management | For | For | |||||||
CAPSTONE TURBINE CORPORATION | |||||||||||
Security | 14067D102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPST | Meeting Date | 29-Aug-2013 | ||||||||
ISIN | US14067D1028 | Agenda | 933858740 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | GARY D. SIMON | For | For | ||||||||
2 | RICHARD K. ATKINSON | For | For | ||||||||
3 | JOHN V. JAGGERS | For | For | ||||||||
4 | DARREN R. JAMISON | For | For | ||||||||
5 | NOAM LOTAN | For | For | ||||||||
6 | GARY J. MAYO | For | For | ||||||||
7 | ELIOT G. PROTSCH | For | For | ||||||||
8 | HOLLY A. VAN DEURSEN | For | For | ||||||||
9 | DARRELL J. WILK | For | For | ||||||||
2. | RE-APPROVE THE PERFORMANCE CRITERIA UNDER THE COMPANY'S EXECUTIVE PERFORMANCE INCENTIVE PLAN |
Management | For | For | |||||||
3. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT |
Management | Abstain | Against | |||||||
4. | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2014 |
Management | For | For | |||||||
ORMAT INDUSTRIES LTD, YAVNE | |||||||||||
Security | M7571Y105 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 03-Sep-2013 | |||||||||
ISIN | IL0002600182 | Agenda | 704679363 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU-DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY.-SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A- CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL |
Non-Voting | |||||||||
1 | Approval of the appointment of Mr. Yaki Jershlmi as an external director of the company for an additional 3 year period |
Management | For | For | |||||||
2 | Approval of the company's policy for remuneration of senior executives |
Management | For | For | |||||||
ORMAT INDUSTRIES LTD, YAVNE | |||||||||||
Security | M7571Y105 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 03-Sep-2013 | |||||||||
ISIN | IL0002600182 | Agenda | 704697525 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 225988 DUE TO RECEIPT OF P-AST RECORD DATE. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. |
Non-Voting | |||||||||
CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE-WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD E-ITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT W-E MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR-PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL |
Non-Voting | |||||||||
1 | Discussion of the financial statements and directors' report for the year 2012 |
Management | For | For | |||||||
2 | Re-appointment of accountant auditors | Management | For | For | |||||||
NIKO RESOURCES LTD. | |||||||||||
Security | 653905109 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | NKRSF | Meeting Date | 12-Sep-2013 | ||||||||
ISIN | CA6539051095 | Agenda | 933868296 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | AMENDMENT TO THE ARTICLES - TO EXPAND THE RANGE OF THE NUMBER OF DIRECTORS AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | |||||||
02 | TO FIX THE NUMBER OF DIRECTORS TO BE ELECTED AT THE MEETING AT EIGHT. |
Management | For | For | |||||||
03 | DIRECTOR | Management | |||||||||
1 | EDWARD S. SAMPSON | For | For | ||||||||
2 | WILLIAM T. HORNADAY | For | For | ||||||||
3 | C.J. (JIM) CUMMINGS | For | For | ||||||||
4 | CONRAD P. KATHOL | For | For | ||||||||
5 | WENDELL W. ROBINSON | For | For | ||||||||
6 | NORMAN M.K. LOUIE | For | For | ||||||||
7 | MURRAY E. HESJE | For | For | ||||||||
8 | CHARLES S. LEYKUM | For | For | ||||||||
04 | TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AT A REMUNERATION TO BE FIXED BY THE DIRECTORS. |
Management | For | For | |||||||
05 | TO APPROVE ALL UNALLOCATED STOCK OPTIONS UNDER THE CORPORATION'S STOCK OPTION PLAN, AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | |||||||
NIKO RESOURCES LTD. | |||||||||||
Security | 653905109 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | NKRSF | Meeting Date | 12-Sep-2013 | ||||||||
ISIN | CA6539051095 | Agenda | 933868688 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | AMENDMENT TO THE ARTICLES - TO EXPAND THE RANGE OF THE NUMBER OF DIRECTORS AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | |||||||
02 | TO FIX THE NUMBER OF DIRECTORS TO BE ELECTED AT THE MEETING AT EIGHT. |
Management | For | For | |||||||
03 | DIRECTOR | Management | |||||||||
1 | EDWARD S. SAMPSON | For | For | ||||||||
2 | WILLIAM T. HORNADAY | For | For | ||||||||
3 | C.J. (JIM) CUMMINGS | For | For | ||||||||
4 | CONRAD P. KATHOL | For | For | ||||||||
5 | WENDELL W. ROBINSON | For | For | ||||||||
6 | NORMAN M.K. LOUIE | For | For | ||||||||
7 | MURRAY E. HESJE | For | For | ||||||||
8 | CHARLES S. LEYKUM | For | For | ||||||||
04 | TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AT A REMUNERATION TO BE FIXED BY THE DIRECTORS. |
Management | For | For | |||||||
05 | TO APPROVE ALL UNALLOCATED STOCK OPTIONS UNDER THE CORPORATION'S STOCK OPTION PLAN, AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | |||||||
VIMPELCOM LTD. | |||||||||||
Security | 92719A106 | Meeting Type | Special | ||||||||
Ticker Symbol | VIP | Meeting Date | 25-Sep-2013 | ||||||||
ISIN | US92719A1060 | Agenda | 933870669 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | TO ADOPT AMENDED AND RESTATED BYE- LAWS OF THE COMPANY. |
Management | Against | Against | |||||||
NV ENERGY, INC. | |||||||||||
Security | 67073Y106 | Meeting Type | Special | ||||||||
Ticker Symbol | NVE | Meeting Date | 25-Sep-2013 | ||||||||
ISIN | US67073Y1064 | Agenda | 933870936 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 29, 2013, BY AND AMONG MIDAMERICAN ENERGY HOLDINGS COMPANY, AN IOWA CORPORATION, SILVER MERGER SUB, INC., A NEVADA CORPORATION AND WHOLLY OWNED SUBSIDIARY OF MIDAMERICAN AND NV ENERGY, INC., A NEVADA CORPORATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. |
Management | For | For | |||||||
2. | THE PROPOSAL TO APPROVE, BY A NON- BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO NVE'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. |
Management | Abstain | Against | |||||||
3. | THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE APPROVAL OF THE AGREEMENT AND PLAN OF MERGER IF THERE ARE NOT SUFFICIENT VOTES FOR APPROVAL OF THE AGREEMENT AND PLAN OF MERGER AT THE SPECIAL MEETING. |
Management | For | For | |||||||
MOBILE TELESYSTEMS OJSC, MOSCOW | |||||||||||
Security | X5430T109 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Sep-2013 | |||||||||
ISIN | RU0007775219 | Agenda | 704676987 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | Approval of the order of the extraordinary shareholders meeting |
Management | For | For | |||||||
2 | Approval dividend payments as for six months of FY 2013 at RUB 5.22 per ordinary share |
Management | For | For | |||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF RESOLUT-ION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY-FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||||
INVENSYS PLC, LONDON | |||||||||||
Security | G49133203 | Meeting Type | Court Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Oct-2013 | |||||||||
ISIN | GB00B979H674 | Agenda | 704731846 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. |
Non-Voting | |||||||||
1 | To approve the Scheme of Arrangement dated 10 September 2013 |
Management | For | For | |||||||
INVENSYS PLC, LONDON | |||||||||||
Security | G49133203 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 10-Oct-2013 | |||||||||
ISIN | GB00B979H674 | Agenda | 704731858 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | To give effect to the Scheme, as set out in the Notice of General Meeting, including the subdivision and reclassification of Scheme Shares, amendments to the Articles of Association, the reduction of capital, the capitalisation of reserves and authority to allot and the amendment to the rules of share schemes |
Management | For | For | |||||||
KOREA ELECTRIC POWER CORPORATION | |||||||||||
Security | 500631106 | Meeting Type | Special | ||||||||
Ticker Symbol | KEP | Meeting Date | 29-Oct-2013 | ||||||||
ISIN | US5006311063 | Agenda | 933888262 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | AMENDMENTS TO THE ARTICLES OF INCORPORATION OF KEPCO |
Management | For | For | |||||||
2. | DISMISSAL OF A STANDING DIRECTOR: RHEE, CHONG-CHAN |
Management | For | For | |||||||
3A. | ELECTION OF A STANDING DIRECTOR: PARK, JUNG-KEUN (PLEASE MARK A 'FOR' VOTING BOX FOR ONLY ONE OF THE THREE CANDIDATES) |
Management | For | For | |||||||
3B. | ELECTION OF A STANDING DIRECTOR: LEE, HEE-YONG (PLEASE MARK A 'FOR' VOTING BOX FOR ONLY ONE OF THE THREE CANDIDATES) |
Management | For | For | |||||||
3C. | ELECTION OF A STANDING DIRECTOR: HUR, KYONG-GOO (PLEASE MARK A 'FOR' VOTING BOX FOR ONLY ONE OF THE THREE CANDIDATES) |
Management | For | For | |||||||
SMARTONE TELECOMMUNICATIONS HOLDINGS LTD | |||||||||||
Security | G8219Z105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-Nov-2013 | |||||||||
ISIN | BMG8219Z1059 | Agenda | 704747837 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0927/LTN20130927319.pdf- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0927/LTN20130927291.pdf |
Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL RESOLUTIONS. THANK YOU. |
Non-Voting | |||||||||
1 | To adopt the audited financial statements and the reports of the Directors and auditor for the year ended 30 June 2013 |
Management | For | For | |||||||
2 | To approve the payment of final dividend of HKD 0.22 per share, with a scrip dividend alternative, in respect of the year ended 30 June 2013 |
Management | For | For | |||||||
3.i.a | To re-elect Mr. Kwok Ping-luen, Raymond as Director |
Management | For | For | |||||||
3.i.b | To re-elect Mr. Chan Kai-lung, Patrick as Director | Management | For | For | |||||||
3.i.c | To re-elect Mr. John Anthony Miller as Director | Management | For | For | |||||||
3.i.d | To re-elect Dr. Li Ka-cheung, Eric as Director | Management | For | For | |||||||
3.i.e | To re-elect Mrs. Ip Yeung See-ming, Christine as Director |
Management | For | For | |||||||
3.ii | To authorise the Board of Directors to fix the fees of Directors |
Management | For | For | |||||||
4 | To re-appoint PricewaterhouseCoopers as auditor of the Company and to authorise the Board of Directors to fix their remuneration |
Management | For | For | |||||||
5 | To give a general mandate to the Board of Directors to issue and dispose of additional shares in the Company not exceeding 10% of the nominal amount of the issued share capital |
Management | For | For | |||||||
6 | To give a general mandate to the Board of Directors to repurchase shares of the Company not exceeding 10% of the nominal amount of the issued share capital |
Management | For | For | |||||||
7 | To extend the general mandate granted to the Board of Directors to issue shares in the capital of the Company by the number of shares repurchased |
Management | For | For | |||||||
8 | To adopt the new bye-laws in replacement of the existing bye-laws of the Company |
Management | For | For | |||||||
CORNING NATURAL GAS CORPORATION | |||||||||||
Security | 219381100 | Meeting Type | Special | ||||||||
Ticker Symbol | CNIG | Meeting Date | 06-Nov-2013 | ||||||||
ISIN | US2193811005 | Agenda | 933885773 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | TO ADOPT AN AGREEMENT AND PLAN OF SHARE EXCHANGE TO ESTABLISH A HOLDING COMPANY STRUCTURE FOR CORNING GAS IN WHICH CORNING GAS WILL BECOME A SUBSIDIARY OF A HOLDING COMPANY, CORNING NATURAL GAS HOLDING CORPORATION (THE "HOLDING COMPANY"), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. |
Management | For | For | |||||||
CADIZ INC. | |||||||||||
Security | 127537207 | Meeting Type | Annual | ||||||||
Ticker Symbol | CDZI | Meeting Date | 14-Nov-2013 | ||||||||
ISIN | US1275372076 | Agenda | 933886713 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | KEITH BRACKPOOL | For | For | ||||||||
2 | STEPHEN E. COURTER | For | For | ||||||||
3 | GEOFFREY GRANT | For | For | ||||||||
4 | WINSTON HICKOX | For | For | ||||||||
5 | MURRAY H. HUTCHISON | For | For | ||||||||
6 | RAYMOND J. PACINI | For | For | ||||||||
7 | BRYANT R. RILEY | For | For | ||||||||
8 | TIMOTHY J. SHAHEEN | For | For | ||||||||
9 | SCOTT S. SLATER | For | For | ||||||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. |
Management | For | For | |||||||
3. | APPROVAL OF THE 2013 EQUITY INCENTIVE PLAN. |
Management | Against | Against | |||||||
4. | APPROVAL OF THE ISSUANCE OF SHARES OF THE COMPANY'S COMMON STOCK UPON CONVERSION OF OUTSTANDING CONVERTIBLE NOTES IN EXCESS OF THE 19.99% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY'S COMMON STOCK OUTSTANDING AS OF THE DATE THE CONVERTIBLE NOTES WERE ISSUED. |
Management | For | For | |||||||
5. | ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY MATERIALS. |
Management | Abstain | Against | |||||||
DELTA NATURAL GAS COMPANY, INC. | |||||||||||
Security | 247748106 | Meeting Type | Annual | ||||||||
Ticker Symbol | DGAS | Meeting Date | 21-Nov-2013 | ||||||||
ISIN | US2477481061 | Agenda | 933887094 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF DELOITTE & TOUCHE LLP AS DELTA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. |
Management | For | For | |||||||
2. | DIRECTOR | Management | |||||||||
1 | SANDRA C. GRAY | For | For | ||||||||
2 | EDWARD J. HOLMES | For | For | ||||||||
3. | NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION PAID OUR NAMED EXECUTIVE OFFICERS FOR FISCAL 2013. |
Management | Abstain | Against | |||||||
BRITISH SKY BROADCASTING GROUP PLC, ISLEWORTH MIDD | |||||||||||
Security | G15632105 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-Nov-2013 | |||||||||
ISIN | GB0001411924 | Agenda | 704781409 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | To receive the financial statements for the year ended 30 June 2013, together with the report of the Directors and Auditors |
Management | For | For | |||||||
2 | To declare a final dividend for the year ended 30 June 2013 |
Management | For | For | |||||||
3 | To reappoint Chase Carey as a Director | Management | For | For | |||||||
4 | To reappoint Tracy Clarke as a Director | Management | For | For | |||||||
5 | To reappoint Jeremy Darroch as a Director | Management | For | For | |||||||
6 | To reappoint David F. DeVoe as a Director | Management | For | For | |||||||
7 | To reappoint Nick Ferguson as a Director | Management | For | For | |||||||
8 | To reappoint Martin Gilbert as a Director | Management | For | For | |||||||
9 | To reappoint Adine Grate as a Director | Management | For | For | |||||||
10 | To reappoint Andrew Griffith as a Director | Management | For | For | |||||||
11 | To reappoint Andy Higginson as a Director | Management | For | For | |||||||
12 | To reappoint Dave Lewis as a Director | Management | For | For | |||||||
13 | To reappoint James Murdoch as a Director | Management | For | For | |||||||
14 | To reappoint Matthieu Pigasse as a Director | Management | For | For | |||||||
15 | To reappoint Danny Rimer as a Director | Management | For | For | |||||||
16 | To reappoint Arthur Siskind as a Director | Management | For | For | |||||||
17 | To reappoint Andy Sukawaty as a Director | Management | For | For | |||||||
18 | To reappoint Deloitte LLP as Auditors of the Company and to authorise the Directors to agree their remuneration |
Management | For | For | |||||||
19 | To approve the report on Directors remuneration for the year ended 30 June 2013 |
Management | For | For | |||||||
20 | To authorise the Company and its subsidiaries to make political donations and incur political expenditure |
Management | For | For | |||||||
21 | To authorise the Directors to allot shares under Section 551 of the Companies Act 2006 |
Management | For | For | |||||||
22 | To disapply statutory pre-emption rights | Management | Against | Against | |||||||
23 | To allow the Company to hold general meetings (other than annual general meetings) on 14 days' notice |
Management | For | For | |||||||
24 | To authorise the Directors to make on-market purchases |
Management | For | For | |||||||
25 | To authorise the Directors to make off-market purchases |
Management | For | For | |||||||
26 | To approve the Twenty-First Century Fox Agreement as a related party transaction under the Listing Rules |
Management | For | For | |||||||
27 | To approve the British Sky Broadcasting Group plc 2013 Sharesave Scheme Rules |
Management | For | For | |||||||
COGECO INC. | |||||||||||
Security | 19238T100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CGECF | Meeting Date | 14-Jan-2014 | ||||||||
ISIN | CA19238T1003 | Agenda | 933908634 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | LOUIS AUDET | For | For | ||||||||
2 | ELISABETTA BIGSBY | For | For | ||||||||
3 | PIERRE L. COMTOIS | For | For | ||||||||
4 | PAULE DORÉ | For | For | ||||||||
5 | CLAUDE A. GARCIA | For | For | ||||||||
6 | NORMAND LEGAULT | For | For | ||||||||
7 | DAVID MCAUSLAND | For | For | ||||||||
8 | JAN PEETERS | For | For | ||||||||
02 | APPOINT DELOITTE S.E.N.C.R.L., CHARTERED ACCOUNTANTS, AS AUDITORS AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | |||||||
03 | THE ADVISORY RESOLUTION ACCEPTING THE BOARD'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
04 | SHAREHOLDER PROPOSAL A-1. | Shareholder | Against | For | |||||||
05 | SHAREHOLDER PROPOSAL A-2. | Shareholder | Against | For | |||||||
COGECO CABLE INC. | |||||||||||
Security | 19238V105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CGEAF | Meeting Date | 14-Jan-2014 | ||||||||
ISIN | CA19238V1058 | Agenda | 933908646 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | LOUIS AUDET | For | For | ||||||||
2 | PATRICIA CURADEAU-GROU | For | For | ||||||||
3 | L.G. SERGE GADBOIS | For | For | ||||||||
4 | CLAUDE A. GARCIA | For | For | ||||||||
5 | HARRY A. KING | For | For | ||||||||
6 | DAVID MCAUSLAND | For | For | ||||||||
7 | JAN PEETERS | For | For | ||||||||
8 | CAROLE J. SALOMON | For | For | ||||||||
02 | APPOINT DELOITTE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | |||||||
03 | THE ADVISORY RESOLUTION ACCEPTING THE BOARD'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Special | ||||||||
Ticker Symbol | VZ | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US92343V1044 | Agenda | 933908735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | APPROVE THE ISSUANCE OF UP TO APPROXIMATELY 1.28 BILLION SHARES OF VERIZON COMMON STOCK TO VODAFONE ORDINARY SHAREHOLDERS IN CONNECTION WITH VERIZON'S ACQUISITION OF VODAFONE'S INDIRECT 45% INTEREST IN VERIZON WIRELESS |
Management | For | For | |||||||
2. | APPROVE AN AMENDMENT TO ARTICLE 4(A) OF VERIZON'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE VERIZON'S AUTHORIZED SHARES OF COMMON STOCK BY 2 BILLION SHARES TO AN AGGREGATE OF 6.25 BILLION AUTHORIZED SHARES OF COMMON STOCK |
Management | For | For | |||||||
3. | APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO SOLICIT ADDITIONAL VOTES AND PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSALS |
Management | For | For | |||||||
VODAFONE GROUP PLC | |||||||||||
Security | 92857W209 | Meeting Type | Special | ||||||||
Ticker Symbol | VOD | Meeting Date | 28-Jan-2014 | ||||||||
ISIN | US92857W2098 | Agenda | 933909701 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
C1 | FOR THE COURT MEETING SCHEME. | Management | For | For | |||||||
G1 | TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION. |
Management | For | For | |||||||
G2 | TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME. |
Management | For | For | |||||||
G3 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. |
Management | For | For | |||||||
G4 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1- 3. |
Management | For | For | |||||||
THE LACLEDE GROUP, INC. | |||||||||||
Security | 505597104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LG | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | US5055971049 | Agenda | 933908266 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | EDWARD L. GLOTZBACH | For | For | ||||||||
2 | W. STEPHEN MARITZ | For | For | ||||||||
3 | JOHN P. STUPP, JR. | For | For | ||||||||
2. | ADVISORY APPROVAL OF RESOLUTION TO APPROVE COMPENSATION OF NAMED EXECUTIVES. |
Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR THE 2014 FISCAL YEAR. |
Management | For | For | |||||||
LIBERTY GLOBAL PLC. | |||||||||||
Security | G5480U104 | Meeting Type | Special | ||||||||
Ticker Symbol | LBTYA | Meeting Date | 30-Jan-2014 | ||||||||
ISIN | GB00B8W67662 | Agenda | 933910499 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | ORDINARY RESOLUTION TO APPROVE THE LIBERTY GLOBAL 2014 INCENTIVE PLAN. |
Management | Against | Against | |||||||
2. | ORDINARY RESOLUTION TO APPROVE THE LIBERTY GLOBAL 2014 NONEMPLOYEE DIRECTOR INCENTIVE PLAN. |
Management | Against | Against | |||||||
RGC RESOURCES, INC. | |||||||||||
Security | 74955L103 | Meeting Type | Annual | ||||||||
Ticker Symbol | RGCO | Meeting Date | 03-Feb-2014 | ||||||||
ISIN | US74955L1035 | Agenda | 933909763 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | NANCY HOWELL AGEE | For | For | ||||||||
2 | J. ALLEN LAYMAN | For | For | ||||||||
3 | RAYMOND D. SMOOT, JR. | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF BROWN EDWARDS & COMPANY L.L.P. AS THE INDEPENDENT ACCOUNTANTS. |
Management | For | For | |||||||
3. | A NON-BINDING SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
ATMOS ENERGY CORPORATION | |||||||||||
Security | 049560105 | Meeting Type | Annual | ||||||||
Ticker Symbol | ATO | Meeting Date | 05-Feb-2014 | ||||||||
ISIN | US0495601058 | Agenda | 933911009 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: ROBERT W. BEST | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KIM R. COCKLIN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RICHARD W. DOUGLAS |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RUBEN E. ESQUIVEL |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD K. GORDON |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ROBERT C. GRABLE |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: THOMAS C. MEREDITH |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: NANCY K. QUINN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RICHARD A. SAMPSON |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: STEPHEN R. SPRINGER |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: RICHARD WARE II | Management | For | For | |||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
Management | For | For | |||||||
3. | PROPOSAL FOR AN ADVISORY VOTE BY SHAREHOLDERS TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR FISCAL 2013 ("SAY ON PAY") |
Management | Abstain | Against | |||||||
TELEFONICA DEUTSCHLAND HOLDING AG, MUENCHEN | |||||||||||
Security | D8T9CK101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 11-Feb-2014 | |||||||||
ISIN | DE000A1J5RX9 | Agenda | 704910404 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please note that by judgement of OLG Cologne rendered on June 6, 2013, any sha-reholder who holds an aggregate total of 3 percent or more of the outstanding-share capital must register under their beneficial owner details before the ap- propriate deadline to be able to vote. Failure to comply with the declaration-requirements as stipulated in section 21 of the Securities Trade Act (WpHG) ma-y prevent the shareholder from voting at the general meetings. Therefore, your- custodian may request that we register beneficial owner data for all voted ac-counts with the respective sub custodian. If you require further information w-hether or not such BO registration will be conducted for your custodians accou-nts, please contact your CSR. |
Non-Voting | ||||||||||
The sub custodians have advised that voted shares are not blocked for trading-purposes i.e. they are only unavailable for settlement. Registered shares will-be deregistered at the deregistration date by the sub custodians. In order to-deliver/settle a voted position before the deregistration date a voting instr-uction cancellation and de-registration request needs to be sent to your CSR o-r Custodian. Please contact your CSR for further information. |
Non-Voting | ||||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contact-your Client Services Representative. |
Non-Voting | ||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. |
Non-Voting | ||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 JAN 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. |
Non-Voting | ||||||||||
1. | Approve EUR 3.7 billion share capital increase via issuance of new shares with preemptive rights |
Management | No Action | ||||||||
2. | Approve creation of EUR 475 million pool of capital without preemptive rights |
Management | No Action | ||||||||
3. | Approve issuance of warrants/bonds with warrants attached/convertible bonds without preemptive rights up to aggregate nominal amount of EUR 3 billion approve creation of EUR 558.5 million pool of capital to guarantee conversion rights |
Management | No Action | ||||||||
HUANENG POWER INTERNATIONAL, INC. | |||||||||||
Security | 443304100 | Meeting Type | Special | ||||||||
Ticker Symbol | HNP | Meeting Date | 11-Feb-2014 | ||||||||
ISIN | US4433041005 | Agenda | 933916934 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | TO CONSIDER AND APPROVE THE "RESOLUTION REGARDING THE 2014 CONTINUING CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND HUANENG GROUP", INCLUDING HUANENG GROUP FRAMEWORK AGREEMENT AND THE TRANSACTION CAPS THEREOF. |
Management | For | For | |||||||
QUALCOMM INCORPORATED | |||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||
Ticker Symbol | QCOM | Meeting Date | 04-Mar-2014 | ||||||||
ISIN | US7475251036 | Agenda | 933916150 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SUSAN HOCKFIELD |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS W. HORTON |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN |
Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: BRENT SCOWCROFT |
Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | For | |||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 28, 2014. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
PIEDMONT NATURAL GAS COMPANY, INC. | |||||||||||
Security | 720186105 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNY | Meeting Date | 06-Mar-2014 | ||||||||
ISIN | US7201861058 | Agenda | 933915273 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | MR. M.E. EVERETT III | For | For | ||||||||
2 | MR. FRANK B. HOLDING JR | For | For | ||||||||
3 | MS. MINOR M. SHAW | For | For | ||||||||
4 | MR. MICHAEL C. TARWATER | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
4. | APPROVAL OF AMENDMENTS TO THE COMPANY'S RESTATED ARTICLES OF INCORPORATION TO REDUCE SUPERMAJORITY VOTING THRESHOLDS. |
Management | For | For | |||||||
5. | APPROVAL OF AMENDMENTS TO THE COMPANY'S AMENDED AND RESTATED BYLAWS TO REDUCE SUPERMAJORITY VOTING THRESHOLDS. |
Management | For | For | |||||||
6. | APPROVAL OF AMENDMENTS TO THE COMPANY'S RESTATED ARTICLES OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS. |
Management | For | For | |||||||
NATIONAL FUEL GAS COMPANY | |||||||||||
Security | 636180101 | Meeting Type | Annual | ||||||||
Ticker Symbol | NFG | Meeting Date | 13-Mar-2014 | ||||||||
ISIN | US6361801011 | Agenda | 933918104 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | RONALD W. JIBSON | For | For | ||||||||
2 | JEFFREY W. SHAW | For | For | ||||||||
3 | RONALD J. TANSKI | For | For | ||||||||
2. | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL | Shareholder | Against | For | |||||||
KOREA ELECTRIC POWER CORPORATION | |||||||||||
Security | 500631106 | Meeting Type | Special | ||||||||
Ticker Symbol | KEP | Meeting Date | 14-Mar-2014 | ||||||||
ISIN | US5006311063 | Agenda | 933930085 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | ELECTION OF A STANDING DIRECTOR: MR. KOO, BON-WOO |
Management | For | For | |||||||
2A. | ELECTION OF NON-STANDING DIRECTOR AS MEMBER OF THE AUDIT COMMITTEE: MR. CHO, JEON-HYEOK |
Management | For | For | |||||||
2B. | ELECTION OF NON-STANDING DIRECTOR AS MEMBER OF THE AUDIT COMMITTEE: MR. CHOI, GYO-II |
Management | For | For | |||||||
SK TELECOM CO., LTD. | |||||||||||
Security | 78440P108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SKM | Meeting Date | 21-Mar-2014 | ||||||||
ISIN | US78440P1084 | Agenda | 933928713 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | APPROVAL OF FINANCIAL STATEMENTS FOR THE 30TH FISCAL YEAR (FROM JANUARY 1, 2013 TO DECEMBER 31, 2013) AS SET FORTH IN ITEM 1 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. |
Management | For | For | |||||||
2. | APPROVAL OF AMENDMENTS TO THE ARTICLES OF INCORPORATION AS SET FORTH IN ITEM 2 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH. |
Management | For | For | |||||||
3-1 | ELECTION OF AN EXECUTIVE DIRECTOR (CANDIDATE: HA, SUNG-MIN) |
Management | For | For | |||||||
3-2 | ELECTION OF AN INDEPENDENT NON- EXECUTIVE DIRECTOR (CANDIDATE: CHUNG, JAY-YOUNG) |
Management | For | For | |||||||
3-3 | ELECTION OF AN INDEPENDENT NON- EXECUTIVE DIRECTOR (CANDIDATE: LEE, JAE-HOON) |
Management | For | For | |||||||
3-4 | ELECTION OF AN INDEPENDENT NON- EXECUTIVE DIRECTOR (CANDIDATE: AHN, JAE-HYEON) |
Management | For | For | |||||||
4. | APPROVAL OF THE ELECTION OF A MEMBER OF THE AUDIT COMMITTEE AS SET FORTH IN ITEM 4 OF THE COMPANY'S AGENDA ENCLOSED HEREWITH (CANDIDATE: AHN, JAE-HYEON) |
Management | For | For | |||||||
5. | APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION FOR DIRECTORS |
Management | For | For | |||||||
UNS ENERGY CORPORATION | |||||||||||
Security | 903119105 | Meeting Type | Special | ||||||||
Ticker Symbol | UNS | Meeting Date | 26-Mar-2014 | ||||||||
ISIN | US9031191052 | Agenda | 933926416 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 11, 2013, BY AND AMONG FORTISUS INC., COLOR ACQUISITION SUB INC., A WHOLLY OWNED SUBSIDIARY OF FORTISUS INC., FORTIS INC. (SOLELY FOR PURPOSES OF CERTAIN PROVISIONS THEREOF), AND UNS ENERGY CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. |
Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY, NON- BINDING BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO NAMED EXECUTIVE OFFICERS OF UNS ENERGY CORPORATION THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. |
Management | Abstain | Against | |||||||
3. | TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | |||||||
PORTUGAL TELECOM SGPS SA, LISBONNE | |||||||||||
Security | X6769Q104 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-Mar-2014 | |||||||||
ISIN | PTPTC0AM0009 | Agenda | 704993143 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF-BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE- REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. |
Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT FIVE HUNDRED SHARES CORRESPOND TO ONE VOTE. THANKS YOU |
Non-Voting | |||||||||
1 | To deliberate on the participation in the Capital Increase of Oi, S.A. through the contribution of assets representing all of the operating assets held by the Portugal Telecom Group and the related liabilities, with the exception of the shares of Oi, the shares of Contax Participacoes, S.A. And the shares of Bratel BV held directly or indirectly by PT |
Management | No Action | ||||||||
COMPANIA DE MINAS BUENAVENTURA S.A. | |||||||||||
Security | 204448104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BVN | Meeting Date | 27-Mar-2014 | ||||||||
ISIN | US2044481040 | Agenda | 933940377 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | TO APPROVE THE ANNUAL REPORT AS OF DECEMBER, 31, 2013. A PRELIMINARY SPANISH VERSION OF THE ANNUAL REPORT WILL BE AVAILABLE IN THE COMPANY'S WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/. |
Management | For | For | |||||||
2. | TO APPROVE THE FINANCIAL STATEMENTS AS OF DECEMBER, 31, 2013, WHICH WERE PUBLICLY REPORTED AND ARE IN OUR WEB SITE HTTP://WWW.BUENAVENTURA.COM/IR/. |
Management | For | For | |||||||
3. | TO APPOINT ERNST AND YOUNG (MEDINA, ZALDIVAR, PAREDES Y ASOCIADOS) AS EXTERNAL AUDITORS FOR FISCAL YEAR 2014. |
Management | For | For | |||||||
4. | RATIFICATION OF THE DIVIDEND POLICY AMENDMENT, WHICH HAS BEEN APPROVED BY THE BOARD OF DIRECTORS. |
Management | For | For | |||||||
5. | TO APPROVE THE PAYMENT OF A CASH DIVIDEND OF 1.1 CENTS (US$) PER SHARE OR ADS ACCORDING TO THE COMPANY'S DIVIDEND POLICY. |
Management | For | For | |||||||
6. | ELECTION OF THE MEMBERS OF THE BOARD FOR THE PERIOD 2014-2016: MR. ROQUE BENAVIDES, MR CARLOS-DEL- SOLAR, MR. IGOR GONZALES, MR. JOSE MIGUEL MORALES, MR. FELIPE ORTIZ-DE- ZEVALLOS, MR. TIMOTHY SNIDER, MR. GERMAN SUAREZ |
Management | For | For | |||||||
ORASCOM TELECOM MEDIA AND TECHNOLOGY HOLDING | |||||||||||
Security | 68555D206 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Mar-2014 | |||||||||
ISIN | US68555D2062 | Agenda | 705046983 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | Approve board report on company operations | Management | For | For | |||||||
2 | Approve auditors' report on company financial statements |
Management | For | For | |||||||
3 | Accept standalone and consolidated financial statements and statutory reports |
Management | For | For | |||||||
4 | Approve discharge of chairman and directors | Management | For | For | |||||||
5 | Approve changes in the board of directors | Management | For | For | |||||||
6 | Approve addition of signature powers to the executive chairman |
Management | For | For | |||||||
7 | Approve remuneration of directors | Management | For | For | |||||||
8 | Ratify auditors and fix their remuneration | Management | For | For | |||||||
9 | Ratify resolutions of the board of directors during FY2013 |
Management | For | For | |||||||
10 | Approve related party transactions | Management | For | For | |||||||
11 | Approve related party transactions | Management | For | For | |||||||
12 | Approve charitable donations | Management | For | For | |||||||
M1 LTD, SINGAPORE | |||||||||||
Security | Y6132C104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 07-Apr-2014 | |||||||||
ISIN | SG1U89935555 | Agenda | 705046527 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | To receive and adopt the Directors' Report and Audited Accounts for the year ended 31 December 2013 |
Management | For | For | |||||||
2 | To declare a final tax exempt (one-tier) dividend of 7.1 cents and a special tax exempt (one-tier) dividend of 7.1 cents per share for the year ended 31 December 2013 |
Management | For | For | |||||||
3 | To re-elect the following Director who retire in accordance with Article 91 of the Company's Articles of Association and who, being eligible, offer themselves for re-election pursuant to Article 92: Dato' Sri Jamaludin Ibrahim |
Management | For | For | |||||||
4 | To re-elect the following Director who retire in accordance with Article 91 of the Company's Articles of Association and who, being eligible, offer themselves for re-election pursuant to Article 92: Mr Kannan Ramesh |
Management | For | For | |||||||
5 | To re-elect the following Director who retire in accordance with Article 91 of the Company's Articles of Association and who, being eligible, offer themselves for re-election pursuant to Article 92: Mr Alan Ow Soon Sian |
Management | For | For | |||||||
6 | To approve Directors' fees of SGD 483,301 for the year ended 31 December 2013 (FY2012: SGD 450,835) |
Management | For | For | |||||||
7 | To re-appoint Messrs Ernst & Young LLP as Auditor and authorise the Directors to fix the Auditor's remuneration |
Management | For | For | |||||||
8 | Issue of shares pursuant to the exercise of options under the M1 Share Option Scheme |
Management | For | For | |||||||
9 | Issue of shares pursuant to the exercise of options under the M1 Share Option Scheme 2013 |
Management | For | For | |||||||
10 | The Proposed Renewal of Share Issue Mandate | Management | For | For | |||||||
11 | The Proposed Renewal of Share Purchase Mandate |
Management | For | For | |||||||
12 | The Proposed Renewal of the Shareholders' Mandate for Interested Person Transactions |
Management | For | For | |||||||
OTTER TAIL CORPORATION | |||||||||||
Security | 689648103 | Meeting Type | Annual | ||||||||
Ticker Symbol | OTTR | Meeting Date | 14-Apr-2014 | ||||||||
ISIN | US6896481032 | Agenda | 933926240 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN D. ERICKSON | For | For | ||||||||
2 | NATHAN I. PARTAIN | For | For | ||||||||
3 | JAMES B. STAKE | For | For | ||||||||
2. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION PROVIDED TO THE NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. |
Management | Abstain | Against | |||||||
3. | TO ADOPT THE 2014 STOCK INCENTIVE PLAN. |
Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014. |
Management | For | For | |||||||
SPECTRA ENERGY CORP | |||||||||||
Security | 847560109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SE | Meeting Date | 15-Apr-2014 | ||||||||
ISIN | US8475601097 | Agenda | 933927634 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: GREGORY L. EBEL | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: AUSTIN A. ADAMS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOSEPH ALVARADO |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PAMELA L. CARTER |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: F. ANTHONY COMPER |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PETER B. HAMILTON |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MICHAEL MCSHANE |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: MICHAEL G. MORRIS |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS |
Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS SPECTRA ENERGY CORP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. |
Management | For | For | |||||||
3. | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL CONCERNING METHANE EMISSIONS TARGET. |
Shareholder | Against | For | |||||||
PUBLIC SERVICE ENTERPRISE GROUP INC. | |||||||||||
Security | 744573106 | Meeting Type | Annual | ||||||||
Ticker Symbol | PEG | Meeting Date | 15-Apr-2014 | ||||||||
ISIN | US7445731067 | Agenda | 933933740 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: ALBERT R. GAMPER, JR. NOMINEE FOR TERM EXPIRING IN 2015 |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: WILLIAM V. HICKEY NOMINEE FOR TERM EXPIRING IN 2015 |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: RALPH IZZO NOMINEE FOR TERM EXPIRING IN 2015 |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON NOMINEE FOR TERM EXPIRING IN 2015 |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: DAVID LILLEY NOMINEE FOR TERM EXPIRING IN 2015 |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THOMAS A. RENYI NOMINEE FOR TERM EXPIRING IN 2015 |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: HAK CHEOL SHIN NOMINEE FOR TERM EXPIRING IN 2015 |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RICHARD J. SWIFT NOMINEE FOR TERM EXPIRING IN 2015 |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: SUSAN TOMASKY NOMINEE FOR TERM EXPIRING IN 2015 |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR NOMINEE FOR TERM EXPIRING IN 2015 |
Management | For | For | |||||||
2. | ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION |
Management | Abstain | Against | |||||||
3A. | APPROVAL OF AMENDMENTS TO CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS FOR CERTAIN BUSINESS COMBINATIONS |
Management | For | For | |||||||
3B. | APPROVAL OF AMENDMENTS TO CERTIFICATE OF INCORPORATION & BY- LAWS TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS TO REMOVE A DIRECTOR WITHOUT CAUSE |
Management | For | For | |||||||
3C. | APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENT TO MAKE CERTAIN AMENDMENTS TO BY-LAWS |
Management | For | For | |||||||
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR THE YEAR 2014 |
Management | For | For | |||||||
CORNING NATURAL GAS HOLDING CORPORATION | |||||||||||
Security | 219387107 | Meeting Type | Annual | ||||||||
Ticker Symbol | CNIG | Meeting Date | 15-Apr-2014 | ||||||||
ISIN | US2193871074 | Agenda | 933938853 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | HENRY B. COOK, JR. | For | For | ||||||||
2 | MICHAEL I. GERMAN | For | For | ||||||||
3 | TED W. GIBSON | For | For | ||||||||
4 | JOSEPH P. MIRABITO | For | For | ||||||||
5 | WILLIAM MIRABITO | For | For | ||||||||
6 | GEORGE J. WELCH | For | For | ||||||||
7 | JOHN B. WILLIAMSON III | For | For | ||||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
3. | TO RATIFY THE APPOINTMENT OF FREED MAXICK CPAS, P.C. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. |
Management | For | For | |||||||
BELGACOM SA DE DROIT PUBLIC, BRUXELLES | |||||||||||
Security | B10414116 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-Apr-2014 | |||||||||
ISIN | BE0003810273 | Agenda | 705034306 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | |||||||||
1 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital and Amend Articles Accordingly : Article 5 |
Management | No Action | ||||||||
2.a | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Amend Articles Accordingly : Article 5 |
Management | No Action | ||||||||
2.b | Amend Article 5 Re: References to FSMA | Management | No Action | ||||||||
3 | Amend Article10 Re: Dematerialization of Bearer Shares |
Management | No Action | ||||||||
4 | Amend Article 11 Re: References to FSMA | Management | No Action | ||||||||
5 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital |
Management | No Action | ||||||||
6 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm |
Management | No Action | ||||||||
7 | Amend Article 14 Re: Dematerialization of Bearer Shares |
Management | No Action | ||||||||
8 | Amend Article 34 Re: Dematerialization of Bearer Shares |
Management | No Action | ||||||||
9.a | Authorize Coordination of Articles of Association | Management | No Action | ||||||||
9.b | Authorize Filing of Required Documents/Other Formalities |
Management | No Action | ||||||||
CMMT | 18 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING TYPE-TO EGM AND MODIFICATION TO THE TEXT OF RESOLUTIONS 1 AND 2A. IF YOU HAVE ALRE-ADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||||
BELGACOM SA DE DROIT PUBLIC, BRUXELLES | |||||||||||
Security | B10414116 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-Apr-2014 | |||||||||
ISIN | BE0003810273 | Agenda | 705044725 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 295339 DUE TO COMBINING TH-E RESOLUTIONS 11.1 AND 11.2 AND CHANGE IN THE VOTING STATUS OF RESOLUTIONS 3,-4 AND 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. |
Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED |
Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUC-TIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJE- CTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTA-TIVE |
Non-Voting | |||||||||
1 | Examination of the annual reports of the Board of Directors of Belgacom SA und-er public law with regard to the annual accounts and the consolidated annual a-ccounts at 31 December 2013 |
Non-Voting | |||||||||
2 | Examination of the reports of the Board of Auditors of Belgacom SA under publi-c law with regard to the annual accounts and of the Independent Auditors with-regard to the consolidated annual accounts at 31 December 2013 |
Non-Voting | |||||||||
3 | Examination of the information provided by the Joint Committee |
Non-Voting | |||||||||
4 | Examination of the consolidated annual accounts at 31 December 2013 |
Non-Voting | |||||||||
5 | Approval of the annual accounts with regard to the financial year closed on 31 December 2013, including as specified allocation of the results: For 2013, the gross dividend amounts to EUR 2.18 per share, entitling shareholders to a dividend net of withholding tax of EUR 1.635 per share, of which an interim dividend of EUR 0.50 |
Management | No Action | ||||||||
(EUR 0.375 per share net of withholding tax) was already paid out on 6 December 2013; this means that a gross dividend of EUR 1.68 per share (EUR 1.26 per share net of withholding tax) will be paid on 25 April 2014. The ex-dividend date is fixed on 22 April 2014, the record date is 24 April 2014 |
|||||||||||
6 | Approval of the remuneration report | Management | No Action | ||||||||
7 | Granting of a discharge to the members of the Board of Directors for the exercise of their mandate during the financial year closed on 31 December 2013 |
Management | No Action | ||||||||
8 | Granting of a special discharge to Mr. M. Moll, Mrs. M. Lamote and Mrs. M. Sioen for the exercise of their mandate which ended on 27 September 2013 and to Mr. D. Bellens for the exercise of his mandate which ended on 15 November 2013 |
Management | No Action | ||||||||
9 | Granting of a discharge to the members of the Board of Auditors for the exercise of their mandate during the financial year closed on 31 December 2013 |
Management | No Action | ||||||||
10 | Granting of a discharge to the Independent Auditors Deloitte Statutory Auditors SC sfd SCRL, represented by Mr. G. Verstraeten and Mr. N. Houthaeve, for the exercise of their mandate during the financial year closed on 31 December 2013 |
Management | No Action | ||||||||
11 | To appoint Mrs. Agnes Touraine and Mrs. Catherine Vandenborre on nomination by the Board of Directors after recommendation of the Nomination and Remuneration Committee, as Board Members for a period which will expire at the annual general meeting of 2018 |
Management | No Action | ||||||||
12 | Miscellaneous | Non-Voting | |||||||||
CHINA UNICOM LIMITED | |||||||||||
Security | 16945R104 | Meeting Type | Annual | ||||||||
Ticker Symbol | CHU | Meeting Date | 16-Apr-2014 | ||||||||
ISIN | US16945R1041 | Agenda | 933943501 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013. |
Management | For | For | |||||||
2. | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013. |
Management | For | For | |||||||
3A1 | RE-ELECTION OF DIRECTOR: MR. LU YIMIN | Management | For | For | |||||||
3A2 | RE-ELECTION OF DIRECTOR: MR. CHEUNG WING LAM LINUS |
Management | For | For | |||||||
3A3 | RE-ELECTION OF DIRECTOR: MR. WONG WAI MING |
Management | For | For | |||||||
3A4 | RE-ELECTION OF DIRECTOR: MR. JOHN LAWSON THORNTON |
Management | For | For | |||||||
3B | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS FOR THE YEAR ENDING 31 DECEMBER 2014. |
Management | For | For | |||||||
4. | TO RE-APPOINT AUDITOR, AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2014. |
Management | For | For | |||||||
5. | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF THE EXISTING SHARES IN THE COMPANY IN ISSUE. |
Management | For | For | |||||||
6. | MANDATE TO DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES, ALL AS MORE FULLY DESCRIBED IN THE MEETING MATERIAL. |
Management | For | For | |||||||
7. | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK. |
Management | For | For | |||||||
8. | TO APPROVE THE ADOPTION OF THE NEW SHARE OPTION SCHEME OF THE COMPANY. |
Management | For | For | |||||||
THE AES CORPORATION | |||||||||||
Security | 00130H105 | Meeting Type | Annual | ||||||||
Ticker Symbol | AES | Meeting Date | 17-Apr-2014 | ||||||||
ISIN | US00130H1059 | Agenda | 933928890 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: ANDRES GLUSKI | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ZHANG GUO BAO | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CHARLES L. HARRINGTON |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KRISTINA M. JOHNSON |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: TARUN KHANNA | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PHILIP LADER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JAMES H. MILLER | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SANDRA O. MOOSE |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOHN B. MORSE, JR. |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MOISES NAIM | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI |
Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: SVEN SANDSTROM |
Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR YEAR 2014. |
Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
AMERICAN ELECTRIC POWER COMPANY, INC. | |||||||||||
Security | 025537101 | Meeting Type | Annual | ||||||||
Ticker Symbol | AEP | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US0255371017 | Agenda | 933929537 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: NICHOLAS K. AKINS |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: DAVID J. ANDERSON |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: J. BARNIE BEASLEY, JR. |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: LINDA A. GOODSPEED |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THOMAS E. HOAGLIN |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: SANDRA BEACH LIN |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LIONEL L. NOWELL III |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: OLIVER G. RICHARD III |
Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER |
Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
UNITIL CORPORATION | |||||||||||
Security | 913259107 | Meeting Type | Annual | ||||||||
Ticker Symbol | UTL | Meeting Date | 22-Apr-2014 | ||||||||
ISIN | US9132591077 | Agenda | 933938310 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT V. ANTONUCCI | For | For | ||||||||
2 | DAVID P. BROWNELL | For | For | ||||||||
3 | ALBERT H. ELFNER, III | For | For | ||||||||
4 | MICHAEL B. GREEN | For | For | ||||||||
5 | M. BRIAN O'SHAUGHNESSY | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, DELOITTE & TOUCHE LLP, FOR FISCAL YEAR 2014. |
Management | For | For | |||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
HERA SPA, BOLOGNA | |||||||||||
Security | T5250M106 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 23-Apr-2014 | |||||||||
ISIN | IT0001250932 | Agenda | 705108911 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 287860 DUE TO RECEIPT OF S-LATES FOR DIRECTORS' AND AUDITORS' NAMES UNDER RESOLUTIONS O.4 AND O.6 AND APP-LYING SPIN CONTROL. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGA-RDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. |
Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U-RL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_194161.P-DF |
Non-Voting | |||||||||
E.1 | AMENDMENT OF ARTICLE 16.1 OF THE ARTICLES OF ASSOCIATION AS AMENDED BY THE TRANSITORY CLAUSE OF SAID ARTICLES OF ASSOCIATION |
Management | For | For | |||||||
E.2 | AMENDMENT OF ARTICLE 17.2 OF THE ARTICLES OF ASSOCIATION AS AMENDED BY THE TRANSITORY CLAUSE OF SAID ARTICLES OF ASSOCIATION |
Management | For | For | |||||||
E.3 | APPROVAL OF THE MERGER BY INCORPORATION OF AMGA AZIENDA MULTISERVIZI S.P.A. INTO HERA S.P.A. PURSUANT TO ARTICLE 2501 ET. SEQ. OF THE ITALIAN CIVIL CODE AND THE CONSEQUENT AMENDMENT OF PARAGRAPH 5.1 OF THE ARTICLES OF ASSOCIATION |
Management | For | For | |||||||
O.1 | FINANCIAL STATEMENTS AS OF 31 DECEMBER 2013, DIRECTORS' REPORT, PROPOSAL TO DISTRIBUTE THE PROFIT, AND REPORT OF THE BOARD OF STATUTORY AUDITORS |
Management | For | For | |||||||
O.2 | PRESENTATION OF THE CORPORATE GOVERNANCE REPORT AND REMUNERATION POLICY RESOLUTIONS |
Management | For | For | |||||||
O.3 | RENEWAL OF THE AUTHORISATION TO PURCHASE TREASURY SHARES AND PROCEDURES FOR ARRANGEMENT OF THE SAME |
Management | For | For | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF DIRECTO-RS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQ-UIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES. THANK YOU. |
Non-Voting | |||||||||
O.4.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS: MAJORITY LIST: TOMASO TOMMASI DI VIGNANO, STEFANO VENIER, GIOVANNI BASILE, GIORGIA GAGLIARRII, STEFANO MANARA, DANILO MANFREDI, FORTE CLO, TIZIANA PRIMORI, LUCA MANDRIOLI, CESARE PILLON, RICCARDO ILLY AND ENEA SERMASI |
Shareholder | For | Against | |||||||
O.4.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS: MINORITY LIST: MARA BERNARDINI, MASSIMO GIUSTI AND BRUNO TANI |
Shareholder | No Action | ||||||||
O.5 | DETERMINATION OF FEES FOR MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON THIS-RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEET-ING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 O-F THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN. THA-NK YOU. |
Non-Voting | |||||||||
O.6.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: APPOINTMENT OF THE MEMBERS OF THE BOARD OF STATUTORY AUDITORS AND OF THE CHAIRMAN: MAJORITY LIST: MARIANNA GIROLOMINI - CANDIDATE STANDING AUDITOR, ANTONIO GAIANI - CANDIDATE STANDING AUDITOR AND VALERIA BORTOLOTTI - CANDIDATE ALTERNATE AUDITOR |
Shareholder | Against | For | |||||||
O.6.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: APPOINTMENT OF THE MEMBERS OF THE BOARD OF STATUTORY AUDITORS AND OF THE CHAIRMAN: MINORITY LIST: SERGIO SANTI - CANDIDATE STANDING AUDITOR; VIOLETTA FRASNEDI - CANDIDATE ALTERNATE AUDITOR |
Shareholder | Abstain | Against | |||||||
O.7 | DETERMINATION OF FEES FOR MEMBERS OF THE BOARD OF STATUTORY AUDITORS |
Management | For | For | |||||||
O.8 | APPOINTMENT OF INDEPENDENT AUDITORS FOR THE STATUTORY AUDIT FOR THE YEARS 2015 2023 |
Management | For | For | |||||||
GENERAL ELECTRIC COMPANY | |||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GE | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US3696041033 | Agenda | 933932534 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
A1 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE |
Management | For | For | |||||||
A2 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | |||||||
A3 | ELECTION OF DIRECTOR: JAMES I. CASH, JR. |
Management | For | For | |||||||
A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA |
Management | For | For | |||||||
A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS |
Management | For | For | |||||||
A6 | ELECTION OF DIRECTOR: ANN M. FUDGE | Management | For | For | |||||||
A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD |
Management | For | For | |||||||
A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT |
Management | For | For | |||||||
A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | |||||||
A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS |
Management | For | For | |||||||
A12 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | |||||||
A13 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | |||||||
A14 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO |
Management | For | For | |||||||
A15 | ELECTION OF DIRECTOR: ROBERT J. SWIERINGA |
Management | For | For | |||||||
A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | |||||||
A17 | ELECTION OF DIRECTOR: DOUGLAS A. WARNER III |
Management | For | For | |||||||
B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION |
Management | Abstain | Against | |||||||
B2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITOR FOR 2014 |
Management | For | For | |||||||
C1 | CUMULATIVE VOTING | Shareholder | Against | For | |||||||
C2 | SENIOR EXECUTIVES HOLD OPTION SHARES FOR LIFE |
Shareholder | Against | For | |||||||
C3 | MULTIPLE CANDIDATE ELECTIONS | Shareholder | Against | For | |||||||
C4 | RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | |||||||
C5 | CESSATION OF ALL STOCK OPTIONS AND BONUSES |
Shareholder | Against | For | |||||||
C6 | SELL THE COMPANY | Shareholder | Against | For | |||||||
VEOLIA ENVIRONNEMENT, PARIS | |||||||||||
Security | F9686M107 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 24-Apr-2014 | |||||||||
ISIN | FR0000124141 | Agenda | 705130285 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 310332 DUE TO ADDITION OF-RESOLUTION O.11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. |
Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2014/- 0407/201404071400993.pdf |
Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. |
Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | |||||||||
O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR |
Management | For | For | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR |
Management | For | For | |||||||
O.3 | APPROVAL OF NON-TAX DEDUCTIBLE COSTS AND EXPENSES PURSUANT TO ARTICLE 39-4 OF THE GENERAL TAX CODE |
Management | For | For | |||||||
O.4 | ALLOCATION OF INCOME FOR THE 2013 FINANCIAL YEAR AND PAYMENT OF THE DIVIDEND |
Management | For | For | |||||||
O.5 | OPTION FOR PAYMENT OF THE DIVIDEND IN SHARES |
Management | For | For | |||||||
O.6 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS (OUTSIDE OF THE AMENDMENT TO AGREEMENTS AND COMMITMENTS REGARDING THE EXECUTIVE CORPORATE OFFICER.) |
Management | For | For | |||||||
O.7 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS (AMENDMENT TO AGREEMENTS AND COMMITMENTS REGARDING THE EXECUTIVE CORPORATE OFFICER.) |
Management | For | For | |||||||
O.8 | APPROVAL OF THE COMMITMENT PURSUANT TO ARTICLE L.225-42-1 OF THE COMMERCIAL CODE BENEFITING MR. ANTOINE FREROT, EXECUTIVE CORPORATE OFFICER |
Management | For | For | |||||||
O.9 | RENEWAL OF TERM OF MR. ANTOINE FREROT AS BOARD MEMBER |
Management | For | For | |||||||
O.10 | RENEWAL OF TERM OF MR. DANIEL BOUTON AS BOARD MEMBER |
Management | For | For | |||||||
O.11 | RENEWAL OF TERM OF GROUPE INDUSTRIEL MARCEL DASSAULT REPRESENTED BY MR. OLIVIER COSTA DE BEAUREGARD AS BOARD MEMBER |
Management | For | For | |||||||
O.12 | RENEWAL OF TERM OF QATARI DIAR REAL ESTATE INVESTMENT COMPANY REPRESENTED BY MR. KHALED AL SAYED AS BOARD MEMBER |
Management | For | For | |||||||
O.13 | REVIEW OF THE COMPENSATION OWED OR PAID TO MR. ANTOINE FREROT, CHAIRMAN AND CEO FOR THE 2013 FINANCIAL YEAR AND THE 2014 COMPENSATION POLICY |
Management | For | For | |||||||
O.14 | SETTING THE ANNUAL AMOUNT OF ATTENDANCE ALLOWANCES TO BE ALLOCATED TO THE BOARD OF DIRECTORS |
Management | For | For | |||||||
O.15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY'S SHARES |
Management | For | For | |||||||
E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL AND/OR SECURITIES ENTITLING TO THE ALLOTMENT OF DEBT SECURITIES WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS |
Management | For | For | |||||||
E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL AND/OR SECURITIES ENTITLING TO THE ALLOTMENT OF DEBT SECURITIES WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA PUBLIC OFFERING |
Management | Against | Against | |||||||
E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES AND/OR SECURITIES GIVING ACCESS TO CAPITAL AND/OR SECURITIES ENTITLING TO THE ALLOTMENT OF DEBT SECURITIES WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA A PRIVATE PLACEMENT PURSUANT TO ARTICLE L.411- 2, II OF THE MONETARY AND FINANCIAL CODE |
Management | Against | Against | |||||||
E.19 | OPTION TO ISSUE SHARES OR SECURITIES GIVING ACCESS TO CAPITAL WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, IN CONSIDERATION FOR IN-KIND CONTRIBUTIONS OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO CAPITAL |
Management | Against | Against | |||||||
E.20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS |
Management | Against | Against | |||||||
E.21 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHERWISE |
Management | For | For | |||||||
E.22 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO CAPITAL RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF THE LATTER |
Management | Against | Against | |||||||
E.23 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL BY ISSUING SHARES RESERVED FOR CATEGORIES OF BENEFICIARIES WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF THE LATTER |
Management | Against | Against | |||||||
E.24 | DELEGATION TO THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELLATION OF TREASURY SHARES |
Management | For | For | |||||||
E.25 | AMENDMENT TO ARTICLE 11 OF THE BYLAWS FOR THE PURPOSE OF SPECIFYING THE TERMS FOR APPOINTING DIRECTORS REPRESENTING EMPLOYEES PURSUANT TO THE PROVISIONS OF THE JUNE 14, 2013 ACT ON EMPLOYMENT SECURITY |
Management | For | For | |||||||
OE.26 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES |
Management | For | For | |||||||
NORTHWESTERN CORPORATION | |||||||||||
Security | 668074305 | Meeting Type | Annual | ||||||||
Ticker Symbol | NWE | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US6680743050 | Agenda | 933931431 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | STEPHEN P. ADIK | For | For | ||||||||
2 | DOROTHY M. BRADLEY | For | For | ||||||||
3 | E. LINN DRAPER JR. | For | For | ||||||||
4 | DANA J. DYKHOUSE | For | For | ||||||||
5 | JULIA L. JOHNSON | For | For | ||||||||
6 | PHILIP L. MASLOWE | For | For | ||||||||
7 | DENTON LOUIS PEOPLES | For | For | ||||||||
8 | ROBERT C. ROWE | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. |
Management | For | For | |||||||
3. | APPROVAL OF EQUITY COMPENSATION PLAN. |
Management | For | For | |||||||
4. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
EDISON INTERNATIONAL | |||||||||||
Security | 281020107 | Meeting Type | Annual | ||||||||
Ticker Symbol | EIX | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US2810201077 | Agenda | 933932370 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: JAGJEET S. BINDRA |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: VANESSA C.L. CHANG |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRANCE A. CORDOVA |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR. |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: BRADFORD M. FREEMAN |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LUIS G. NOGALES | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: THOMAS C. SUTTON |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ELLEN O. TAUSCHER |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: PETER J. TAYLOR | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: BRETT WHITE | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION |
Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN |
Shareholder | Against | For | |||||||
AMEREN CORPORATION | |||||||||||
Security | 023608102 | Meeting Type | Annual | ||||||||
Ticker Symbol | AEE | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US0236081024 | Agenda | 933933485 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | DIRECTOR | Management | |||||||||
1 | WARNER L. BAXTER | For | For | ||||||||
2 | CATHERINE S. BRUNE | For | For | ||||||||
3 | ELLEN M. FITZSIMMONS | For | For | ||||||||
4 | WALTER J. GALVIN | For | For | ||||||||
5 | RICHARD J. HARSHMAN | For | For | ||||||||
6 | GAYLE P.W. JACKSON | For | For | ||||||||
7 | JAMES C. JOHNSON | For | For | ||||||||
8 | STEVEN H. LIPSTEIN | For | For | ||||||||
9 | PATRICK T. STOKES | For | For | ||||||||
10 | THOMAS R. VOSS | For | For | ||||||||
11 | STEPHEN R. WILSON | For | For | ||||||||
12 | JACK D. WOODARD | For | For | ||||||||
2 | NON-BINDING ADVISORY APPROVAL OF COMPENSATION OF THE EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. |
Management | Abstain | Against | |||||||
3 | APPROVAL OF THE 2014 OMNIBUS INCENTIVE COMPENSATION PLAN. |
Management | For | For | |||||||
4 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
5 | SHAREHOLDER PROPOSAL REGARDING HAVING AN INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | |||||||
6 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON LOBBYING. |
Shareholder | Against | For | |||||||
7 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON GREENHOUSE GAS EMISSIONS. |
Shareholder | Against | For | |||||||
SCANA CORPORATION | |||||||||||
Security | 80589M102 | Meeting Type | Annual | ||||||||
Ticker Symbol | SCG | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US80589M1027 | Agenda | 933951419 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN F.A.V. CECIL | For | For | ||||||||
2 | D. MAYBANK HAGOOD | For | For | ||||||||
3 | ALFREDO TRUJILLO | For | For | ||||||||
2. | APPROVAL OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | |||||||
3. | APPROVAL OF BOARD-PROPOSED AMENDMENTS TO ARTICLE 8 OF OUR ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS |
Management | For | For | |||||||
4. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | Abstain | Against | |||||||
AT&T INC. | |||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | T | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US00206R1023 | Agenda | 933930807 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: REUBEN V. ANDERSON |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: SCOTT T. FORD | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: BETH E. MOONEY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MATTHEW K. ROSE |
Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR |
Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON |
Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. |
Management | For | For | |||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
4. | APPROVE SEVERANCE POLICY. | Management | For | For | |||||||
5. | POLITICAL REPORT. | Shareholder | Against | For | |||||||
6. | LOBBYING REPORT. | Shareholder | Against | For | |||||||
7. | WRITTEN CONSENT. | Shareholder | Against | For | |||||||
CLECO CORPORATION | |||||||||||
Security | 12561W105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CNL | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US12561W1053 | Agenda | 933934615 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM L. MARKS | For | For | ||||||||
2 | PETER M. SCOTT III | For | For | ||||||||
3 | WILLIAM H. WALKER, JR. | For | For | ||||||||
2. | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF THE FIRM OF DELOITTE & TOUCHE LLP AS CLECO CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF CLECO CORPORATION'S NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
4. | MANAGEMENT PROPOSAL TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE CLECO CORPORATION 2010 LONG-TERM INCENTIVE COMPENSATION PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. |
Management | For | For | |||||||
GATX CORPORATION | |||||||||||
Security | 361448103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GMT | Meeting Date | 25-Apr-2014 | ||||||||
ISIN | US3614481030 | Agenda | 933937510 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: ANNE L. ARVIA | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: ERNST A. HABERLI | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: BRIAN A. KENNEY | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: JAMES B. REAM | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: ROBERT J. RITCHIE |
Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: DAVID S. SUTHERLAND |
Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: CASEY J. SYLLA | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: PAUL G. YOVOVICH |
Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 |
Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | Abstain | Against | |||||||
GDF SUEZ SA, PARIS | |||||||||||
Security | F42768105 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 28-Apr-2014 | |||||||||
ISIN | FR0010208488 | Agenda | 705130261 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 290889 DUE TO ADDITION OF-RESOLUTION 'A'. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. |
Non-Voting | |||||||||
CMMT | 09 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal-officiel.gouv- .fr/pdf/2014/0307/201403071400511.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE-TO RECEIPT OF ADDITIONAL URL: http://www.journal-officiel.gouv.fr//pdf/2014/0- 409/201404091400972.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 3111-91 PLEASE DO NOT REVOTE ON THIS MEETING UNLESS YOU DECIDE TO AMEND YOUR INSTRU-CTIONS |
Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GL-OBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDI-ARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE L-OCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT RE-PRESENTATIVE. |
Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | |||||||||
O.1 | APPROVAL OF THE TRANSACTIONS AND ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 |
Management | For | For | |||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 |
Management | For | For | |||||||
O.3 | ALLOCATION OF INCOME AND SETTING THE DIVIDEND FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2013 |
Management | For | For | |||||||
O.4 | APPROVAL OF THE REGULATED AGREEMENTS PURSUANT TO ARTICLE L.225-38 OF THE COMMERCIAL CODE |
Management | For | For | |||||||
O.5 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN COMPANY'S SHARES |
Management | For | For | |||||||
O.6 | RENEWAL OF TERM OF ERNST & YOUNG ET AUTRES AS PRINCIPAL STATUTORY AUDITOR |
Management | For | For | |||||||
O.7 | RENEWAL OF TERM OF DELOITTE & ASSOCIES AS PRINCIPAL STATUTORY AUDITOR |
Management | For | For | |||||||
O.8 | RENEWAL OF TERM OF AUDITEX AS DEPUTY STATUTORY AUDITOR |
Management | For | For | |||||||
O.9 | RENEWAL OF TERM OF BEAS AS DEPUTY STATUTORY AUDITOR |
Management | For | For | |||||||
E.10 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE WHILE MAINTAINING PREFERENTIAL SUBSCRIPTION RIGHTS (I) TO ISSUE COMMON SHARES AND/OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY AND/OR SUBSIDIARIES OF THE COMPANY, AND/OR (II) TO ISSUE SECURITIES ENTITLING TO THE ALLOTMENT OF DEBT SECURITIES |
Management | For | For | |||||||
E.11 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE WITH THE CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS (I) TO ISSUE COMMON SHARES AND/OR ANY SECURITIES GIVING ACCESS TO CAPITAL OF THE COMPANY AND/OR SUBSIDIARIES OF THE COMPANY, AND/OR (II) TO ISSUE SECURITIES ENTITLING TO THE ALLOTMENT OF DEBT SECURITIES |
Management | Against | Against | |||||||
E.12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE COMMON SHARES OR VARIOUS SECURITIES WITH THE CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS VIA AN OFFER PURSUANT TO ARTICLE L.411-2, II OF THE MONETARY AND FINANCIAL CODE |
Management | Against | Against | |||||||
E.13 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN CASE OF ISSUANCE CARRIED OUT WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS AS REFERRED TO IN THE 10TH, 11TH AND 12TH RESOLUTIONS UP TO 15% OF THE INITIAL ISSUANCE |
Management | Against | Against | |||||||
E.14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR VARIOUS SECURITIES, IN CONSIDERATION FOR CONTRIBUTIONS OF SECURITIES GRANTED TO THE COMPANY UP TO 10% OF THE SHARE CAPITAL |
Management | For | For | |||||||
E.15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO CAPITAL WITH THE CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF EMPLOYEES WHO ARE MEMBERS OF GDF SUEZ GROUP SAVINGS PLANS |
Management | Against | Against | |||||||
E.16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO CAPITAL WITH THE CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF ANY ENTITY ESTABLISHED AS PART OF THE IMPLEMENTATION OF THE GDF SUEZ GROUP INTERNATIONAL EMPLOYEE STOCK OWNERSHIP PLAN |
Management | Against | Against | |||||||
E.17 | OVERALL LIMITATION ON FUTURE AND/OR IMMEDIATE CAPITAL INCREASE DELEGATIONS |
Management | For | For | |||||||
E.18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHERWISE |
Management | For | For | |||||||
E.19 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES |
Management | For | For | |||||||
E.20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE SHARES, ON THE ONE HAND TO ALL EMPLOYEES AND CORPORATE OFFICERS OF COMPANIES OF THE GROUP (WITH THE EXCEPTION OF CORPORATE OFFICERS OF THE COMPANY), AND ON THE OTHER HAND TO EMPLOYEES PARTICIPATING IN A GDF SUEZ GROUP INTERNATIONAL EMPLOYEE STOCK OWNERSHIP PLAN |
Management | For | For | |||||||
E.21 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO ALLOCATE FREE SHARES TO SOME EMPLOYEES AND CORPORATE OFFICERS OF COMPANIES OF THE GROUP (WITH THE EXCEPTION OF CORPORATE OFFICERS OF THE COMPANY |
Management | For | For | |||||||
E.22 | DIVIDEND INCREASE IN FAVOR OF ANY SHAREHOLDER WHO, AT THE END OF THE FINANCIAL YEAR, HAS HELD REGISTERED SHARES FOR AT LEAST TWO YEARS AND STILL HOLDS THEM AT THE PAYMENT DATE OF THE DIVIDEND FOR THIS FINANCIAL YEAR |
Management | For | For | |||||||
E.23 | POWERS TO CARRY OUT DECISIONS OF THE GENERAL MEETING AND FORMALITIES |
Management | For | For | |||||||
O.24 | REVIEW OF THE COMPONENTS OF THE COMPENSATION OWED OR PAID TO MR. GERARD MESTRALLET, CHAIRMAN AND CEO FOR THE 2013 FINANCIAL YEAR |
Management | For | For | |||||||
O.25 | REVIEW OF THE COMPONENTS OF THE COMPENSATION OWED OR PAID TO MR. JEAN-FRANCOIS CIRELLI, VICE-CHAIRMAN AND MANAGING DIRECTOR FOR THE 2013 FINANCIAL YEAR |
Management | For | For | |||||||
A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: ADDITION SUBMITTED BY THE SUPERVISORY BOARD OF FCPE LINK FRANCE: (RESOLUTION NOT APPROVED BY THE BOARD OF DIRECTORS) AMENDMENT TO THE THIRD RESOLUTION REGARDING THE DIVIDEND. SETTING THE DIVIDEND FOR THE 2013 FINANCIAL YEAR AT EUROS 0.83 PER SHARE, INCLUDING THE INTERIM PAYMENT OF EUROS 0.8 PER SHARE PAID ON NOVEMBER 20TH, 2013 |
Shareholder | Against | For | |||||||
AMERICA MOVIL, S.A.B. DE C.V. | |||||||||||
Security | 02364W105 | Meeting Type | Annual | ||||||||
Ticker Symbol | AMX | Meeting Date | 28-Apr-2014 | ||||||||
ISIN | US02364W1053 | Agenda | 933981777 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | APPOINTMENT OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT THE HOLDERS OF THE SERIES "L" SHARES ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS THEREON. |
Management | For | For | |||||||
2. | APPOINTMENT OF DELEGATES TO EXECUTE AND, IF APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON. |
Management | For | For | |||||||
DIRECTV | |||||||||||
Security | 25490A309 | Meeting Type | Annual | ||||||||
Ticker Symbol | DTV | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US25490A3095 | Agenda | 933933550 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: NEIL AUSTRIAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RALPH BOYD, JR. | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ABELARDO BRU | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID DILLON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DIXON DOLL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: CHARLES LEE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PETER LUND | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: NANCY NEWCOMB | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LORRIE NORRINGTON |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA |
Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: MICHAEL WHITE | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVES. |
Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. |
Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL TO REQUIRE SENIOR EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. |
Shareholder | Against | For | |||||||
AGL RESOURCES INC. | |||||||||||
Security | 001204106 | Meeting Type | Annual | ||||||||
Ticker Symbol | GAS | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US0012041069 | Agenda | 933938500 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | SANDRA N. BANE | For | For | ||||||||
2 | THOMAS D. BELL, JR. | For | For | ||||||||
3 | NORMAN R. BOBINS | For | For | ||||||||
4 | CHARLES R. CRISP | For | For | ||||||||
5 | BRENDA J. GAINES | For | For | ||||||||
6 | ARTHUR E. JOHNSON | For | For | ||||||||
7 | WYCK A. KNOX, JR. | For | For | ||||||||
8 | DENNIS M. LOVE | For | For | ||||||||
9 | DEAN R. O'HARE | For | For | ||||||||
10 | ARMANDO J. OLIVERA | For | For | ||||||||
11 | JOHN E. RAU | For | For | ||||||||
12 | JAMES A. RUBRIGHT | For | For | ||||||||
13 | JOHN W. SOMERHALDER II | For | For | ||||||||
14 | BETTINA M. WHYTE | For | For | ||||||||
15 | HENRY C. WOLF | For | For | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
3. | THE APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
4. | THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING GENDER IDENTITY. |
Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS. |
Shareholder | Against | For | |||||||
BLACK HILLS CORPORATION | |||||||||||
Security | 092113109 | Meeting Type | Annual | ||||||||
Ticker Symbol | BKH | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US0921131092 | Agenda | 933946038 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | DAVID R. EMERY | For | For | ||||||||
2 | REBECCA B. ROBERTS | For | For | ||||||||
3 | WARREN L. ROBINSON | For | For | ||||||||
4 | JOHN B. VERING | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS BLACK HILLS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
AZ ELECTRONIC MATERIALS SA, LUXEMBOURG | |||||||||||
Security | L0523J103 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | LU0552383324 | Agenda | 705042074 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | To receive and approve the Directors' Report for the year ended 31 December 2013 |
Management | No Action | ||||||||
2 | To receive and approve the Consolidated Financial Statements and Annual Accounts of the Company for the year ended 31 December 2013 and Auditors' Reports thereon |
Management | No Action | ||||||||
3 | To approve the Annual Statement and the Annual Report on Remuneration for the year ended 31 December 2013 |
Management | No Action | ||||||||
4 | To approve the Directors' Remuneration Policy | Management | No Action | ||||||||
5 | To approve the results of the Company for the year ended 31 December 2013 |
Management | No Action | ||||||||
6 | To discharge the Directors for the year ended 31 December 2013 |
Management | No Action | ||||||||
7 | To re-elect and confirm the term of office of David Price as a Director |
Management | No Action | ||||||||
8 | To re-elect and confirm the term of office of Adrian Auer as a Director |
Management | No Action | ||||||||
9 | To re-elect and confirm the term of office of John Whybrow as a Director |
Management | No Action | ||||||||
10 | To re-elect and confirm the term of office of Geoff Wild as a Director |
Management | No Action | ||||||||
11 | To re-elect and confirm the term of office of Andrew Allner as a Director |
Management | No Action | ||||||||
12 | To re-elect and confirm the term of office of Gerald Ermentrout as a Director |
Management | No Action | ||||||||
13 | To re-elect and confirm the term of office of Mike Powell as a Director |
Management | No Action | ||||||||
14 | To re-elect and confirm the term of office of Philana Poon as a Director |
Management | No Action | ||||||||
15 | To determine the Directors' fees for the year ending 31 December 2014 |
Management | No Action | ||||||||
16 | To confirm the appointment of Deloitte Audit S.a r.l. as the Company's Auditor until the conclusion of the 2015 Annual General Meeting |
Management | No Action | ||||||||
17 | To authorise the Directors to agree the fees of the Auditor |
Management | No Action | ||||||||
18 | To authorise the Directors to make market purchases of the Company's Ordinary shares |
Management | No Action | ||||||||
19 | To acknowledge that the Directors have full power to issue shares on a non-pre-emptive basis pursuant to the ABI/NAPF Pre-Emption Guidelines |
Management | No Action | ||||||||
PORTUGAL TELECOM SGPS SA, LISBONNE | |||||||||||
Security | X6769Q104 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | PTPTC0AM0009 | Agenda | 705080985 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF-BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE- REJECTED SUMMARILY BY THE COMPANY HOLDING THIS BALLOT. PLEASE CONTACT YOUR-CLIENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. |
Non-Voting | |||||||||
1 | To resolve on the management report, balance sheet and accounts for the year 2013 |
Management | No Action | ||||||||
2 | To resolve on the consolidated management report, balance sheet and accounts for the year 2013 |
Management | No Action | ||||||||
3 | To resolve on the proposal for application of profits |
Management | No Action | ||||||||
4 | To resolve on a general appraisal of the Company's management and supervision |
Management | No Action | ||||||||
5 | To resolve on the acquisition and disposal of own shares |
Management | No Action | ||||||||
6 | To resolve on the issuance of bonds and other securities, of whatever nature, by the Board of Directors, and notably on the fixing of the value of such securities, in accordance with article 8, number 3 and article 15, number 1, paragraph e), of the Articles of Association |
Management | No Action | ||||||||
7 | To resolve on the acquisition and disposal of own bonds and other own securities |
Management | No Action | ||||||||
8 | To resolve on the statement of the Compensation Committee on the remuneration policy for the members of the management and supervisory bodies of the Company |
Management | No Action | ||||||||
CMMT | 31 MAR 2014: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE-WILL BE A SECOND CALL ON 16 MAY 2014. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. |
Non-Voting | |||||||||
CMMT | 09 APR 2014: PLEASE NOTE THAT SHAREHOLDERS MAY ONLY ATTEND IN THE SHAREHOLDERS-MEETING IF THEY HOLD VOTING RIGHTS OF AN EACH 500 SHARES WHICH CORRESPOND TO-ONE VOTING RIGHT. THANK YOU. |
Non-Voting | |||||||||
CMMT | 09 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF SECOND CALL-DATE AND ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE D-O NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCT-IONS. THANK YOU. |
Non-Voting | |||||||||
TELENET GROUP HOLDING NV, MECHELEN | |||||||||||
Security | B89957110 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | BE0003826436 | Agenda | 705086773 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | |||||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 19 MAY 2014 AT 15:00 (ONLY FOR EGM). CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU. |
Non-Voting | |||||||||
A.0 | Communication of and discussion on the annual report of the board of-directors and the report of the statutory auditor on the statutory financial- statements for the fiscal year ended on December 31, 2012 |
Non-Voting | |||||||||
A.1 | Communication of and discussion on the annual report of the board of-directors and the report of the statutory auditor on the statutory financial- statements for the fiscal year ended on December 31, 2013 |
Non-Voting | |||||||||
A.2 | Approval of the statutory financial statements for the fiscal year ended on December 31, 2013, including the allocation of the result as proposed by the board of directors |
Management | No Action | ||||||||
A.3 | Communication of and discussion on the annual report of the board of-directors and the report of the statutory auditor on the consolidated-financial statements for the fiscal year ended on December 31, 2013 |
Non-Voting | |||||||||
A.4 | Approval of the remuneration report for the fiscal year ended on December 31, 2013 |
Management | No Action | ||||||||
A.5 | Communication of and discussion on the consolidated financial statements for-the fiscal year ended on December 31, 2013 |
Non-Voting | |||||||||
A.6.a | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Frank Donck |
Management | No Action | ||||||||
A.6.b | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Duco Sickinghe |
Management | No Action | ||||||||
A.6.c | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: John Porter |
Management | No Action | ||||||||
A.6.d | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Alex Brabers |
Management | No Action | ||||||||
A.6.e | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: De Wilde J. Management BVBA (Julien De Wilde) |
Management | No Action | ||||||||
A.6.f | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Friso van Oranje-Nassau |
Management | No Action | ||||||||
A.6.g | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Cytindus NV (Michel Delloye) |
Management | No Action | ||||||||
A.6.h | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Charles Bracken |
Management | No Action | ||||||||
A.6.i | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Jim Ryan |
Management | No Action | ||||||||
A.6.j | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Ruth Pirie |
Management | No Action | ||||||||
A.6.k | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Diederik Karsten |
Management | No Action | ||||||||
A.6.l | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Manuel Kohnstamm |
Management | No Action | ||||||||
A.6.m | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Balan Nair |
Management | No Action | ||||||||
A.6.n | To grant discharge from liability to the directors who were in office during the fiscal year ended on December 31, 2013, for the exercise of their mandate during said fiscal year: Angela McMullen |
Management | No Action | ||||||||
A.7 | To grant discharge from liability to the statutory auditor for the exercise of his mandate during the fiscal year ended on December 31, 2013 |
Management | No Action | ||||||||
A.8.a | Confirmation appointment, upon nomination in accordance with Article 18.1(ii) of the articles of association, of Mr. Jim Ryan, for a term of 4 years, with immediate effect and until the closing of the general shareholders' meeting of 2018 |
Management | No Action | ||||||||
A.8.b | Appointment, upon nomination as provided in the articles of association of the company, of IDw Consult BVBA, represented by its permanent representative Mr. Bert De Graeve, as director and "independent director", within the meaning of Article 526ter of the Belgian Company Code, clause 2.3 of the Belgian Corporate Governance Code and the articles of association of the company, for a term of four (4) years, with immediate effect and until the closing of the general shareholders' meeting of 2017. It appears from the data available to the company as well as from the information provided by Mr. Bert De Graeve, that he meets the applicable independence requirements |
Management | No Action | ||||||||
A.8.c | Appointment, upon nomination as provided in the articles of association of the company, of SDS Invest NV, represented by its permanent representative Mr. Stefan Descheemaeker, as director and "independent director", within the meaning of Article 526ter of the Belgian Company Code, clause 2.3 of the Belgian Corporate Governance Code and the articles of association of the company, for a term of four (4) years, with immediate effect and until the closing of the general shareholders' meeting of 2018. It appears from the data available to the company as well as from the information provided by Mr. Stefan Descheemaeker, that he meets the applicable independence requirements |
Management | No Action | ||||||||
A.8.d | The mandates of the directors appointed in accordance with item 8(a) up to (c) of the agenda, are remunerated in accordance with the resolutions of the general shareholders' meeting of April 28, 2010 and April 24, 2013 |
Management | No Action | ||||||||
A.9 | The board of directors of the company recommends, upon advice of the Audit Committee, to re-appoint Klynveld Peat Marwick Goerdeler - Bedrijfsrevisoren CVBA, abbreviated as KPMG Bedrijfsrevisoren CVBA, a civil company that has the form of a cooperative company with limited liability under Belgian law, represented by Mr. Gotwin Jackers, as statutory auditor of the company charged with the audit of the statutory and consolidated annual accounts, for a term of three years which will end immediately after the closing of the annual shareholders' meeting which will have deliberated and voted on the (statutory and consolidated) financial statements for the fiscal year ended on December 31, 2016. The remuneration for the exercise of the mandate of statutory auditor for the Telenet group is determined at EUR 571,900 per annum CONTD |
Management | No Action | ||||||||
CONT | CONTD (excluding VAT) | Non-Voting | |||||||||
E.1 | In order to reflect recent changes in the structure of the Telenet Group and to simplify the articles of association of the company, to proceed to the following amendments of the articles of association: (a) The following definitions as included in Article 1 of the articles of association of the company are removed: Basisdeeds; Consortium Agreement; Consortium Members; Syndicate Agreement and Syndicate Shareholders. (b) To delete ", and (y) any Transfer in accordance with Section 7.6 of the Syndicate Agreement)" in point (a) of article 23.2, "(other than any Transfer in a restructuring in accordance with Section 7.6 of the Syndicate Agreement)" in point (b) and "(other than as part of a restructuring in accordance with Section 7.6 of the Syndicate Agreement)" in point (c) of the articles of association. (c) To delete ", CONTD |
Management | No Action | ||||||||
CONT | CONTD a Strategic Committee" in the first sentence of article 25 of the-articles of association. (d) To add at the end of the first paragraph of-article 27 of the articles of association regarding the minutes of meetings-of the board of directors: "Transcripts and excerpts of the minutes can be-signed by any 2 directors, acting jointly or by the Chairman and the- secretary of the board of directors, acting jointly". (e) To change the last-paragraph of article 43 of the articles of association regarding the minutes- of shareholders meetings by the following text: "Transcripts and excerpts of-the minutes can be signed by any 2 directors, acting jointly, or by the- Chairman and the secretary of the board of directors, acting jointly |
Non-Voting | |||||||||
E.2 | Authorization to acquire own securities | Management | No Action | ||||||||
E.3 | Authorization to dispose of own securities | Management | No Action | ||||||||
E.4 | Authorization to cancel shares | Management | No Action | ||||||||
E.5 | Approval in accordance with Article 556 of the Belgian Company Code |
Management | No Action | ||||||||
CMMT | 08 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF-RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THI-S PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||||
TECO ENERGY, INC. | |||||||||||
Security | 872375100 | Meeting Type | Annual | ||||||||
Ticker Symbol | TE | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US8723751009 | Agenda | 933927331 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: JAMES L. FERMAN, JR. |
Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: EVELYN V. FOLLIT | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JOHN B. RAMIL | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: TOM L. RANKIN | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: WILLIAM D. ROCKFORD |
Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: PAUL L. WHITING | Management | For | For | |||||||
2 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2014. |
Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
4 | APPROVAL OF THE MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED ANNUAL INCENTIVE COMPENSATION UNDER THE COMPANY'S ANNUAL INCENTIVE PLAN. |
Management | For | For | |||||||
5 | APPROVAL OF PERFORMANCE CRITERIA UNDER THE COMPANY'S 2010 EQUITY INCENTIVE PLAN, AS AMENDED. |
Management | For | For | |||||||
6 | APPROVAL OF THE SHAREHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. |
Shareholder | Against | For | |||||||
SJW CORP. | |||||||||||
Security | 784305104 | Meeting Type | Annual | ||||||||
Ticker Symbol | SJW | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US7843051043 | Agenda | 933939538 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | K. ARMSTRONG | For | For | ||||||||
2 | W.J. BISHOP | For | For | ||||||||
3 | M.L. CALI | For | For | ||||||||
4 | D.R. KING | For | For | ||||||||
5 | R.B. MOSKOVITZ | For | For | ||||||||
6 | G.E. MOSS | For | For | ||||||||
7 | W.R. ROTH | For | For | ||||||||
8 | R.A. VAN VALER | For | For | ||||||||
2. | APPROVE THE ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. |
Management | Abstain | Against | |||||||
3. | APPROVE THE 2014 EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | |||||||
4. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014. |
Management | For | For | |||||||
ABB LTD | |||||||||||
Security | 000375204 | Meeting Type | Annual | ||||||||
Ticker Symbol | ABB | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US0003752047 | Agenda | 933974099 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
2.1 | APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS, AND THE ANNUAL FINANCIAL STATEMENTS FOR 2013 |
Management | For | For | |||||||
2.2 | CONSULTATIVE VOTE ON THE 2013 REMUNERATION REPORT |
Management | For | For | |||||||
3. | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT |
Management | For | For | |||||||
4. | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION OF CAPITAL CONTRIBUTION RESERVE |
Management | For | For | |||||||
5. | CREATION OF ADDITIONAL CONTINGENT SHARE CAPITAL IN CONNECTION WITH EMPLOYEE PARTICIPATION |
Management | For | For | |||||||
6. | REVISION OF THE ARTICLES OF INCORPORATION |
Management | For | For | |||||||
7.1 | ELECT ROGER AGNELLI AS MEMBER TO THE BOARD OF DIRECTOR |
Management | For | For | |||||||
7.2 | ELECT MATTI ALAHUHTA AS MEMBER TO THE BOARD OF DIRECTOR |
Management | For | For | |||||||
7.3 | ELECT LOUIS R. HUGHES AS MEMBER TO THE BOARD OF DIRECTOR |
Management | For | For | |||||||
7.4 | ELECT MICHEL DE ROSEN AS MEMBER TO THE BOARD OF DIRECTOR |
Management | For | For | |||||||
7.5 | ELECT MICHAEL TRESCHOW AS MEMBER TO THE BOARD OF DIRECTOR |
Management | For | For | |||||||
7.6 | ELECT JACOB WALLENBERG AS MEMBER TO THE BOARD OF DIRECTOR |
Management | For | For | |||||||
7.7 | ELECT YING YEH AS MEMBER TO THE BOARD OF DIRECTOR |
Management | For | For | |||||||
7.8 | ELECT HUBERTUS VON GRUNBERG AS MEMBER AND CHAIRMAN OF THE BOARD |
Management | For | For | |||||||
8.1 | ELECTIONS TO THE COMPENSATION COMMITTEE: MICHEL DE ROSEN |
Management | For | For | |||||||
8.2 | ELECTIONS TO THE COMPENSATION COMMITTEE: MICHEL TRESCHOW |
Management | For | For | |||||||
8.3 | ELECTIONS TO THE COMPENSATION COMMITTEE: YING YEH |
Management | For | For | |||||||
9. | ELECTION OF THE INDEPENDENT PROXY DR. HANS ZEHNDER |
Management | For | For | |||||||
10. | RE-ELECTION OF THE AUDITORS ERNST & YOUNG AG |
Management | For | For | |||||||
ROLLS-ROYCE HOLDINGS PLC, LONDON | |||||||||||
Security | G76225104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 01-May-2014 | |||||||||
ISIN | GB00B63H8491 | Agenda | 705053104 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | To receive the strategic report, the directors' report and the audited financial statements for the year ended 31 December 2013 |
Management | For | For | |||||||
2 | To approve the directors' remuneration policy (effective from the conclusion of the meeting) |
Management | For | For | |||||||
3 | To approve the directors' remuneration report for the year ended 31 December 2013 |
Management | For | For | |||||||
4 | To elect Lee Hsien Yang as a director of the Company |
Management | For | For | |||||||
5 | To elect Warren East CBE as a director of the Company |
Management | For | For | |||||||
6 | To re-elect Ian Davis as a director of the Company |
Management | For | For | |||||||
7 | To re-elect John Rishton as a director of the Company |
Management | For | For | |||||||
8 | To re-elect Dame Helen Alexander as a director of the Company |
Management | For | For | |||||||
9 | To re-elect Lewis Booth CBE as a director of the Company |
Management | For | For | |||||||
10 | To re-elect Sir Frank Chapman as a director of the Company |
Management | For | For | |||||||
11 | To re-elect James Guyette as a director of the Company |
Management | For | For | |||||||
12 | To re-elect John McAdam as a director of the Company |
Management | For | For | |||||||
13 | To re-elect Mark Morris as a director of the Company |
Management | For | For | |||||||
14 | To re-elect John Neill CBE as a director of the Company |
Management | For | For | |||||||
15 | To re-elect Colin Smith CBE as a director of the Company |
Management | For | For | |||||||
16 | To re-elect Jasmin Staiblin as a director of the Company |
Management | For | For | |||||||
17 | To appoint KPMG LLP as the Company's auditor | Management | For | For | |||||||
18 | To authorise the directors to determine the auditor's remuneration |
Management | For | For | |||||||
19 | To authorise payment to shareholders | Management | For | For | |||||||
20 | To authorise political donations and political expenditure |
Management | For | For | |||||||
21 | To approve the Rolls-Royce plc Performance Share Plan (PSP) |
Management | For | For | |||||||
22 | To approve the Rolls-Royce plc Deferred Share Bonus Plan |
Management | For | For | |||||||
23 | To approve the maximum aggregate remuneration payable to non-executive directors |
Management | For | For | |||||||
24 | To authorise the directors to allot shares (s.551) | Management | For | For | |||||||
25 | To disapply pre-emption rights (s.561) | Management | Against | Against | |||||||
26 | To authorise the Company to purchase its own ordinary shares |
Management | For | For | |||||||
THE EMPIRE DISTRICT ELECTRIC COMPANY | |||||||||||
Security | 291641108 | Meeting Type | Annual | ||||||||
Ticker Symbol | EDE | Meeting Date | 01-May-2014 | ||||||||
ISIN | US2916411083 | Agenda | 933932659 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | KENNETH R. ALLEN | For | For | ||||||||
2 | BRADLEY P. BEECHER | For | For | ||||||||
3 | WILLIAM L. GIPSON | For | For | ||||||||
4 | THOMAS M. OHLMACHER | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS EMPIRE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
3. | TO VOTE UPON A NON-BINDING ADVISORY PROPOSAL TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
Management | Abstain | Against | |||||||
4. | TO APPROVE AN AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | |||||||
5. | TO APPROVE THE 2015 STOCK INCENTIVE PLAN. |
Management | For | For | |||||||
6. | TO APPROVE AN AMENDED AND RESTATED STOCK UNIT PLAN FOR DIRECTORS. |
Management | For | For | |||||||
DUKE ENERGY CORPORATION | |||||||||||
Security | 26441C204 | Meeting Type | Annual | ||||||||
Ticker Symbol | DUK | Meeting Date | 01-May-2014 | ||||||||
ISIN | US26441C2044 | Agenda | 933932926 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | G. ALEX BERNHARDT, SR. | For | For | ||||||||
2 | MICHAEL G. BROWNING | For | For | ||||||||
3 | HARRIS E. DELOACH, JR. | For | For | ||||||||
4 | DANIEL R. DIMICCO | For | For | ||||||||
5 | JOHN H. FORSGREN | For | For | ||||||||
6 | LYNN J. GOOD | For | For | ||||||||
7 | ANN M. GRAY | For | For | ||||||||
8 | JAMES H. HANCE, JR. | For | For | ||||||||
9 | JOHN T. HERRON | For | For | ||||||||
10 | JAMES B. HYLER, JR. | For | For | ||||||||
11 | WILLIAM E. KENNARD | For | For | ||||||||
12 | E. MARIE MCKEE | For | For | ||||||||
13 | E. JAMES REINSCH | For | For | ||||||||
14 | JAMES T. RHODES | For | For | ||||||||
15 | CARLOS A. SALADRIGAS | For | For | ||||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS DUKE ENERGY CORPORATION'S INDEPENDENT PUBLIC ACCOUNTANT FOR 2014 |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | Abstain | Against | |||||||
4. | APPROVAL OF THE AMENDMENT TO DUKE ENERGY CORPORATION'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY LESS THAN UNANIMOUS WRITTEN CONSENT |
Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER RIGHT TO CALL A SPECIAL SHAREHOLDER MEETING |
Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTION DISCLOSURE |
Shareholder | Against | For | |||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||
Ticker Symbol | VZ | Meeting Date | 01-May-2014 | ||||||||
ISIN | US92343V1044 | Agenda | 933936607 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD L. CARRION |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: M. FRANCES KEETH |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: LOWELL C. MCADAM |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON |
Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | Abstain | Against | |||||||
4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | For | |||||||
5. | NETWORK NEUTRALITY | Shareholder | Against | For | |||||||
6. | LOBBYING ACTIVITIES | Shareholder | Against | For | |||||||
7. | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | |||||||
8. | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING |
Shareholder | Against | For | |||||||
9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT |
Shareholder | Against | For | |||||||
10. | PROXY VOTING AUTHORITY | Shareholder | Against | For | |||||||
NORTHEAST UTILITIES | |||||||||||
Security | 664397106 | Meeting Type | Annual | ||||||||
Ticker Symbol | NU | Meeting Date | 01-May-2014 | ||||||||
ISIN | US6643971061 | Agenda | 933936695 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD H. BOOTH | For | For | ||||||||
2 | JOHN S. CLARKESON | For | For | ||||||||
3 | COTTON M. CLEVELAND | For | For | ||||||||
4 | SANFORD CLOUD, JR. | For | For | ||||||||
5 | JAMES S. DISTASIO | For | For | ||||||||
6 | FRANCIS A. DOYLE | For | For | ||||||||
7 | CHARLES K. GIFFORD | For | For | ||||||||
8 | PAUL A. LA CAMERA | For | For | ||||||||
9 | KENNETH R. LEIBLER | For | For | ||||||||
10 | THOMAS J. MAY | For | For | ||||||||
11 | WILLIAM C. VAN FAASEN | For | For | ||||||||
12 | FREDERICA M. WILLIAMS | For | For | ||||||||
13 | DENNIS R. WRAASE | For | For | ||||||||
2. | TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE COMPENSATION TABLES AND ANY RELATED MATERIAL DISCLOSED IN THIS PROXY STATEMENT, IS HEREBY APPROVED." |
Management | Abstain | Against | |||||||
3. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
DTE ENERGY COMPANY | |||||||||||
Security | 233331107 | Meeting Type | Annual | ||||||||
Ticker Symbol | DTE | Meeting Date | 01-May-2014 | ||||||||
ISIN | US2333311072 | Agenda | 933940846 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | GERARD M. ANDERSON | For | For | ||||||||
2 | LILLIAN BAUDER | For | For | ||||||||
3 | DAVID A. BRANDON | For | For | ||||||||
4 | W. FRANK FOUNTAIN, JR. | For | For | ||||||||
5 | CHARLES G. MCCLURE, JR. | For | For | ||||||||
6 | GAIL J. MCGOVERN | For | For | ||||||||
7 | MARK A. MURRAY | For | For | ||||||||
8 | JAMES B. NICHOLSON | For | For | ||||||||
9 | CHARLES W. PRYOR, JR. | For | For | ||||||||
10 | JOSUE ROBLES, JR. | For | For | ||||||||
11 | RUTH G. SHAW | For | For | ||||||||
12 | DAVID A. THOMAS | For | For | ||||||||
13 | JAMES H. VANDENBERGHE | For | For | ||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS LLP |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | Abstain | Against | |||||||
4. | MANAGEMENT PROPOSAL TO AMEND AND RESTATE THE LONG TERM INCENTIVE PLAN |
Management | For | For | |||||||
5. | SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS |
Shareholder | Against | For | |||||||
MUELLER INDUSTRIES, INC. | |||||||||||
Security | 624756102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MLI | Meeting Date | 01-May-2014 | ||||||||
ISIN | US6247561029 | Agenda | 933946090 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | GREGORY L. CHRISTOPHER | For | For | ||||||||
2 | PAUL J. FLAHERTY | For | For | ||||||||
3 | GENNARO J. FULVIO | For | For | ||||||||
4 | GARY S. GLADSTEIN | For | For | ||||||||
5 | SCOTT J. GOLDMAN | For | For | ||||||||
6 | TERRY HERMANSON | For | For | ||||||||
2 | APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE COMPANY. |
Management | For | For | |||||||
3 | TO APPROVE, ON AN ADVISORY BASIS BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
4 | TO APPROVE ADOPTION OF THE COMPANY'S 2014 INCENTIVE PLAN. |
Management | For | For | |||||||
BELL ALIANT INC. | |||||||||||
Security | 07786R204 | Meeting Type | Annual | ||||||||
Ticker Symbol | BLIAF | Meeting Date | 01-May-2014 | ||||||||
ISIN | CA07786R2046 | Agenda | 933952699 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | GEORGE COPE | For | For | ||||||||
2 | ROBERT DEXTER | For | For | ||||||||
3 | EDWARD REEVEY | For | For | ||||||||
4 | KAREN SHERIFF | For | For | ||||||||
5 | LOUIS TANGUAY | For | For | ||||||||
6 | MARTINE TURCOTTE | For | For | ||||||||
7 | SIIM VANASELJA | For | For | ||||||||
8 | JOHN WATSON | For | For | ||||||||
9 | DAVID WELLS | For | For | ||||||||
02 | RE-APPOINTMENT OF DELOITTE LLP AS BELL ALIANT'S AUDITORS. |
Management | For | For | |||||||
03 | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION (THE FULL TEXT OF WHICH IS SET OUT IN THE SECTION OF BELL ALIANT'S INFORMATION CIRCULAR ENTITLED "BUSINESS OF THE MEETING - WHAT THE MEETING WILL COVER - 4. NON- BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION"). |
Management | For | For | |||||||
BELL ALIANT INC. | |||||||||||
Security | 07786R105 | Meeting Type | Annual | ||||||||
Ticker Symbol | Meeting Date | 01-May-2014 | |||||||||
ISIN | US07786R1059 | Agenda | 933952699 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | GEORGE COPE | For | For | ||||||||
2 | ROBERT DEXTER | For | For | ||||||||
3 | EDWARD REEVEY | For | For | ||||||||
4 | KAREN SHERIFF | For | For | ||||||||
5 | LOUIS TANGUAY | For | For | ||||||||
6 | MARTINE TURCOTTE | For | For | ||||||||
7 | SIIM VANASELJA | For | For | ||||||||
8 | JOHN WATSON | For | For | ||||||||
9 | DAVID WELLS | For | For | ||||||||
02 | RE-APPOINTMENT OF DELOITTE LLP AS BELL ALIANT'S AUDITORS. |
Management | For | For | |||||||
03 | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION (THE FULL TEXT OF WHICH IS SET OUT IN THE SECTION OF BELL ALIANT'S INFORMATION CIRCULAR ENTITLED "BUSINESS OF THE MEETING - WHAT THE MEETING WILL COVER - 4. NON- BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION"). |
Management | For | For | |||||||
ENTERGY CORPORATION | |||||||||||
Security | 29364G103 | Meeting Type | Annual | ||||||||
Ticker Symbol | ETR | Meeting Date | 02-May-2014 | ||||||||
ISIN | US29364G1031 | Agenda | 933938358 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: M.S. BATEMAN | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: L.P. DENAULT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: K.H. DONALD | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: G.W. EDWARDS | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: A.M. HERMAN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: D.C. HINTZ | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: S.L. LEVENICK | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: B.L. LINCOLN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: S.C. MYERS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: W.J. TAUZIN | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: S.V. WILKINSON | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL REGARDING DECOMMISSIONING OF INDIAN POINT NUCLEAR REACTORS. |
Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING REPORTING ON NUCLEAR SAFETY. |
Shareholder | Against | For | |||||||
WISCONSIN ENERGY CORPORATION | |||||||||||
Security | 976657106 | Meeting Type | Annual | ||||||||
Ticker Symbol | WEC | Meeting Date | 02-May-2014 | ||||||||
ISIN | US9766571064 | Agenda | 933938435 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: JOHN F. BERGSTROM |
Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: BARBARA L. BOWLES |
Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: PATRICIA W. CHADWICK |
Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: CURT S. CULVER | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: THOMAS J. FISCHER |
Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: GALE E. KLAPPA | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: HENRY W. KNUEPPEL |
Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: ULICE PAYNE, JR. | Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: MARY ELLEN STANEK |
Management | For | For | |||||||
2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR 2014. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
UNS ENERGY CORPORATION | |||||||||||
Security | 903119105 | Meeting Type | Annual | ||||||||
Ticker Symbol | UNS | Meeting Date | 02-May-2014 | ||||||||
ISIN | US9031191052 | Agenda | 933939855 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | PAUL J. BONAVIA | For | For | ||||||||
2 | LAWRENCE J. ALDRICH | For | For | ||||||||
3 | BARBARA M. BAUMANN | For | For | ||||||||
4 | LARRY W. BICKLE | For | For | ||||||||
5 | ROBERT A. ELLIOTT | For | For | ||||||||
6 | DANIEL W.L. FESSLER | For | For | ||||||||
7 | LOUISE L. FRANCESCONI | For | For | ||||||||
8 | DAVID G. HUTCHENS | For | For | ||||||||
9 | RAMIRO G. PERU | For | For | ||||||||
10 | GREGORY A. PIVIROTTO | For | For | ||||||||
11 | JOAQUIN RUIZ | For | For | ||||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, PRICEWATERHOUSECOOPERS, LLP, FOR THE FISCAL YEAR 2014. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
THE YORK WATER COMPANY | |||||||||||
Security | 987184108 | Meeting Type | Annual | ||||||||
Ticker Symbol | YORW | Meeting Date | 05-May-2014 | ||||||||
ISIN | US9871841089 | Agenda | 933936342 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT P. NEWCOMER | For | For | ||||||||
2 | ERNEST J. WATERS | For | For | ||||||||
2. | APPOINT PARENTEBEARD LLC AS AUDITORS: TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS AUDITORS. |
Management | For | For | |||||||
3. | SAY ON PAY: TO APPROVE, BY NON- BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
4. | EMPLOYEES' STOCK PURCHASE PLAN: TO APPROVE THE YORK WATER COMPANY EMPLOYEES' STOCK PURCHASE PLAN, AS AMENDED OCTOBER 1, 2013. |
Management | For | For | |||||||
GREAT PLAINS ENERGY INCORPORATED | |||||||||||
Security | 391164100 | Meeting Type | Annual | ||||||||
Ticker Symbol | GXP | Meeting Date | 06-May-2014 | ||||||||
ISIN | US3911641005 | Agenda | 933944337 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | TERRY BASSHAM | For | For | ||||||||
2 | DAVID L. BODDE | For | For | ||||||||
3 | RANDALL C. FERGUSON, JR | For | For | ||||||||
4 | GARY D. FORSEE | For | For | ||||||||
5 | THOMAS D. HYDE | For | For | ||||||||
6 | JAMES A. MITCHELL | For | For | ||||||||
7 | ANN D. MURTLOW | For | For | ||||||||
8 | JOHN J. SHERMAN | For | For | ||||||||
9 | LINDA H. TALBOTT | For | For | ||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | TO APPROVE THE AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION. |
Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. |
Management | For | For | |||||||
CHARTER COMMUNICATIONS, INC. | |||||||||||
Security | 16117M305 | Meeting Type | Annual | ||||||||
Ticker Symbol | CHTR | Meeting Date | 06-May-2014 | ||||||||
ISIN | US16117M3051 | Agenda | 933946165 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | W. LANCE CONN | For | For | ||||||||
2 | MICHAEL P. HUSEBY | For | For | ||||||||
3 | CRAIG A. JACOBSON | For | For | ||||||||
4 | GREGORY B. MAFFEI | For | For | ||||||||
5 | JOHN C. MALONE | For | For | ||||||||
6 | JOHN D. MARKLEY, JR. | For | For | ||||||||
7 | DAVID C. MERRITT | For | For | ||||||||
8 | BALAN NAIR | For | For | ||||||||
9 | THOMAS M. RUTLEDGE | For | For | ||||||||
10 | ERIC L. ZINTERHOFER | For | For | ||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
3. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2014. |
Management | For | For | |||||||
CINCINNATI BELL INC. | |||||||||||
Security | 171871106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CBB | Meeting Date | 06-May-2014 | ||||||||
ISIN | US1718711062 | Agenda | 933946507 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: PHILLIP R. COX | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAKKI L. HAUSSLER |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: CRAIG F. MAIER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RUSSEL P. MAYER | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THEODORE H. SCHELL |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ALAN R. SCHRIBER |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LYNN A. WENTWORTH |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN M. ZRNO | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: THEODORE H. TORBECK |
Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. |
Management | For | For | |||||||
EXELON CORPORATION | |||||||||||
Security | 30161N101 | Meeting Type | Annual | ||||||||
Ticker Symbol | EXC | Meeting Date | 06-May-2014 | ||||||||
ISIN | US30161N1019 | Agenda | 933956344 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: ANTHONY K. ANDERSON |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ANN C. BERZIN | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOHN A. CANNING, JR. |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: YVES C. DE BALMANN |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: NELSON A. DIAZ | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SUE L. GIN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: PAUL L. JOSKOW | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: ROBERT J. LAWLESS |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: RICHARD W. MIES | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON |
Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. |
Management | For | For | |||||||
1N. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III |
Management | For | For | |||||||
1O. | ELECTION OF DIRECTOR: STEPHEN D. STEINOUR |
Management | For | For | |||||||
2. | THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS EXELON'S INDEPENDENT ACCOUNTANT FOR 2014. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
4. | RENEW THE SENIOR EXECUTIVE ANNUAL INCENTIVE PLAN. |
Management | For | For | |||||||
5. | A SHAREHOLDER PROPOSAL TO LIMIT INDIVIDUAL TOTAL COMPENSATION FOR EACH OF THE NAMED EXECUTIVE OFFICERS TO 100 TIMES THE ANNUAL MEDIAN COMPENSATION PAID TO ALL EMPLOYEES. |
Shareholder | Against | For | |||||||
CHESAPEAKE UTILITIES CORPORATION | |||||||||||
Security | 165303108 | Meeting Type | Annual | ||||||||
Ticker Symbol | CPK | Meeting Date | 06-May-2014 | ||||||||
ISIN | US1653031088 | Agenda | 933963779 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | THOMAS J. BRESNAN | For | For | ||||||||
2 | JOSEPH E. MOORE | For | For | ||||||||
3 | DIANNA F. MORGAN | For | For | ||||||||
4 | JOHN R. SCHIMKAITIS | For | For | ||||||||
2. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | NON-BINDING ADVISORY VOTE TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||
MOBISTAR SA, BRUXELLES | |||||||||||
Security | B60667100 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||
ISIN | BE0003735496 | Agenda | 705130160 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 305859 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTION O.G. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. |
Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED |
Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUC-TIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJE- CTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTA-TIVE |
Non-Voting | |||||||||
O.A | READING AND DISCUSSION ABOUT THE ANNUAL REPORT OF THE BOD |
Non-Voting | |||||||||
O.B | READING AND DISCUSSION ABOUT THE AUDITOR'S REPORT |
Non-Voting | |||||||||
O.C | APPROVAL OF THE REMUNERATION REPORT |
Management | For | For | |||||||
O.D | APPROVAL OF THE ANNUAL ACCOUNTS AND THE ALLOCATION OF THE RESULT |
Management | For | For | |||||||
O.E | TO GRANT DISCHARGE TO THE DIRECTORS | Management | For | For | |||||||
O.F | TO GRANT DISCHARGE TO THE AUDITOR | Management | For | For | |||||||
O.G | PRESENTATION OF THE DIRECTORS AT THE END OF TERM |
Non-Voting | |||||||||
O.H.1 | RENEWAL OF THE TERM OF MRS GENEVIEVE ANDRE-BERLIAT AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.H.2 | RENEWAL OF THE TERM OF MR JOHAN DESCHUYFFELEER AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.H.3 | RENEWAL OF THE TERM OF MR BERTRAND DU BOUCHER AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.H.4 | RENEWAL OF THE TERM OF MR JEAN MARC HARION AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.H.5 | RENEWAL OF THE TERM OF MR GERARDRIES AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.H.6 | RENEWAL OF THE TERM OF MR BENOIT SCHEEN AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.H.7 | RENEWAL OF THE TERM OF MR JAN STEYAERT AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.H.8 | RENEWAL OF THE TERM OF SPRL SOCIETE DE CONSEILEN GESTIONET STRATEGIE D'ENTREPRISE (SOGESTRA) REPRESENTED BY MRS NADINE ROZENCWEIG-LEMAITRE AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.H.9 | APPOINTMENT OF MRS MARTINE DE ROUCK AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.H10 | APPOINTMENT OF SPRL LEADERSHIP AND MANAGEMENT ADVISORY SERVICES (LMAS) REPRESENTED BY MR GREGOIRE DALLEMAGNE AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.H11 | APPOINTMENT OF MR PATRICE LAMBERT DE DIESBACH DE BELLEROCHE AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.H12 | APPOINTMENT OF MR BRUNO METTLING AS DIRECTOR FOR THREE YEARS |
Management | For | For | |||||||
O.I | APPROVAL OF THE REMUNERATION OF THE DIRECTORS AND THE CHAIRMAN OF THE BOARD |
Management | For | For | |||||||
O.J | RENEWAL OF THE TERM OF DELOITTE BEDRIJFSREVISOREN REVISEURS D'ENTREPRISE SC SCRL, REPRESENTED BY MR RIK NECKEBROECK AND MR BERNARD DE MEULEMEESTER, AS AUDITOR FOR THREE YEARS |
Management | For | For | |||||||
E.K | REMOVAL OF THE TRANSITIONAL ARRANGEMENTS OF THE ARTICLES 8 AND 32 |
Management | For | For | |||||||
E.L | REPLACEMENT THE ARTICLE 37 IN THE STATUS |
Management | For | For | |||||||
E.M | REPLACEMENT OF THE ARTICLE 38 IN THE STATUS |
Management | For | For | |||||||
E.N | REPLACEMENT OF THE ARTICLE 48 IN THE STATUS |
Management | For | For | |||||||
E.O | TO GIVE THE POWER TO MR JOHAN VAN DEN CRUIJCE TO COORDINATE THE TEXT IN THE STATUS, TO SIGN IT AND TO DEPOSIT AT THE REGISTRY OF THE AUTHORISED COMMERCIAL COURT |
Management | For | For | |||||||
S.P | RATIFICATION OF THE ARTICLE 5.3 OF REVOLVING CREDIT FACILITY AGREEMENTCLOSED BETWEEN THE COMPANY AN ATLAS SERVICES BELGIUM SA |
Management | For | For | |||||||
HAWAIIAN ELECTRIC INDUSTRIES, INC. | |||||||||||
Security | 419870100 | Meeting Type | Annual | ||||||||
Ticker Symbol | HE | Meeting Date | 07-May-2014 | ||||||||
ISIN | US4198701009 | Agenda | 933934716 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | PEGGY Y. FOWLER | For | For | ||||||||
2 | KEITH P. RUSSELL | For | For | ||||||||
3 | BARRY K. TANIGUCHI | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE HEI'S EXECUTIVE COMPENSATION |
Management | For | For | |||||||
3. | APPROVE THE 2010 EQUITY AND INCENTIVE PLAN AS AMENDED AND RESTATED (EIP) |
Management | For | For | |||||||
4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HEI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 |
Management | For | For | |||||||
AQUA AMERICA, INC. | |||||||||||
Security | 03836W103 | Meeting Type | Annual | ||||||||
Ticker Symbol | WTR | Meeting Date | 07-May-2014 | ||||||||
ISIN | US03836W1036 | Agenda | 933945947 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | NICHOLAS DEBENEDICTIS | For | For | ||||||||
2 | MICHAEL L. BROWNE | For | For | ||||||||
3 | RICHARD H. GLANTON | For | For | ||||||||
4 | LON R. GREENBERG | For | For | ||||||||
5 | WILLIAM P. HANKOWSKY | For | For | ||||||||
6 | WENDELL F. HOLLAND | For | For | ||||||||
7 | ELLEN T. RUFF | For | For | ||||||||
8 | ANDREW J. SORDONI III | For | For | ||||||||
2. | TO CONSIDER AND TAKE ACTION ON THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2014 FISCAL YEAR. |
Management | For | For | |||||||
3. | TO CONSIDER AND TAKE AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. |
Management | Abstain | Against | |||||||
4. | TO CONSIDER AND TAKE ACTION ON THE APPROVAL OF THE AMENDED AQUA AMERICA, INC. 2009 OMNIBUS COMPENSATION PLAN. |
Management | For | For | |||||||
5. | TO CONSIDER AND TAKE ACTION ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS CREATE A COMPREHENSIVE POLICY ARTICULATING THE COMPANY'S RESPECT FOR AND COMMITMENT TO THE HUMAN RIGHT TO WATER, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | |||||||
6. | TO CONSIDER AND TAKE ACTION ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS CREATE A POLICY IN WHICH THE BOARD'S CHAIRMAN IS AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF THE COMPANY, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | |||||||
EMERA INCORPORATED | |||||||||||
Security | 290876101 | Meeting Type | Annual | ||||||||
Ticker Symbol | EMRAF | Meeting Date | 07-May-2014 | ||||||||
ISIN | CA2908761018 | Agenda | 933950695 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | SYLVIA D. CHROMINSKA | For | For | ||||||||
2 | ALLAN L. EDGEWORTH | For | For | ||||||||
3 | JAMES D. EISENHAUER | For | For | ||||||||
4 | CHRISTOPHER G.HUSKILSON | For | For | ||||||||
5 | B. LYNN LOEWEN | For | For | ||||||||
6 | JOHN T. MCLENNAN | For | For | ||||||||
7 | DONALD A. PETHER | For | For | ||||||||
8 | ANDREA S. ROSEN | For | For | ||||||||
9 | RICHARD P. SERGEL | For | For | ||||||||
10 | M. JACQUELINE SHEPPARD | For | For | ||||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS |
Management | For | For | |||||||
03 | DIRECTORS TO ESTABLISH AUDITORS' FEE | Management | For | For | |||||||
04 | SENIOR MANAGEMENT STOCK OPTION PLAN AMENDMENTS. |
Management | For | For | |||||||
DOMINION RESOURCES, INC. | |||||||||||
Security | 25746U109 | Meeting Type | Annual | ||||||||
Ticker Symbol | D | Meeting Date | 07-May-2014 | ||||||||
ISIN | US25746U1097 | Agenda | 933952055 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: PETER W. BROWN, M.D. |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: HELEN E. DRAGAS | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN W. HARRIS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARK J. KINGTON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PAMELA J. ROYAL, M.D. |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ROBERT H. SPILMAN, JR. |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: DAVID A. WOLLARD |
Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2014 |
Management | For | For | |||||||
3. | ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY) |
Management | Abstain | Against | |||||||
4. | APPROVAL OF THE 2014 INCENTIVE COMPENSATION PLAN |
Management | Abstain | Against | |||||||
5. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
Shareholder | Against | For | |||||||
6. | REPORT ON FINANCIAL RISKS TO DOMINION POSED BY CLIMATE CHANGE |
Shareholder | Against | For | |||||||
7. | REPORT ON METHANE EMISSIONS | Shareholder | Against | For | |||||||
8. | REPORT ON LOBBYING | Shareholder | Against | For | |||||||
9. | REPORT ON ENVIRONMENTAL AND CLIMATE CHANGE IMPACTS OF BIOMASS |
Shareholder | Against | For | |||||||
10. | ADOPT QUANTITATIVE GOALS FOR REDUCING GREENHOUSE GAS EMISSIONS |
Shareholder | Against | For | |||||||
HESS CORPORATION | |||||||||||
Security | 42809H107 | Meeting Type | Annual | ||||||||
Ticker Symbol | HES | Meeting Date | 07-May-2014 | ||||||||
ISIN | US42809H1077 | Agenda | 933952788 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: T.J. CHECKI | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: J.H. MULLIN | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: J.H. QUIGLEY | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: R.N. WILSON | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
4A. | ELIMINATION OF 80% SUPERMAJORITY VOTING REQUIREMENT IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS. |
Management | For | For | |||||||
4B. | ELIMINATION OF TWO-THIRDS SUPERMAJORITY VOTING REQUIREMENT IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. |
Management | For | For | |||||||
5. | ELIMINATION OF PROVISIONS IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION CONCERNING $3.50 CUMULATIVE CONVERTIBLE PREFERRED STOCK. |
Management | For | For | |||||||
6. | STOCKHOLDER PROPOSAL RECOMMENDING A REPORT REGARDING CARBON ASSET RISK. |
Shareholder | Against | For | |||||||
CONSOL ENERGY INC. | |||||||||||
Security | 20854P109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CNX | Meeting Date | 07-May-2014 | ||||||||
ISIN | US20854P1093 | Agenda | 933958526 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | J. BRETT HARVEY | For | For | ||||||||
2 | NICHOLAS J. DEIULIIS | For | For | ||||||||
3 | PHILIP W. BAXTER | For | For | ||||||||
4 | JAMES E. ALTMEYER, SR. | For | For | ||||||||
5 | ALVIN R. CARPENTER | For | For | ||||||||
6 | WILLIAM E. DAVIS | For | For | ||||||||
7 | RAJ K. GUPTA | For | For | ||||||||
8 | DAVID C. HARDESTY, JR. | For | For | ||||||||
9 | MAUREEN E. LALLY-GREEN | For | For | ||||||||
10 | JOHN T. MILLS | For | For | ||||||||
11 | WILLIAM P. POWELL | For | For | ||||||||
12 | JOSEPH T. WILLIAMS | For | For | ||||||||
2 | RATIFICATION OF ANTICIPATED SELECTION OF INDEPENDENT AUDITOR: ERNST & YOUNG LLP. |
Management | For | For | |||||||
3 | APPROVAL OF COMPENSATION PAID IN 2013 TO CONSOL ENERGY INC.'S NAMED EXECUTIVES. |
Management | For | For | |||||||
4 | A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | |||||||
5 | A SHAREHOLDER PROPOSAL REGARDING A CLIMATE CHANGE REPORT. |
Shareholder | Against | For | |||||||
6 | A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | |||||||
BROOKFIELD ASSET MANAGEMENT INC. | |||||||||||
Security | 112585104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BAM | Meeting Date | 07-May-2014 | ||||||||
ISIN | CA1125851040 | Agenda | 933966559 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | MARCEL R. COUTU | For | For | ||||||||
2 | MAUREEN KEMPSTON DARKES | For | For | ||||||||
3 | LANCE LIEBMAN | For | For | ||||||||
4 | FRANK J. MCKENNA | For | For | ||||||||
5 | YOUSSEF A. NASR | For | For | ||||||||
6 | JAMES A. PATTISON | For | For | ||||||||
7 | SEEK NGEE HUAT | For | For | ||||||||
8 | DIANA L. TAYLOR | For | For | ||||||||
02 | APPOINTMENT OF DELOITTE LLP AS THE EXTERNAL AUDITOR AND AUTHORIZING THE DIRECTORS TO SET ITS REMUNERATION. |
Management | For | For | |||||||
03 | SAY ON PAY RESOLUTION SET OUT IN THE CORPORATION'S MANAGEMENT INFORMATION CIRCULAR DATED MARCH 25, 2014. |
Management | For | For | |||||||
SOUTHWEST GAS CORPORATION | |||||||||||
Security | 844895102 | Meeting Type | Annual | ||||||||
Ticker Symbol | SWX | Meeting Date | 08-May-2014 | ||||||||
ISIN | US8448951025 | Agenda | 933946230 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT L. BOUGHNER | For | For | ||||||||
2 | JOSE A. CARDENAS | For | For | ||||||||
3 | THOMAS E. CHESTNUT | For | For | ||||||||
4 | STEPHEN C. COMER | For | For | ||||||||
5 | LEROY C. HANNEMAN, JR. | For | For | ||||||||
6 | MICHAEL O. MAFFIE | For | For | ||||||||
7 | ANNE L. MARIUCCI | For | For | ||||||||
8 | MICHAEL J. MELARKEY | For | For | ||||||||
9 | JEFFREY W. SHAW | For | For | ||||||||
10 | A. RANDALL THOMAN | For | For | ||||||||
11 | THOMAS A. THOMAS | For | For | ||||||||
12 | TERRENCE L. WRIGHT | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
3. | TO REAPPROVE AND AMEND THE MANAGEMENT INCENTIVE PLAN. |
Management | For | For | |||||||
4. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL YEAR 2014. |
Management | For | For | |||||||
ORMAT TECHNOLOGIES, INC. | |||||||||||
Security | 686688102 | Meeting Type | Annual | ||||||||
Ticker Symbol | ORA | Meeting Date | 08-May-2014 | ||||||||
ISIN | US6866881021 | Agenda | 933946658 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: YORAM BRONICKI | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: DAVID GRANOT | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: ROBERT E. JOYAL | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | TO APPROVE THE AMENDMENT TO THE COMPANY'S 2012 INCENTIVE COMPENSATION PLAN TO INCREASE THE TOTAL NUMBER OF SHARES UNDERLYING OPTIONS, SARS OR OTHER AWARDS THAT MAY BE GRANTED TO NEWLY-HIRED EXECUTIVE OFFICERS. |
Management | For | For | |||||||
4. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
CONNECTICUT WATER SERVICE, INC. | |||||||||||
Security | 207797101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CTWS | Meeting Date | 08-May-2014 | ||||||||
ISIN | US2077971016 | Agenda | 933947559 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | MARY ANN HANLEY | For | For | ||||||||
2 | RICHARD FORDE | For | For | ||||||||
2. | THE NON-BINDING ADVISORY RESOLUTION REGARDING APPROVAL FOR THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | TO APPROVE THE CONNECTICUT WATER SERVICE, INC. 2014 PERFORMANCE STOCK PROGRAM. |
Management | For | For | |||||||
4. | THE RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF PARENTEBEARD LLC, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
AVISTA CORP. | |||||||||||
Security | 05379B107 | Meeting Type | Annual | ||||||||
Ticker Symbol | AVA | Meeting Date | 08-May-2014 | ||||||||
ISIN | US05379B1070 | Agenda | 933947612 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: ERIK J. ANDERSON |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KRISTIANNE BLAKE |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: DONALD C. BURKE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOHN F. KELLY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: REBECCA A. KLEIN | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: SCOTT L. MORRIS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MARC F. RACICOT | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: HEIDI B. STANLEY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: R. JOHN TAYLOR | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
3. | REAPPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE COMPANY'S LONG-TERM INCENTIVE PLAN. |
Management | For | For | |||||||
4. | AMENDMENT OF THE COMPANY'S RESTATED ARTICLES OF INCORPORATION TO REDUCE CERTAIN SHAREHOLDER APPROVAL REQUIREMENTS. |
Management | For | For | |||||||
5. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
PEABODY ENERGY CORPORATION | |||||||||||
Security | 704549104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BTU | Meeting Date | 08-May-2014 | ||||||||
ISIN | US7045491047 | Agenda | 933949363 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | GREGORY H. BOYCE | For | For | ||||||||
2 | WILLIAM A. COLEY | For | For | ||||||||
3 | WILLIAM E. JAMES | For | For | ||||||||
4 | ROBERT B. KARN III | For | For | ||||||||
5 | HENRY E. LENTZ | For | For | ||||||||
6 | ROBERT A. MALONE | For | For | ||||||||
7 | WILLIAM C. RUSNACK | For | For | ||||||||
8 | MICHAEL W. SUTHERLIN | For | For | ||||||||
9 | JOHN F. TURNER | For | For | ||||||||
10 | SANDRA A. VAN TREASE | For | For | ||||||||
11 | ALAN H. WASHKOWITZ | For | For | ||||||||
12 | HEATHER A. WILSON | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | |||||||
NRG ENERGY, INC. | |||||||||||
Security | 629377508 | Meeting Type | Annual | ||||||||
Ticker Symbol | NRG | Meeting Date | 08-May-2014 | ||||||||
ISIN | US6293775085 | Agenda | 933950241 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL |
Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: LAWRENCE S. COBEN |
Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: DAVID CRANE | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: TERRY G. DALLAS | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: PAUL W. HOBBY | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: EDWARD R. MULLER |
Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN |
Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER |
Management | For | For | |||||||
1.9 | ELECTION OF DIRECTOR: WALTER R. YOUNG |
Management | For | For | |||||||
2. | TO APPROVE NRG'S EXECUTIVE COMPENSATION (SAY ON PAY PROPOSAL). |
Management | Abstain | Against | |||||||
3. | TO ADOPT THE NRG ENERGY, INC. AMENDED & RESTATED EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | |||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. |
Management | For | For | |||||||
AMERICAN WATER WORKS COMPANY, INC. | |||||||||||
Security | 030420103 | Meeting Type | Annual | ||||||||
Ticker Symbol | AWK | Meeting Date | 09-May-2014 | ||||||||
ISIN | US0304201033 | Agenda | 933945909 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: JULIE A. DOBSON | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: PAUL J. EVANSON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARTHA CLARK GOSS |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RICHARD R. GRIGG |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JULIA L. JOHNSON | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: GEORGE MACKENZIE |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WILLIAM J. MARRAZZO |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: SUSAN N. STORY | Management | For | For | |||||||
2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDED DECEMBER 31, 2014. |
Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
TELE2 AB, STOCKHOLM | |||||||||||
Security | W95878166 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-May-2014 | |||||||||
ISIN | SE0005190238 | Agenda | 705140375 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. |
Non-Voting | |||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING |
Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING |
Non-Voting | |||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST |
Non-Voting | |||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES |
Non-Voting | |||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED |
Non-Voting | |||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD |
Non-Voting | |||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER |
Non-Voting | |||||||||
9 | PRESENTATION OF THE ANNUAL REPORT, THE AUDITOR'S REPORT AND THE CONSOLIDATED-FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL-STATEMENTS |
Non-Voting | |||||||||
10 | RESOLUTION ON THE ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET |
Management | No Action | ||||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES A DIVIDEND OF SEK 4.40 PER SHARE AND THAT THE RECORD DATE FOR THE DIVIDEND SHALL BE ON THURSDAY 15 MAY 2014. IF THE ANNUAL GENERAL MEETING RESOLVES IN ACCORDANCE WITH THE PROPOSAL THE DIVIDEND IS ESTIMATED TO BE PAID OUT TO THE SHAREHOLDERS ON TUESDAY 20 MAY 2014 |
Management | No Action | ||||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY FOR THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER |
Management | No Action | ||||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: EIGHT MEMBERS |
Management | No Action | ||||||||
14 | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR |
Management | No Action | ||||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT LARS BERG, MIA BRUNELL LIVFORS, ERIK MITTEREGGER, MIKE PARTON, CARLA SMITS-NUSTELING AND MARIO ZANOTTI AS MEMBERS OF THE BOARD AND ELECT LORENZO GRABAU AND IRINA HEMMERS AS NEW MEMBERS OF THE BOARD. JOHN HEPBURN AND JOHN SHAKESHAFT HAVE INFORMED THE NOMINATION COMMITTEE THAT THEY DECLINE RE-ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT MIKE PARTON AS CHAIRMAN OF THE BOARD |
Management | No Action | ||||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT THE WORK OF PREPARING PROPOSALS TO THE 2015 ANNUAL GENERAL MEETING REGARDING THE BOARD AND AUDITOR, IN THE CASE THAT AN AUDITOR SHOULD BE ELECTED, AND THEIR REMUNERATION, CHAIRMAN OF THE ANNUAL GENERAL MEETING AND THE PROCEDURE FOR THE NOMINATION COMMITTEE SHALL BE PERFORMED BY A NOMINATION COMMITTEE. THE NOMINATION COMMITTEE WILL BE FORMED DURING OCTOBER 2014 IN CONSULTATION WITH THE LARGEST SHAREHOLDERS OF THE COMPANY AS PER 30 SEPTEMBER 2014. THE NOMINATION COMMITTEE WILL CONSIST OF AT LEAST THREE MEMBERS APPOINTED BY THE LARGEST SHAREHOLDERS OF THE |
Management | No Action | ||||||||
COMPANY. CRISTINA STENBECK WILL BE A MEMBER OF THE COMMITTEE AND WILL ALSO ACT AS ITS CONVENOR. THE MEMBERS OF THE COMMITTEE WILL APPOINT THE COMMITTEE CHAIRMAN AT THEIR FIRST MEETING. THE NOMINATION COMMITTEE IS APPOINTED FOR A CONTD |
|||||||||||
CONT | CONTD TERM OF OFFICE COMMENCING AT THE TIME OF THE ANNOUNCEMENT OF THE- INTERIM REPORT FOR THE PERIOD JANUARY - SEPTEMBER 2014 AND ENDING WHEN A NEW-NOMINATION COMMITTEE IS FORMED. IF A MEMBER RESIGNS DURING THE COMMITTEE-TERM, THE NOMINATION COMMITTEE CAN CHOOSE TO APPOINT A NEW MEMBER. THE-SHAREHOLDER THAT APPOINTED THE RESIGNING MEMBER SHALL BE ASKED TO APPOINT A-NEW MEMBER, PROVIDED THAT THE SHAREHOLDER STILL IS ONE OF THE LARGEST-SHAREHOLDERS IN THE COMPANY. IF THAT SHAREHOLDER DECLINES PARTICIPATION ON-THE NOMINATION COMMITTEE, THE COMMITTEE CAN CHOOSE TO ASK THE NEXT LARGEST- QUALIFIED SHAREHOLDER TO PARTICIPATE. IF A LARGE QUALIFIED SHAREHOLDER- REDUCES ITS OWNERSHIP, THE COMMITTEE CAN CHOOSE TO APPOINT THE NEXT LARGEST-SHAREHOLDER TO JOIN. IN ALL CASES, THE NOMINATION COMMITTEE RESERVES THE-RIGHT TO REDUCE ITS CONTD |
Non-Voting | |||||||||
CONT | CONTD MEMBERSHIP AS LONG AS THE NUMBER OF MEMBERS REMAINS AT LEAST THREE. THE-NOMINATION COMMITTEE SHALL HAVE THE RIGHT TO UPON REQUEST RECEIVE PERSONNEL-RESOURCES SUCH AS SECRETARIAL SERVICES FROM THE COMPANY, AND TO CHARGE THE-COMPANY WITH COSTS FOR RECRUITMENT CONSULTANTS AND RELATED TRAVEL IF DEEMED-NECESSARY |
Non-Voting | |||||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES |
Management | No Action | ||||||||
18.A | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN, INCLUDING THE FOLLOWING RESOLUTION: ADOPTION OF AN INCENTIVE PROGRAMME |
Management | No Action | ||||||||
18.B | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN, INCLUDING THE FOLLOWING RESOLUTION: AUTHORISATION TO RESOLVE ON NEW ISSUE OF CLASS C SHARES |
Management | No Action | ||||||||
18.C | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN, INCLUDING THE FOLLOWING RESOLUTION: AUTHORISATION TO RESOLVE ON REPURCHASE OF OWN CLASS C SHARES |
Management | No Action | ||||||||
18.D | RESOLUTION REGARDING A LONG-TERM INCENTIVE PLAN, INCLUDING THE FOLLOWING RESOLUTION: TRANSFER OF OWN CLASS B SHARES |
Management | No Action | ||||||||
19 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES |
Management | No Action | ||||||||
20 | CLOSING OF THE ANNUAL GENERAL MEETING |
Non-Voting | |||||||||
INVESTMENT AB KINNEVIK, STOCKHOLM | |||||||||||
Security | W4832D128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-May-2014 | |||||||||
ISIN | SE0000164600 | Agenda | 705194330 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. |
Non-Voting | |||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING |
Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING |
Non-Voting | |||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST |
Non-Voting | |||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES |
Non-Voting | |||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED |
Non-Voting | |||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD |
Non-Voting | |||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER |
Non-Voting | |||||||||
9 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS REPORT AND OF THE GROUP-ANNUAL REPORT AND THE GROUP AUDITORS REPORT |
Non-Voting | |||||||||
10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET |
Management | No Action | ||||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON A DIVIDEND OF SEK 7.00 PER SHARE |
Management | No Action | ||||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER |
Management | No Action | ||||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE BOARD SHALL CONSIST OF SEVEN MEMBERS |
Management | No Action | ||||||||
14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR |
Management | No Action | ||||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: RE-ELECT TOM BOARDMAN, VIGO CARLUND, DAME AMELIA FAWCETT, WILHELM KLINGSPOR, ERIK MITTEREGGER AND CRISTINA STENBECK AS MEMBERS OF THE BOARD AND ELECT JOHN SHAKESHAFT AS NEW MEMBER OF THE BOARD. LORENZO GRABAU AND ALLEN SANGINES-KRAUSE HAVE INFORMED THE NOMINATION COMMITTEE THAT THEY DECLINE RE- ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT CRISTINA STENBECK AS CHAIRMAN OF THE BOARD |
Management | No Action | ||||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE |
Management | No Action | ||||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES |
Management | No Action | ||||||||
18.a | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A CALL OPTION PLAN FOR ALL EMPLOYEES IN KINNEVIK |
Management | No Action | ||||||||
18.b | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A SYNTHETIC CALL OPTION PLAN FOR CERTAIN PERSONS IN THE EXECUTIVE MANAGEMENT AND KEY PERSONS IN KINNEVIK WORKING WITH KINNEVIKS INVESTMENTS IN UNLISTED COMPANIES |
Management | No Action | ||||||||
19 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES |
Management | No Action | ||||||||
20.a | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: THE KEEPING OF THE MINUTES AND THE MINUTES CHECKING AT THE 2013 ANNUAL GENERAL MEETING |
Management | No Action | ||||||||
20.b | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: HOW THE BOARD HAS HANDLED THORWALD ARVIDSSON'S REQUEST TO TAKE PART OF THE AUDIO RECORDING FROM THE 2013 |
Management | No Action | ||||||||
ANNUAL GENERAL MEETING, OR A TRANSCRIPT OF THE AUDIO RECORDING; THE CHAIRMAN OF THE BOARD'S NEGLIGENCE TO RESPOND TO LETTERS ADDRESSED TO HER IN HER CAPACITY AS CHAIRMAN OF THE BOARD; AND THE BOARD'S NEGLIGENCE TO CONVENE AN EXTRAORDINARY GENERAL MEETING AS A RESULT OF THE ABOVE |
|||||||||||
20.c | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES THAT: A TRANSCRIPT OF THE AUDIO RECORDING OF THE 2013 ANNUAL GENERAL MEETING, IN PARTICULAR OF ITEM 14 ON THE AGENDA, SHALL BE DULY PREPARED AND SENT TO THE SWEDISH BAR ASSOCIATION |
Management | No Action | ||||||||
20.d | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES THAT: INDIVIDUAL SHAREHOLDERS SHALL HAVE AN UNCONDITIONAL RIGHT TO TAKE PART OF AUDIO AND / OR VISUAL RECORDINGS FROM INVESTMENT AB KINNEVIK'S GENERAL MEETINGS, IF THE SHAREHOLDERS RIGHTS ARE DEPENDANT THEREUPON |
Management | No Action | ||||||||
21 | CLOSING OF THE ANNUAL GENERAL MEETING |
Non-Voting | |||||||||
CMMT | 24 APR 2014: PLEASE NOTE THAT MANAGEMENT DOES NOT GIVE A RECOMMENDATIONS OR CO-MMENT ON SHAREHOLDER PROPOSALS 20.A TO 20.D. THANK YOU. |
Non-Voting | |||||||||
CMMT | 24 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTION 18 A AND COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU |
Non-Voting | |||||||||
INVESTMENT AB KINNEVIK, STOCKHOLM | |||||||||||
Security | W4832D110 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 12-May-2014 | |||||||||
ISIN | SE0000164626 | Agenda | 705216009 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 282778 DUE TO CHANGE IN VO-TING STATUS OF RESOLUTIONS 20.A TO 20.D. ALL VOTES RECEIVED ON THE PREVIOUS ME-ETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE. THANK YOU. |
Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE |
Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED |
Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. |
Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT MANAGEMENT MAKES NO RECOMMENDATION ON SHAREHOLDER PROPOSALS:-20.A TO 20.D. THANK YOU. |
Non-Voting | |||||||||
1 | OPENING OF THE ANNUAL GENERAL MEETING |
Non-Voting | |||||||||
2 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING |
Non-Voting | |||||||||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST |
Non-Voting | |||||||||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||||||||
5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES |
Non-Voting | |||||||||
6 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED |
Non-Voting | |||||||||
7 | REMARKS BY THE CHAIRMAN OF THE BOARD |
Non-Voting | |||||||||
8 | PRESENTATION BY THE CHIEF EXECUTIVE OFFICER |
Non-Voting | |||||||||
9 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND OF THE GROUP AN-NUAL REPORT AND THE GROUP AUDITOR'S REPORT |
Non-Voting | |||||||||
10 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AND OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET |
Management | No Action | ||||||||
11 | RESOLUTION ON THE PROPOSED TREATMENT OF THE COMPANY'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET: THE BOARD PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON A DIVIDEND OF SEK 7.00 PER SHARE AND THAT THE RECORD DATE SHALL BE ON THURSDAY 15 MAY 2014 |
Management | No Action | ||||||||
12 | RESOLUTION ON THE DISCHARGE OF LIABILITY OF THE MEMBERS OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER |
Management | No Action | ||||||||
13 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: SEVEN MEMBERS |
Management | No Action | ||||||||
14 | DETERMINATION OF THE REMUNERATION TO THE BOARD AND THE AUDITOR |
Management | No Action | ||||||||
15 | ELECTION OF THE MEMBERS OF THE BOARD AND THE CHAIRMAN OF THE BOARD: THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL, FOR THE PERIOD UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING, RE-ELECT TOM BOARDMAN, VIGO CARLUND, DAME AMELIA FAWCETT, WILHELM KLINGSPOR, ERIK MITTEREGGER AND CRISTINA STENBECK AS MEMBERS OF THE BOARD AND ELECT JOHN SHAKESHAFT AS NEW MEMBER OF THE BOARD. LORENZO GRABAU AND ALLEN SANGINES-KRAUSE HAVE INFORMED THE NOMINATION COMMITTEE THAT THEY DECLINE RE- ELECTION AT THE ANNUAL GENERAL MEETING. THE NOMINATION COMMITTEE PROPOSES THAT THE ANNUAL GENERAL MEETING SHALL RE-ELECT CRISTINA STENBECK AS CHAIRMAN OF THE BOARD |
Management | No Action | ||||||||
16 | APPROVAL OF THE PROCEDURE OF THE NOMINATION COMMITTEE |
Management | No Action | ||||||||
17 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES |
Management | No Action | ||||||||
18.A | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A CALL OPTION PLAN FOR ALL EMPLOYEES IN KINNEVIK |
Management | No Action | ||||||||
18.B | RESOLUTION REGARDING LONG TERM INCENTIVE PROGRAMMES COMPRISING: A SYNTHETIC CALL OPTION PLAN FOR CERTAIN PERSONS IN THE EXECUTIVE MANAGEMENT AND KEY PERSONS IN KINNEVIK WORKING WITH KINNEVIK'S INVESTMENTS IN UNLISTED COMPANIES |
Management | No Action | ||||||||
19 | RESOLUTION TO AUTHORISE THE BOARD TO RESOLVE ON REPURCHASE OF OWN SHARES |
Management | No Action | ||||||||
20.A | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: THE KEEPING OF THE MINUTES AND THE MINUTES CHECKING AT THE 2013 ANNUAL GENERAL MEETING |
Management | No Action | ||||||||
20.B | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: HOW THE BOARD HAS HANDLED THORWALD ARVIDSSON'S REQUEST TO TAKE PART OF THE AUDIO RECORDING FROM THE 2013 ANNUAL GENERAL MEETING, OR A TRANSCRIPT OF THE AUDIO RECORDING; THE CHAIRMAN OF THE BOARD'S NEGLIGENCE TO RESPOND TO LETTERS ADDRESSED TO HER IN HER CAPACITY AS CHAIRMAN OF THE BOARD; AND THE BOARD'S NEGLIGENCE TO CONVENE AN EXTRAORDINARY GENERAL MEETING AS A RESULT OF THE ABOVE |
Management | No Action | ||||||||
20.C | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: A TRANSCRIPT OF THE AUDIO RECORDING OF THE 2013 ANNUAL GENERAL MEETING, IN PARTICULAR OF ITEM 14 ON THE AGENDA, SHALL BE DULY PREPARED AND SENT TO THE SWEDISH BAR ASSOCIATION |
Management | No Action | ||||||||
20.D | SHAREHOLDER THORWALD ARVIDSSON PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVES ON SPECIAL EXAMINATION REGARDING: INDIVIDUAL SHAREHOLDERS SHALL HAVE AN UNCONDITIONAL RIGHT TO TAKE PART OF AUDIO AND / OR VISUAL RECORDINGS FROM INVESTMENT AB KINNEVIK'S GENERAL MEETINGS, IF THE SHAREHOLDERS RIGHTS ARE DEPENDANT THEREUPON |
Management | No Action | ||||||||
21 | CLOSING OF THE ANNUAL GENERAL MEETING |
Non-Voting | |||||||||
PG&E CORPORATION | |||||||||||
Security | 69331C108 | Meeting Type | Annual | ||||||||
Ticker Symbol | PCG | Meeting Date | 12-May-2014 | ||||||||
ISIN | US69331C1080 | Agenda | 933953805 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: LEWIS CHEW | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ANTHONY F. EARLEY, JR. |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: FRED J. FOWLER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MARYELLEN C. HERRINGER |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD C. KELLY | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: ROGER H. KIMMEL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: RICHARD A. MESERVE |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: FORREST E. MILLER |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ROSENDO G. PARRA |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: BARBARA L. RAMBO |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: BARRY LAWSON WILLIAMS |
Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION |
Management | Abstain | Against | |||||||
4. | APPROVAL OF THE PG&E CORPORATION 2014 LONG-TERM INCENTIVE PLAN |
Management | For | For | |||||||
HUTCHISON TELECOMMUNICATIONS HONG KONG HOLDINGS LT | |||||||||||
Security | G4672G106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 13-May-2014 | |||||||||
ISIN | KYG4672G1064 | Agenda | 705118140 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0403/LTN201404031460.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0403/LTN201404031454.pdf |
Non-Voting | |||||||||
1 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS TOGETHER WITH THE REPORT OF THE DIRECTORS AND THE REPORT OF THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 |
Management | For | For | |||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
3.a | TO RE-ELECT MR FOK KIN NING, CANNING AS A DIRECTOR |
Management | For | For | |||||||
3.b | TO RE-ELECT MR LAI KAI MING, DOMINIC AS A DIRECTOR |
Management | For | For | |||||||
3.c | TO RE-ELECT MR CHEONG YING CHEW, HENRY AS A DIRECTOR |
Management | For | For | |||||||
3.d | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION |
Management | For | For | |||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION |
Management | For | For | |||||||
5 | ORDINARY RESOLUTION ON ITEM 5 OF THE NOTICE OF THE MEETING (TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY) |
Management | For | For | |||||||
6 | ORDINARY RESOLUTION ON ITEM 6 OF THE NOTICE OF THE MEETING (TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY) |
Management | For | For | |||||||
7 | ORDINARY RESOLUTION ON ITEM 7 OF THE NOTICE OF THE MEETING (TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY) |
Management | For | For | |||||||
8 | SPECIAL RESOLUTION: TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY |
Management | For | For | |||||||
UIL HOLDINGS CORPORATION | |||||||||||
Security | 902748102 | Meeting Type | Annual | ||||||||
Ticker Symbol | UIL | Meeting Date | 13-May-2014 | ||||||||
ISIN | US9027481020 | Agenda | 933942701 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | THELMA R. ALBRIGHT | For | For | ||||||||
2 | ARNOLD L. CHASE | For | For | ||||||||
3 | BETSY HENLEY-COHN | For | For | ||||||||
4 | SUEDEEN G. KELLY | For | For | ||||||||
5 | JOHN L. LAHEY | For | For | ||||||||
6 | DANIEL J. MIGLIO | For | For | ||||||||
7 | WILLIAM F. MURDY | For | For | ||||||||
8 | WILLIAM B. PLUMMER | For | For | ||||||||
9 | DONALD R. SHASSIAN | For | For | ||||||||
10 | JAMES P. TORGERSON | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS UIL HOLDINGS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
4. | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF UIL HOLDINGS CORPORATION. |
Management | For | For | |||||||
ALLETE, INC. | |||||||||||
Security | 018522300 | Meeting Type | Annual | ||||||||
Ticker Symbol | ALE | Meeting Date | 13-May-2014 | ||||||||
ISIN | US0185223007 | Agenda | 933949577 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: KATHRYN W. DINDO |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: SIDNEY W. EMERY, JR. |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GEORGE G. GOLDFARB |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JAMES S. HAINES, JR. |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ALAN R. HODNIK | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JAMES J. HOOLIHAN |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: HEIDI E. JIMMERSON |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: MADELEINE W. LUDLOW |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: DOUGLAS C. NEVE | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LEONARD C. RODMAN |
Management | For | For | |||||||
2. | APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ALLETE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
ANADARKO PETROLEUM CORPORATION | |||||||||||
Security | 032511107 | Meeting Type | Annual | ||||||||
Ticker Symbol | APC | Meeting Date | 13-May-2014 | ||||||||
ISIN | US0325111070 | Agenda | 933952651 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: ANTHONY R. CHASE |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: H. PAULETT EBERHART |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD L. GEORGE |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHARLES W. GOODYEAR |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOHN R. GORDON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ERIC D. MULLINS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: R.A. WALKER | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL - REPORT ON CLIMATE CHANGE RISK. |
Shareholder | Against | For | |||||||
NISOURCE INC. | |||||||||||
Security | 65473P105 | Meeting Type | Annual | ||||||||
Ticker Symbol | NI | Meeting Date | 13-May-2014 | ||||||||
ISIN | US65473P1057 | Agenda | 933961458 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: RICHARD A. ABDOO |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ARISTIDES S. CANDRIS |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: SIGMUND L. CORNELIUS |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL E. JESANIS |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MARTY R. KITTRELL |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: W. LEE NUTTER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DEBORAH S. PARKER |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROBERT C. SKAGGS, JR. |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: TERESA A. TAYLOR |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RICHARD L. THOMPSON |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: CAROLYN Y. WOO | Management | For | For | |||||||
2. | TO CONSIDER ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. |
Management | For | For | |||||||
4. | TO CONSIDER A STOCKHOLDER PROPOSAL REGARDING REPORTS ON POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | |||||||
ALLIANT ENERGY CORPORATION | |||||||||||
Security | 018802108 | Meeting Type | Annual | ||||||||
Ticker Symbol | LNT | Meeting Date | 13-May-2014 | ||||||||
ISIN | US0188021085 | Agenda | 933970611 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | PATRICK E. ALLEN | For | For | ||||||||
2 | PATRICIA L. KAMPLING | For | For | ||||||||
3 | SINGLETON B. MCALLISTER | For | For | ||||||||
4 | SUSAN D. WHITING | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
CABLE & WIRELESS COMMUNICATIONS PLC, LONDON | |||||||||||
Security | G1839G102 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-May-2014 | |||||||||
ISIN | GB00B5KKT968 | Agenda | 705232419 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | THAT: THE DISPOSAL BY THE COMPANY OF ITS 100% SHAREHOLDING IN CMC (THE "DISPOSAL"), AS DESCRIBED IN THE CIRCULAR TO SHAREHOLDERS DATED 25 APRIL 2014 OF WHICH THIS NOTICE FORMS PART (THE "CIRCULAR") AS A CLASS 1 TRANSACTION ON THE TERMS AND SUBJECT TO THE CONDITIONS OF A DISPOSAL AGREEMENT DATED 25 APRIL 2014 BETWEEN SABLE HOLDING LIMITED AND GP HOLDING SAS IS HEREBY APPROVED FOR THE PURPOSES OF CHAPTER 10 OF THE LISTING RULES OF THE FINANCIAL CONDUCT AUTHORITY AND THAT EACH AND ANY OF THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY AUTHORISED TO CONCLUDE AND IMPLEMENT THE DISPOSAL IN ACCORDANCE WITH SUCH TERMS AND CONDITIONS AND CONTD |
Management | For | For | |||||||
CONT | CONTD TO MAKE SUCH NON-MATERIAL MODIFICATIONS, VARIATIONS, WAIVERS AND-EXTENSIONS OF ANY OF THE TERMS OF THE DISPOSAL AND OF ANY DOCUMENTS AND-ARRANGEMENTS CONNECTED WITH THE DISPOSAL AS HE OR SHE THINKS NECESSARY OR-DESIRABLE |
Non-Voting | |||||||||
INTEGRYS ENERGY GROUP, INC. | |||||||||||
Security | 45822P105 | Meeting Type | Annual | ||||||||
Ticker Symbol | TEG | Meeting Date | 15-May-2014 | ||||||||
ISIN | US45822P1057 | Agenda | 933937421 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | WILLIAM J. BRODSKY | For | For | ||||||||
2 | ALBERT J. BUDNEY, JR. | For | For | ||||||||
3 | ELLEN CARNAHAN | For | For | ||||||||
4 | MICHELLE L. COLLINS | For | For | ||||||||
5 | K.M. HASSELBLAD-PASCALE | For | For | ||||||||
6 | JOHN W. HIGGINS | For | For | ||||||||
7 | PAUL W. JONES | For | For | ||||||||
8 | HOLLY KELLER KOEPPEL | For | For | ||||||||
9 | MICHAEL E. LAVIN | For | For | ||||||||
10 | WILLIAM F. PROTZ, JR. | For | For | ||||||||
11 | CHARLES A. SCHROCK | For | For | ||||||||
2. | THE APPROVAL OF A NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | THE APPROVAL OF THE INTEGRYS ENERGY GROUP 2014 OMNIBUS INCENTIVE COMPENSATION PLAN. |
Management | For | For | |||||||
4. | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTEGRYS ENERGY GROUP AND ITS SUBSIDIARIES FOR 2014. |
Management | For | For | |||||||
WESTAR ENERGY, INC. | |||||||||||
Security | 95709T100 | Meeting Type | Annual | ||||||||
Ticker Symbol | WR | Meeting Date | 15-May-2014 | ||||||||
ISIN | US95709T1007 | Agenda | 933944933 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | MOLLIE H. CARTER | For | For | ||||||||
2 | JERRY B. FARLEY | For | For | ||||||||
3 | MARK A. RUELLE | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
3. | RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
OGE ENERGY CORP. | |||||||||||
Security | 670837103 | Meeting Type | Annual | ||||||||
Ticker Symbol | OGE | Meeting Date | 15-May-2014 | ||||||||
ISIN | US6708371033 | Agenda | 933954403 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES H. BRANDI | For | For | ||||||||
2 | WAYNE H. BRUNETTI | For | For | ||||||||
3 | LUKE R. CORBETT | For | For | ||||||||
4 | PETER B. DELANEY | For | For | ||||||||
5 | JOHN D. GROENDYKE | For | For | ||||||||
6 | KIRK HUMPHREYS | For | For | ||||||||
7 | ROBERT KELLEY | For | For | ||||||||
8 | ROBERT O. LORENZ | For | For | ||||||||
9 | JUDY R. MCREYNOLDS | For | For | ||||||||
10 | SHEILA G. TALTON | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S PRINCIPAL INDEPENDENT ACCOUNTANTS FOR 2014. |
Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
4 | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | |||||||
PNM RESOURCES, INC. | |||||||||||
Security | 69349H107 | Meeting Type | Annual | ||||||||
Ticker Symbol | PNM | Meeting Date | 15-May-2014 | ||||||||
ISIN | US69349H1077 | Agenda | 933960571 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | ADELMO E. ARCHULETA | For | For | ||||||||
2 | PATRICIA K. COLLAWN | For | For | ||||||||
3 | E. RENAE CONLEY | For | For | ||||||||
4 | ALAN J. FOHRER | For | For | ||||||||
5 | MAUREEN T. MULLARKEY | For | For | ||||||||
6 | ROBERT R. NORDHAUS | For | For | ||||||||
7 | DONALD K. SCHWANZ | For | For | ||||||||
8 | BRUCE W. WILKINSON | For | For | ||||||||
9 | JOAN B. WOODARD | For | For | ||||||||
2. | RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR 2014. |
Management | For | For | |||||||
3. | APPROVE PNM RESOURCES, INC.'S 2014 PERFORMANCE EQUITY PLAN. |
Management | Against | Against | |||||||
4. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||
DEUTSCHE TELEKOM AG | |||||||||||
Security | 251566105 | Meeting Type | Annual | ||||||||
Ticker Symbol | DTEGY | Meeting Date | 15-May-2014 | ||||||||
ISIN | US2515661054 | Agenda | 933992833 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
2. | RESOLUTION ON THE APPROPRIATION OF NET INCOME. |
Management | For | For | |||||||
3. | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2013 FINANCIAL YEAR. |
Management | For | For | |||||||
4. | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2013 FINANCIAL YEAR. |
Management | For | For | |||||||
5. | RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND THE GROUP AUDITOR FOR THE 2014 FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT IN THE 2014 FINANCIAL YEAR. |
Management | For | For | |||||||
6. | ELECTION OF A SUPERVISORY BOARD MEMBER. |
Management | For | For | |||||||
7. | ELECTION OF A SUPERVISORY BOARD MEMBER. |
Management | For | For | |||||||
8. | ELECTION OF A SUPERVISORY BOARD MEMBER. |
Management | For | For | |||||||
9. | ELECTION OF A SUPERVISORY BOARD MEMBER. |
Management | For | For | |||||||
10. | AUTHORIZATION TO ISSUE BONDS WITH WARRANTS, CONVERTIBLE BONDS, PROFIT PARTICIPATION RIGHTS, AND/OR PARTICIPATING BONDS, CANCELATION OF THE CONTINGENT CAPITAL CREATION OF NEW CONTINGENT CAPITAL (CONTINGENT CAPITAL 2014). |
Management | Against | Against | |||||||
PEPCO HOLDINGS, INC. | |||||||||||
Security | 713291102 | Meeting Type | Annual | ||||||||
Ticker Symbol | POM | Meeting Date | 16-May-2014 | ||||||||
ISIN | US7132911022 | Agenda | 933947636 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: PAUL M. BARBAS | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JACK B. DUNN, IV | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: H. RUSSELL FRISBY, JR. |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: TERENCE C. GOLDEN |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PATRICK T. HARKER |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: BARBARA J. KRUMSIEK |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: LAWRENCE C. NUSSDORF |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PATRICIA A. OELRICH |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOSEPH M. RIGBY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LESTER P. SILVERMAN |
Management | For | For | |||||||
2. | A PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, PEPCO HOLDINGS, INC.'S EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
3. | A PROPOSAL TO RATIFY THE APPOINTMENT, BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PEPCO HOLDINGS, INC. FOR 2014. |
Management | For | For | |||||||
CMS ENERGY CORPORATION | |||||||||||
Security | 125896100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMS | Meeting Date | 16-May-2014 | ||||||||
ISIN | US1258961002 | Agenda | 933969923 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: JON E. BARFIELD | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KURT L. DARROW | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: STEPHEN E. EWING |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: RICHARD M. GABRYS |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: WILLIAM D. HARVEY |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DAVID W. JOOS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN G. RUSSELL | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: KENNETH L. WAY | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: LAURA H. WRIGHT | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JOHN B. YASINSKY | Management | For | For | |||||||
2. | ADVISORY VOTE TO APPROVE THE CORPORATION'S EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP). |
Management | For | For | |||||||
4. | PROPOSAL TO APPROVE PERFORMANCE INCENTIVE STOCK PLAN. |
Management | For | For | |||||||
5. | PROPOSAL TO APPROVE PERFORMANCE MEASURES IN INCENTIVE COMPENSATION PLAN. |
Management | For | For | |||||||
ENDESA SA, MADRID | |||||||||||
Security | E41222113 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-May-2014 | |||||||||
ISIN | ES0130670112 | Agenda | 705166418 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | ANNUAL ACCOUNTS APPROVAL | Management | For | For | |||||||
2 | MANAGEMENT REPORT APPROVAL | Management | For | For | |||||||
3 | SOCIAL MANAGEMENT APPROVAL | Management | For | For | |||||||
4 | APPLICATION OF RESULTS 2013 | Management | For | For | |||||||
5 | REELECTION OF ERNST AND YOUNG AS AUDITOR |
Management | For | For | |||||||
6 | ANNUAL REPORT ON REMUNERATION FOR DIRECTORS |
Management | For | For | |||||||
7 | DELEGATION OF FACULTIES TO EXECUTE ADOPTED AGREEMENTS |
Management | For | For | |||||||
CMMT | 22 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 14 MAY 2014 TO 12 MAY 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEA-SE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. TH-ANK YOU. |
Non-Voting | |||||||||
CONSOLIDATED EDISON, INC. | |||||||||||
Security | 209115104 | Meeting Type | Annual | ||||||||
Ticker Symbol | ED | Meeting Date | 19-May-2014 | ||||||||
ISIN | US2091151041 | Agenda | 933963969 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: VINCENT A. CALARCO |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GEORGE CAMPBELL, JR. |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MICHAEL J. DEL GIUDICE |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ELLEN V. FUTTER | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: JOHN F. HENNESSY III |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOHN F. KILLIAN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN MCAVOY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ARMANDO J. OLIVERA |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: SALLY H. PINERO | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: MICHAEL W. RANGER |
Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: L. FREDERICK SUTHERLAND |
Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT ACCOUNTANTS |
Management | For | For | |||||||
3. | APPROVAL OF THE COMPANY'S STOCK PURCHASE PLAN |
Management | For | For | |||||||
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | Abstain | Against | |||||||
KINDER MORGAN, INC. | |||||||||||
Security | 49456B101 | Meeting Type | Annual | ||||||||
Ticker Symbol | KMI | Meeting Date | 19-May-2014 | ||||||||
ISIN | US49456B1017 | Agenda | 933968793 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | RICHARD D. KINDER | For | For | ||||||||
2 | STEVEN J. KEAN | For | For | ||||||||
3 | ANTHONY W. HALL, JR. | For | For | ||||||||
4 | DEBORAH A. MACDONALD | For | For | ||||||||
5 | MICHAEL J. MILLER | For | For | ||||||||
6 | MICHAEL C. MORGAN | For | For | ||||||||
7 | FAYEZ SAROFIM | For | For | ||||||||
8 | C. PARK SHAPER | For | For | ||||||||
9 | JOEL V. STAFF | For | For | ||||||||
10 | JOHN M. STOKES | For | For | ||||||||
11 | ROBERT F. VAGT | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
3. | STOCKHOLDER PROPOSAL RELATING TO A REPORT ON OUR COMPANY'S RESPONSE TO CLIMATE CHANGE. |
Shareholder | Against | For | |||||||
4. | STOCKHOLDER PROPOSAL RELATING TO A REPORT ON METHANE EMISSIONS AND PIPELINE MAINTENANCE. |
Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL SUSTAINABILITY REPORT. |
Shareholder | Against | For | |||||||
AREVA - SOCIETE DES PARTICIPATIONS DU CO | |||||||||||
Security | F0379H125 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 20-May-2014 | |||||||||
ISIN | FR0011027143 | Agenda | 705089426 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | |||||||||
CMMT | 30 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2014/0331/2014033114008- 35.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal- officiel.gouv.fr//pdf/2014/0430/201404301401396 .pdf. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE T-O AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | |||||||||
O.1 | Approval of the corporate financial statements for the financial year ended on December 31st, 2013 |
Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended on December 31st, 2013 |
Management | For | For | |||||||
O.3 | Allocation of income for the 2013 financial year | Management | For | For | |||||||
O.4 | Agreements and commitments pursuant to Articles L.225-86 et seq. and L.225-90-1 of the Commercial Code |
Management | For | For | |||||||
O.5 | Setting the amount of attendance allowances allocated to the Supervisory Board for the 2014 financial year |
Management | For | For | |||||||
O.6 | Ratification of the appointment of Mr. Pierre Blayau as Supervisory Board member |
Management | For | For | |||||||
O.7 | Advisory review of the compensation owed or paid to Mr. Luc Oursel, Chairman and Executive Board member for the 2013 financial year |
Management | For | For | |||||||
O.8 | Advisory review of the compensation owed or paid to Mr. Philippe Knoche as Executive Board member and Managing Director, Mr. Olivier Wantz as Executive Board member and Deputy Managing Director and Mr. Pierre Aubouin as Executive Board member and Deputy Managing Director for the 2013 financial year |
Management | For | For | |||||||
O.9 | Authorization to be granted to the Executive Board to trade in Company's shares |
Management | For | For | |||||||
E.10 | Delegation of authority to be granted to the Executive Board to decide to issue common shares and/or securities giving access to capital of the Company while maintaining preferential subscription rights |
Management | For | For | |||||||
E.11 | Delegation of authority to be granted to the Executive Board to decide to issue common shares and/or securities giving access to capital of the Company with cancellation of preferential subscription rights via public offering |
Management | Against | Against | |||||||
E.12 | Delegation of authority to be granted to the Executive Board to decide to issue common shares and/or securities giving access to capital of the Company with cancellation of preferential subscription rights via an offer pursuant to Article L.411-2, II of the Monetary and Financial Code |
Management | Against | Against | |||||||
E.13 | Delegation of authority to the Executive Board to increase the number of securities to be issued, in case of issuance carried out with or without shareholders' preferential subscription rights |
Management | Against | Against | |||||||
E.14 | Delegation of powers to be granted to the Executive Board to increase capital by issuing common shares and/or securities giving access to capital, in consideration for in-kind contributions granted to the Company and comprised of equity securities or securities giving access to capital |
Management | For | For | |||||||
E.15 | Delegation of authority to be granted the Executive Board to increase share capital by incorporation of reserves, profits or premiums |
Management | For | For | |||||||
E.16 | Delegation of authority to the Executive Board to increase share capital by issuing common shares, reserved for members of a corporate savings plan of the Company or its Group |
Management | For | For | |||||||
E.17 | Overall limitation on issuance authorizations | Management | For | For | |||||||
E.18 | Powers to carry out all legal formalities | Management | For | For | |||||||
TELEFONICA DEUTSCHLAND HOLDING AG, MUENCHEN | |||||||||||
Security | D8T9CK101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-May-2014 | |||||||||
ISIN | DE000A1J5RX9 | Agenda | 705141478 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
PLEASE NOTE THAT BY JUDGEMENT OF OLG COLOGNE RENDERED ON JUNE 6, 2012, ANY SHA-REHOLDER WHO HOLDS AN AGGREGATE TOTAL OF 3 PERCENT OR MORE OF THE OUTSTANDING-SHARE CAPITAL MUST REGISTER UNDER THEIR BENEFICIAL OWNER DETAILS BEFORE THE AP-PROPRIATE DEADLINE TO BE ABLE TO VOTE. FAILURE TO COMPLY WITH THE DECLARATION-REQUIREMENTS AS STIPULATED IN SECTION 21 OF THE SECURITIES TRADE ACT (WPHG) MA-Y PREVENT THE SHAREHOLDER FROM VOTING AT THE GENERAL MEETINGS. THEREFORE, YOUR-CUSTODIAN MAY REQUEST THAT WE REGISTER BENEFICIAL OWNER DATA FOR ALL VOTED AC-COUNTS WITH THE RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE FURTHER INFORMATION W- HETHER OR NOT SUCH BO REGISTRATION WILL BE CONDUCTED FOR YOUR CUSTODIANS ACCOU-NTS, PLEASE CONTACT YOUR CSR. |
Non-Voting | ||||||||||
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED SHARES ARE NOT BLOCKED FOR TRADING-PURPOSES I.E. THEY ARE ONLY UNAVAILABLE FOR SETTLEMENT. REGISTERED SHARES WILL-BE DEREGISTERED AT THE DEREGISTRATION DATE BY THE SUB CUSTODIANS. IN ORDER TO-DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE A VOTING INSTR-UCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SENT TO YOUR CSR O-R CUSTODIAN. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION. |
Non-Voting | ||||||||||
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB C-USTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT-YOUR CLIENT SERVICES REPRESENTATIVE. |
Non-Voting | ||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU |
Non-Voting | ||||||||||
HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. |
|||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 05 MAY 2014. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. |
Non-Voting | ||||||||||
1. | SUBMISSION OF THE ADOPTED FINANCIAL STATEMENTS OF TELEFONICA DEUTSCHLAND HOLDI-NG AG INCLUDING THE MANAGEMENT REPORT, AND THE APPROVED CONSOLIDATED FINANCIAL- STATEMENTS INCLUDING THE MANAGEMENT REPORT EACH AS OF DECEMBER 31, 2013, THE-DESCRIPTIVE REPORT OF THE MANAGEMENT BOARD PURSUANT TO SEC. 176 PARA. 1 S. 1 O-F THE GERMAN CORPORATION ACT ("AKTG") AND THE REPORT OF THE SUPERVISORY BOARD-FOR FINANCIAL YEAR 2013 |
Non-Voting | |||||||||
2. | RESOLUTION ON THE DISTRIBUTION OF NET PROFIT |
Management | No Action | ||||||||
3. | RESOLUTION OF THE DISCHARGE OF THE MEMBERS OF THE MANAGEMENT BOARD |
Management | No Action | ||||||||
4. | RESOLUTION OF THE DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD |
Management | No Action | ||||||||
5. | RESOLUTION ON THE APPOINTMENT OF THE AUDITOR AND THE GROUP AUDITOR AS WELL AS THE AUDITOR FOR A POTENTIAL REVIEW OF THE HALF-YEAR FINANCIAL REPORT: ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, |
Management | No Action | ||||||||
6. | RESOLUTION TO AMEND THE ARTICLES OF ASSOCIATION IN RELATION TO THE SIZE OF THE SUPERVISORY BOARD |
Management | No Action | ||||||||
7.1 | ELECTION OF FURTHER MEMBER OF THE SUPERVISORY BOARD: MS SALLY ANNE ASHFORD |
Management | No Action | ||||||||
7.2 | ELECTION OF FURTHER MEMBER OF THE SUPERVISORY BOARD: MR ANTONIO MANUEL LEDESMA SANTIAGO |
Management | No Action | ||||||||
8. | RESOLUTION ON INCREASING THE SHARE CAPITAL AGAINST CASH CONTRIBUTION WITH SHAREHOLDERS' SUBSCRIPTION RIGHTS BY UP TO EUR 3,700,000,000.00 AND RELATED AMENDMENT OF THE ARTICLES OF ASSOCIATION |
Management | No Action | ||||||||
FIRSTENERGY CORP. | |||||||||||
Security | 337932107 | Meeting Type | Annual | ||||||||
Ticker Symbol | FE | Meeting Date | 20-May-2014 | ||||||||
ISIN | US3379321074 | Agenda | 933954376 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | PAUL T. ADDISON | For | For | ||||||||
2 | ANTHONY J. ALEXANDER | For | For | ||||||||
3 | MICHAEL J. ANDERSON | For | For | ||||||||
4 | WILLIAM T. COTTLE | For | For | ||||||||
5 | ROBERT B. HEISLER, JR. | For | For | ||||||||
6 | JULIA L. JOHNSON | For | For | ||||||||
7 | TED J. KLEISNER | For | For | ||||||||
8 | DONALD T. MISHEFF | For | For | ||||||||
9 | ERNEST J. NOVAK, JR. | For | For | ||||||||
10 | CHRISTOPHER D. PAPPAS | For | For | ||||||||
11 | CATHERINE A. REIN | For | For | ||||||||
12 | LUIS A. REYES | For | For | ||||||||
13 | GEORGE M. SMART | For | For | ||||||||
14 | WES M. TAYLOR | For | For | ||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL: ADOPTION OF A SPECIFIC PERFORMANCE POLICY |
Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL: RETIREMENT BENEFITS |
Shareholder | Against | For | |||||||
6. | SHAREHOLDER PROPOSAL: VESTING OF EQUITY AWARD POLICY |
Shareholder | Against | For | |||||||
7. | SHAREHOLDER PROPOSAL: DIRECTOR ELECTION MAJORITY VOTE STANDARD |
Shareholder | Against | For | |||||||
MGE ENERGY, INC. | |||||||||||
Security | 55277P104 | Meeting Type | Annual | ||||||||
Ticker Symbol | MGEE | Meeting Date | 20-May-2014 | ||||||||
ISIN | US55277P1049 | Agenda | 933958362 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | REGINA M. MILLNER | For | For | ||||||||
2 | LONDA J. DEWEY | For | For | ||||||||
3 | THOMAS R. STOLPER | For | For | ||||||||
2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP FOR FISCAL YEAR 2014. |
Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
4 | APPROVAL OF AMENDMENT TO MGE ENERGY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. |
Management | For | For | |||||||
UNITED STATES CELLULAR CORPORATION | |||||||||||
Security | 911684108 | Meeting Type | Annual | ||||||||
Ticker Symbol | USM | Meeting Date | 20-May-2014 | ||||||||
ISIN | US9116841084 | Agenda | 933960634 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | J. SAMUEL CROWLEY | For | For | ||||||||
2. | RATIFY ACCOUNTANTS FOR 2014. | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
MIDDLESEX WATER COMPANY | |||||||||||
Security | 596680108 | Meeting Type | Annual | ||||||||
Ticker Symbol | MSEX | Meeting Date | 20-May-2014 | ||||||||
ISIN | US5966801087 | Agenda | 933962931 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES F. COSGROVE, JR. | For | For | ||||||||
2 | JOHN R. MIDDLETON, M.D. | For | For | ||||||||
3 | JEFFRIES SHEIN | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF PARENTEBEARD LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
3. | TO PROVIDE A NON-BINDING ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
CALIFORNIA WATER SERVICE GROUP | |||||||||||
Security | 130788102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CWT | Meeting Date | 20-May-2014 | ||||||||
ISIN | US1307881029 | Agenda | 933970368 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A | ELECTION OF DIRECTOR: TERRY P. BAYER | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: EDWIN A. GUILES | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: BONNIE G. HILL | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: MARTIN A. KROPELNICKI |
Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: THOMAS M. KRUMMEL, M.D. |
Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: RICHARD P. MAGNUSON |
Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: LINDA R. MEIER | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: PETER C. NELSON | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: LESTER A. SNOW | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: GEORGE A. VERA | Management | For | For | |||||||
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | Abstain | Against | |||||||
3 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 |
Management | For | For | |||||||
4 | APPROVAL OF THE GROUP'S AMENDED AND RESTATED EQUITY INCENTIVE PLAN |
Management | For | For | |||||||
AMERICAN STATES WATER COMPANY | |||||||||||
Security | 029899101 | Meeting Type | Annual | ||||||||
Ticker Symbol | AWR | Meeting Date | 20-May-2014 | ||||||||
ISIN | US0298991011 | Agenda | 933970887 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | MR. JOHN R. FIELDER | For | For | ||||||||
2 | MR. JAMES F. MCNULTY | For | For | ||||||||
3 | MS. JANICE F. WILKINS | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||
ROYAL DUTCH SHELL PLC | |||||||||||
Security | 780259206 | Meeting Type | Annual | ||||||||
Ticker Symbol | RDSA | Meeting Date | 20-May-2014 | ||||||||
ISIN | US7802592060 | Agenda | 933990699 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | For | For | |||||||
2. | APPROVAL OF DIRECTORS' REMUNERATION POLICY |
Management | For | For | |||||||
3. | APPROVAL OF DIRECTORS' REMUNERATION REPORT |
Management | For | For | |||||||
4. | APPOINTMENT OF EULEEN GOH AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||||
5. | APPOINTMENT OF PATRICIA A. WOERTZ AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||||
6. | RE-APPOINTMENT OF DIRECTOR: BEN VAN BEURDEN |
Management | For | For | |||||||
7. | RE-APPOINTMENT OF DIRECTOR: GUY ELLIOTT |
Management | For | For | |||||||
8. | RE-APPOINTMENT OF DIRECTOR: SIMON HENRY |
Management | For | For | |||||||
9. | RE-APPOINTMENT OF DIRECTOR: CHARLES O. HOLLIDAY |
Management | For | For | |||||||
10. | RE-APPOINTMENT OF DIRECTOR: GERARD KLEISTERLEE |
Management | For | For | |||||||
11. | RE-APPOINTMENT OF DIRECTOR: JORMA OLLILA |
Management | For | For | |||||||
12. | RE-APPOINTMENT OF DIRECTOR: SIR NIGEL SHEINWALD |
Management | For | For | |||||||
13. | RE-APPOINTMENT OF DIRECTOR: LINDA G. STUNTZ |
Management | For | For | |||||||
14. | RE-APPOINTMENT OF DIRECTOR: HANS WIJERS |
Management | For | For | |||||||
15. | RE-APPOINTMENT OF DIRECTOR: GERRIT ZALM |
Management | For | For | |||||||
16. | RE-APPOINTMENT OF AUDITORS | Management | For | For | |||||||
17. | REMUNERATION OF AUDITORS | Management | For | For | |||||||
18. | AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
19. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Against | Against | |||||||
20. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | |||||||
21. | APPROVAL OF LONG-TERM INCENTIVE PLAN | Management | Abstain | Against | |||||||
22. | APPROVAL OF DEFERRED BONUS PLAN | Management | For | For | |||||||
23. | APPROVAL OF RESTRICTED SHARE PLAN | Management | Abstain | Against | |||||||
24. | AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE |
Management | For | For | |||||||
XCEL ENERGY INC. | |||||||||||
Security | 98389B100 | Meeting Type | Annual | ||||||||
Ticker Symbol | XEL | Meeting Date | 21-May-2014 | ||||||||
ISIN | US98389B1008 | Agenda | 933960305 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: GAIL KOZIARA BOUDREAUX |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: BEN FOWKE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ALBERT F. MORENO |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD T. O'BRIEN |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHRISTOPHER J. POLICINSKI |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: A. PATRICIA SAMPSON |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES J. SHEPPARD |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: DAVID A. WESTERLUND |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: KIM WILLIAMS | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: TIMOTHY V. WOLF | Management | For | For | |||||||
2. | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS XCEL ENERGY INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 |
Management | For | For | |||||||
3. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION |
Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL ON THE SEPARATION OF THE ROLE OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Shareholder | Against | For | |||||||
ONEOK, INC. | |||||||||||
Security | 682680103 | Meeting Type | Annual | ||||||||
Ticker Symbol | OKE | Meeting Date | 21-May-2014 | ||||||||
ISIN | US6826801036 | Agenda | 933966078 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JULIE H. EDWARDS |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: WILLIAM L. FORD | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOHN W. GIBSON | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: BERT H. MACKIE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: STEVEN J. MALCOLM |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JIM W. MOGG | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: PATTYE L. MOORE | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: GARY D. PARKER | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: EDUARDO A. RODRIGUEZ |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: TERRY K. SPENCER |
Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONEOK, INC. |
Management | For | For | |||||||
3. | AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
4. | A SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF A REPORT ON METHANE EMISSIONS. |
Shareholder | Against | For | |||||||
SUEZ ENVIRONNEMENT COMPANY, PARIS | |||||||||||
Security | F4984P118 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 22-May-2014 | |||||||||
ISIN | FR0010613471 | Agenda | 705086432 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2014/0328/201403281400853. |
Non-Voting | |||||||||
O.1 | Approval of the corporate financial statements for the financial year ended on December 31st, 2013 |
Management | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended on December 31st, 2013 |
Management | For | For | |||||||
O.3 | Allocation of income for the financial year ended on December 31st, 2013 |
Management | For | For | |||||||
O.4 | Appointment of Mrs. Ines Kolmsee as Board member |
Management | For | For | |||||||
O.5 | Renewal of term of Mr. Gilles Benoist as Board member |
Management | For | For | |||||||
O.6 | Renewal of term of Mr. Alain Chaigneau as Board member |
Management | For | For | |||||||
O.7 | Renewal of term of Mrs. Penelope Chalmers Small as Board member |
Management | For | For | |||||||
O.8 | Renewal of term of Mr. Guillaume Pepy as Board member |
Management | For | For | |||||||
O.9 | Renewal of term of Mr. Jerome Tolot as Board member |
Management | For | For | |||||||
O.10 | Setting the amount of attendance allowances to be allocated to the Board of Directors |
Management | For | For | |||||||
O.11 | Renewal of term of the Firm Mazars as principal Statutory Auditor |
Management | For | For | |||||||
O.12 | Renewal of term of the Firm CBA as deputy Statutory Auditor |
Management | For | For | |||||||
O.13 | Approval of the regulated agreements and commitments pursuant to Articles L.225-38 et seq. of the Commercial Code |
Management | For | For | |||||||
O.14 | Review of the compensation owed or paid to Mr. Gerard Mestrallet, Chairman of the Board of Directors during the 2013 financial year |
Management | For | For | |||||||
O.15 | Review of the compensation owed or paid to Mr. Jean-Louis Chaussade, CEO during the 2013 financial year |
Management | For | For | |||||||
O.16 | Authorization to allow the Company to trade in its own shares |
Management | For | For | |||||||
E.17 | Amendment to Articles 11 (Chairman of the Board of Directors) and 17 (Management) of the bylaws of the Company to change the age limit to serve as Chairman of the Board of Directors and CEO |
Management | For | For | |||||||
E.18 | Amendment to Articles 10 of the bylaws of the Company to determine the terms for appointing directors representing employees pursuant to the provisions of Article L.225-27-1 of the Commercial Code |
Management | For | For | |||||||
E.19 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares of the Company |
Management | For | For | |||||||
E.20 | Delegation of authority to be granted to the Board of Directors to increase share capital of the Company by issuing equity securities and/or any securities giving immediate or future access to capital of the Company while maintaining shareholders' preferential subscription rights |
Management | For | For | |||||||
E.21 | Delegation of authority to be granted to the Board of Directors to increase share capital of the Company by issuing equity securities and/or any securities giving immediate or future access to capital of the Company with cancellation of shareholders' preferential subscription rights via public offering |
Management | Against | Against | |||||||
E.22 | Delegation of authority to be granted to the Board of Directors to issue shares and/or any securities giving immediate or future access to capital of the Company with cancellation of shareholders' preferential subscription rights as part of an offer pursuant to Article L.411-2, II of the Monetary and Financial Code |
Management | Against | Against | |||||||
E.23 | Delegation of authority to be granted to the Board of Directors to increase the number of securities to be issued, in case of capital increase with or without preferential subscription rights up to 15% of the initial issuance |
Management | For | For | |||||||
E.24 | Delegation of authority to be granted to the Board of Directors to increase share capital of the Company, in consideration for in-kind comprised of equity securities or securities giving access to capital with cancellation of shareholders' preferential subscription rights |
Management | Against | Against | |||||||
E.25 | Delegation of authority to be granted to the Board of Directors to increase share capital, in consideration for contributions of securities tendered in a public exchange offer initiated by the Company with cancellation of shareholders' preferential subscription rights |
Management | Against | Against | |||||||
E.26 | Delegation of authority to be granted to the Board of Directors to issue hybrid securities representing debts |
Management | For | For | |||||||
E.27 | Delegation of authority granted to the Board of Directors to increase share capital by issuing shares or securities giving access to capital reserved for members of savings plans with cancellation of shareholders' preferential subscription rights in favor of the latter |
Management | Against | Against | |||||||
E.28 | Delegation of authority granted to the Board of Directors to increase share capital with cancellation of shareholders' preferential subscription rights in favor of a category or categories of designated beneficiaries as part of the implementation of international share ownership and savings plans of SUEZ ENVIRONNEMENT Group |
Management | Against | Against | |||||||
E.29 | Setting the overall limitation on authorizations | Management | For | For | |||||||
E.30 | Powers to carry out all legal formalities | Management | For | For | |||||||
ENEL S.P.A., ROMA | |||||||||||
Security | T3679P115 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 22-May-2014 | |||||||||
ISIN | IT0003128367 | Agenda | 705238031 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 316476 DUE TO RECEIPT OF S-LATES FOR DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE D- ISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. |
Non-Voting | |||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE U-RL LINK: https://materials.proxyvote.com/Approved/99999 Z/19840101/NPS_203825.P-DF |
Non-Voting | |||||||||
O.1 | FINANCIAL STATEMENTS AT 31/12/2013. BOARD OF DIRECTORS, BOARD OF AUDITORS AND INDEPENDENT AUDITORS REPORTS. ANY ADJOURNMENT THEREOF. CONSOLIDATED FINANCIAL STATEMENTS AT 31/12/2013 |
Management | For | For | |||||||
O.2 | DESTINATION OF PROFIT | Management | For | For | |||||||
E.1 | PROPOSAL OF INSERTION INTO THE STATUTE OF A CLAUSE CONCERNING HONOURABILITY REQUIREMENTS, INELIGIBILITY CAUSES AND EXPIRATION OF TERM OF THE BOARD OF DIRECTORS MEMBERS. INSERTION OF ART. 14-BIS AND AMENDMENT OF ART. 14.3 OF THE STATUTE |
Management | For | For | |||||||
E.2 | AMENDMENT OF ART. 13.2 OF THE STATUTE | Management | For | For | |||||||
O.3 | DETERMINATION OF THE BOARD OF DIRECTORS MEMBERS NUMBER |
Management | For | For | |||||||
O.4 | DETERMINATION OF THE BOARD OF DIRECTORS DURATION |
Management | For | For | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF DIRECTO-RS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQ-UIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES. THANK YOU. |
Non-Voting | |||||||||
O.5.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS MEMBERS: LIST PRESENTED BY THE ITALIAN MINISTRY OF ECONOMY AND FINANCE, REPRESENTING 31.2PCT OF COMPANY STOCK CAPITAL: 1. MARIA PATRIZIA GRIECO 2. FRANCESCO STARACE 3. SALVATORE MANCUSO 4. PAOLA GIRDINIO 5. ALBERTO BIANCHI 6. ALBERTO PERA |
Shareholder | No Action | ||||||||
O.5.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS MEMBERS: LIST PRESENTED BY ACOMEA SGR SPA, ALETTI GESTIELLE SGR SPA, ANIMA SGR SPA, APG ASSET MANAGEMENT NV, ARCA SGR SPA, ERSEL ASSET MANAGEMENT SGR SPA, EURIZON CAPITAL SA, EURIZON CAPITAL SGR SPA, FIL INVESTMENTS INTERNATIONAL, FIDEURAM INVESTIMENTI SGR SPA, FIDEURAM ASSET MANAGEMENT (IRELAND) LIMITED, INTERFUND SICAV, GENERALI INVESTMENTS EUROPE SGR SPA, GENERALI INVESTMENTS SICAV, MEDIOLANUM INTERNATIONAL FUNDS LIMITED, MEDIOLANUM GESTIONE FONDI SGR SPA, PIONEER ASSET MANAGEMENT SA, PIONEER INVESTMENT MANAGEMENT SGR SPA AND UBI PRAMERICA SGR SPA, REPRESENTING 1.255PCT OF COMPANY STOCK CAPITAL: 1. ANGELO TARABORRELLI 2. ANNA CHIARA SVELTO 3. ALESSANDRO BANCHI |
Shareholder | For | Against | |||||||
O.6 | APPOINTMENT OF THE BOARD OF DIRECTORS CHAIRMAN |
Management | For | For | |||||||
O.7 | DETERMINATION OF THE BOARD OF DIRECTORS MEMBERS EMOLUMENTS |
Management | For | For | |||||||
O.8 | LIMITS TO THE REMUNERATION OF DIRECTORS |
Management | For | For | |||||||
O.9 | REPORT CONCERNING REMUNERATION POLICIES |
Management | For | For | |||||||
PT INDOSAT TBK | |||||||||||
Security | Y7127S120 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2014 | |||||||||
ISIN | ID1000097405 | Agenda | 705263628 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | APPROVAL ANNUAL REPORT AND RATIFICATION FINANCIAL REPORT FOR BOOK YEAR ENDED ON 31 DEC 2013 |
Management | For | For | |||||||
2 | APPROVAL TO DETERMINE THE BOARD COMMISSIONERS REMUNERATION FOR BOOK YEAR 2014 |
Management | For | For | |||||||
3 | APPOINT OF INDEPENDENT PUBLIC ACCOUNTANT TO AUDIT COMPANY BOOKS FOR BOOK YEAR ENDED ON 31 DEC 2014 |
Management | For | For | |||||||
4 | APPROVAL TO CHANGE BOARD OF COMMISSIONERS AND BOARD OF DIRECTORS STRUCTURE |
Management | For | For | |||||||
VECTREN CORPORATION | |||||||||||
Security | 92240G101 | Meeting Type | Annual | ||||||||
Ticker Symbol | VVC | Meeting Date | 22-May-2014 | ||||||||
ISIN | US92240G1013 | Agenda | 933943068 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | CARL L. CHAPMAN | For | For | ||||||||
2 | J.H. DEGRAFFENREIDT, JR | For | For | ||||||||
3 | NIEL C. ELLERBROOK | For | For | ||||||||
4 | JOHN D. ENGELBRECHT | For | For | ||||||||
5 | ANTON H. GEORGE | For | For | ||||||||
6 | MARTIN C. JISCHKE | For | For | ||||||||
7 | ROBERT G. JONES | For | For | ||||||||
8 | J. TIMOTHY MCGINLEY | For | For | ||||||||
9 | R. DANIEL SADLIER | For | For | ||||||||
10 | MICHAEL L. SMITH | For | For | ||||||||
11 | JEAN L. WOJTOWICZ | For | For | ||||||||
2. | APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | RATIFY THE REAPPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR VECTREN FOR 2014. |
Management | For | For | |||||||
NEXTERA ENERGY, INC. | |||||||||||
Security | 65339F101 | Meeting Type | Annual | ||||||||
Ticker Symbol | NEE | Meeting Date | 22-May-2014 | ||||||||
ISIN | US65339F1012 | Agenda | 933956611 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: SHERRY S. BARRAT |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ROBERT M. BEALL, II |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAMES L. CAMAREN |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: KENNETH B. DUNN | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: KIRK S. HACHIGIAN |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: TONI JENNINGS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JAMES L. ROBO | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: RUDY E. SCHUPP | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: JOHN L. SKOLDS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: HANSEL E. TOOKES, II |
Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS NEXTERA ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
3. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF NEXTERA ENERGY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL - ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS IN ARTICLES OF INCORPORATION AND BYLAWS. |
Shareholder | Against | For | |||||||
CABLEVISION SYSTEMS CORPORATION | |||||||||||
Security | 12686C109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVC | Meeting Date | 22-May-2014 | ||||||||
ISIN | US12686C1099 | Agenda | 933976334 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | JOSEPH J. LHOTA | For | For | ||||||||
2 | THOMAS V. REIFENHEISER | For | For | ||||||||
3 | JOHN R. RYAN | For | For | ||||||||
4 | VINCENT TESE | For | For | ||||||||
5 | LEONARD TOW | For | For | ||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||
3. | APPROVAL OF CABLEVISION SYSTEMS CORPORATION AMENDED AND RESTATED 2006 EMPLOYEE STOCK PLAN. |
Management | For | For | |||||||
4. | NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
5. | STOCKHOLDER PROPOSAL FOR A POLITICAL CONTRIBUTIONS REPORT. |
Shareholder | Against | For | |||||||
6. | STOCKHOLDER PROPOSAL TO ADOPT A RECAPITALIZATION PLAN. |
Shareholder | For | Against | |||||||
CHINA MOBILE (HONG KONG) LIMITED | |||||||||||
Security | 16941M109 | Meeting Type | Annual | ||||||||
Ticker Symbol | CHL | Meeting Date | 22-May-2014 | ||||||||
ISIN | US16941M1099 | Agenda | 933993102 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
O1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2013. |
Management | For | For | |||||||
O2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2013. |
Management | For | For | |||||||
O3A | TO RE-ELECT THE MR. XI GUOHUA AS EXECUTIVE DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O3B | TO RE-ELECT THE MR. SHA YUEJIA AS EXECUTIVE DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O3C | TO RE-ELECT THE MR. LIU AILI AS EXECUTIVE DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O4A | TO RE-ELECT THE DR. LO KA SHUI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O4B | TO RE-ELECT THE MR. PAUL CHOW MAN YIU AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O5 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION. |
Management | For | For | |||||||
O6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE. |
Management | For | For | |||||||
O7 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE EXISTING ISSUED SHARE CAPITAL IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE. |
Management | For | For | |||||||
O8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE. |
Management | For | For | |||||||
S9 | TO AMEND THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY IN THE MANNER SET OUT IN THE SECTION HEADED "PROPOSED ADOPTION OF NEW ARTICLES OF ASSOCIATION" IN THE CIRCULAR OF THE COMPANY DATED 8 APRIL 2014. |
Management | For | For | |||||||
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG | |||||||||||
Security | L6388F128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-May-2014 | |||||||||
ISIN | SE0001174970 | Agenda | 705265735 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 330905 DUE TO CHANGE IN TH-E VOTING STATUS OF RESOLUTION "1". ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. TH- ANK YOU. |
Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION |
Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED |
Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE |
Non-Voting | |||||||||
1 | ELECTION OF MR. JEAN-MICHEL SCHMIT AS THE CHAIRMAN OF THE AGM AND TO EMPOWER THE CHAIRMAN TO APPOINT THE OTHER MEMBERS OF THE BUREAU |
Management | For | For | |||||||
2 | TO RECEIVE THE BOARD OF DIRECTORS' REPORTS (RAPPORT DE GESTION) AND THE REPORT-S OF THE EXTERNAL AUDITOR ON (I) THE ANNUAL ACCOUNTS OF MILLICOM FOR THE FINAN-CIAL YEAR ENDED DECEMBER 31, 2013 AND (II) THE CONSOLIDATED ACCOUNTS FOR THE F- INANCIAL YEAR ENDED DECEMBER 31, 2013 |
Non-Voting | |||||||||
3 | APPROVAL OF THE CONSOLIDATED ACCOUNTS AND THE ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2013 |
Management | For | For | |||||||
4 | ALLOCATION OF THE RESULTS OF THE YEAR ENDED DECEMBER 31, 2013. ON A PARENT COMPANY BASIS, MILLICOM GENERATED A PROFIT OF USD 405,883,131. OF THIS AMOUNT, AN AGGREGATE OF APPROXIMATELY USD 264 MILLION CORRESPONDING TO A GROSS DIVIDEND AMOUNT OF USD 2.64 PER SHARE IS PROPOSED TO BE DISTRIBUTED AS A DIVIDEND AND THE BALANCE IS PROPOSED TO BE CARRIED FORWARD AS RETAINED EARNINGS |
Management | For | For | |||||||
5 | DISCHARGE OF ALL THE CURRENT DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATE DURING THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 |
Management | For | For | |||||||
6 | SETTING THE NUMBER OF DIRECTORS AT NINE (9) |
Management | For | For | |||||||
7 | RE-ELECTION OF Ms. MIA BRUNELL LIVFORS AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE NEXT AGM TO TAKE PLACE IN 2015 (THE "2015 AGM") |
Management | For | For | |||||||
8 | RE-ELECTION OF MR. PAUL DONOVAN AS A DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM |
Management | For | For | |||||||
9 | RE-ELECTION OF MR. ALEJANDRO SANTO DOMINGO AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM |
Management | For | For | |||||||
10 | RE-ELECTION OF MR. LORENZO GRABAU AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM |
Management | For | For | |||||||
11 | RE-ELECTION OF MR. ARIEL ECKSTEIN AS DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM |
Management | For | For | |||||||
12 | ELECTION OF Ms. CRISTINA STENBECK AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015AGM |
Management | For | For | |||||||
13 | ELECTION OF DAME AMELIA FAWCETT AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM |
Management | For | For | |||||||
14 | ELECTION OF MR. DOMINIQUE LAFONT AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM |
Management | For | For | |||||||
15 | ELECTION OF MR. TOMAS ELIASSON AS A NEW DIRECTOR FOR A TERM ENDING ON THE DAY OF THE 2015 AGM |
Management | For | For | |||||||
16 | ELECTION OF Ms. CRISTINA STENBECK AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM ENDING ON THE DAY OF THE 2015 AGM |
Management | For | For | |||||||
17 | APPROVAL OF THE DIRECTORS' FEE-BASED COMPENSATION, AMOUNTING TO SEK 4,599,000 FOR THE PERIOD FROM THE AGM TO THE 2015 AGM AND SHARE-BASED COMPENSATION, AMOUNTING TO SEK 3,750,000 FOR THE PERIOD FROM THE AGM TO THE 2015 AGM |
Management | For | For | |||||||
18 | RE-ELECTION OF ERNST & YOUNG S.A R.L., LUXEMBOURG AS THE EXTERNAL AUDITOR OF MILLICOM FOR A TERM ENDING ON THE DAY OF THE 2015 AGM |
Management | For | For | |||||||
19 | APPROVAL OF THE EXTERNAL AUDITOR'S COMPENSATION |
Management | For | For | |||||||
20 | APPROVAL OF A PROCEDURE ON THE APPOINTMENT OF THE NOMINATION COMMITTEE AND DETERMINATION OF THE ASSIGNMENT OF THE NOMINATION COMMITTEE |
Management | For | For | |||||||
21 | SHARE REPURCHASE PLAN A) AUTHORISATION OF THE BOARD OF DIRECTORS, AT ANY TIME BETWEEN MAY 27, 2014 AND THE DAY OF THE 2015 AGM, PROVIDED THE REQUIRED LEVELS OF DISTRIBUTABLE RESERVES ARE MET BY MILLICOM AT THAT TIME, EITHER DIRECTLY OR THROUGH A SUBSIDIARY OR A THIRD PARTY, TO ENGAGE IN A SHARE REPURCHASE PLAN OF MILLICOM SHARES TO BE CARRIED OUT FOR ALL PURPOSES ALLOWED OR WHICH WOULD BECOME AUTHORIZED BY THE LAWS AND REGULATIONS IN FORCE, AND IN PARTICULAR THE 1915 LAW AND IN ACCORDANCE WITH THE OBJECTIVES, CONDITIONS, AND RESTRICTIONS AS PROVIDED BY THE EUROPEAN COMMISSION REGULATION NO. 2273/2003 OF 22 DECEMBER 2003 (THE "SHARE REPURCHASE PLAN") BY USING ITS AVAILABLE CASH RESERVES IN AN AMOUNT NOT EXCEEDING THE LOWER OF (I) TEN PERCENT (10%) OF MILLICOM'S OUTSTANDING SHARE CAPITAL AS OF THE DATE OF THE AGM (I.E., APPROXIMATING A MAXIMUM OF 9,984,370 SHARES CORRESPONDING TO USD 14,976,555 IN NOMINAL VALUE) OR (II) THE THEN AVAILABLE AMOUNT OF MILLICOM'S DISTRIBUTABLE RESERVES ON A PARENT COMPANY BASIS, IN THE OPEN MARKET ON OTC US, NASDAQ OMX STOCKHOLM OR ANY OTHER RECOGNISED ALTERNATIVE TRADING PLATFORM, AT AN ACQUISITION PRICE WHICH MAY NOT BE LESS THAN SEK 50 PER SHARE NOR EXCEED THE HIGHER OF (X) THE PUBLISHED BID THAT IS THE HIGHEST CURRENT INDEPENDENT PUBLISHED BID ON A GIVEN DATE OR (Y) THE LAST INDEPENDENT TRANSACTION PRICE QUOTED OR REPORTED IN THE CONSOLIDATED SYSTEM ON THE SAME DATE, REGARDLESS OF THE MARKET OR EXCHANGE INVOLVED, PROVIDED, HOWEVER, THAT WHEN SHARES ARE REPURCHASED ON THE NASDAQ OMX STOCKHOLM, THE PRICE SHALL BE WITHIN THE REGISTERED INTERVAL FOR THE SHARE PRICE PREVAILING AT ANY TIME (THE SO CALLED SPREAD), THAT IS, THE INTERVAL BETWEEN THE HIGHEST BUYING RATE AND THE LOWEST SELLING RATE. B) TO APPROVE THE BOARD OF DIRECTORS' PROPOSAL TO GIVE JOINT AUTHORITY TO MILLICOM'S CHIEF EXECUTIVE OFFICER AND THE CHAIRMAN OF THE BOARD OF DIRECTORS TO (I) DECIDE, WITHIN THE LIMITS OF THE AUTHORIZATION SET OUT IN (A) ABOVE, THE TIMING AND CONDITIONS |
Management | For | For | |||||||
OF ANY MILLICOM SHARE REPURCHASE PLAN ACCORDING TO MARKET CONDITIONS AND (II) GIVE MANDATE ON BEHALF OF MILLICOM TO ONE OR MORE DESIGNATED BROKER-DEALERS TO IMPLEMENT A SHARE REPURCHASE PLAN. C) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, IN THE EVENT THE SHARE REPURCHASE PLAN IS DONE THROUGH A SUBSIDIARY OR A THIRD PARTY, TO PURCHASE THE BOUGHT BACK MILLICOM SHARES FROM SUCH SUBSIDIARY OR THIRD PARTY. D) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, TO PAY FOR THE BOUGHT BACK MILLICOM SHARES USING EITHER DISTRIBUTABLE RESERVES OR FUNDS FROM ITS SHARE PREMIUM ACCOUNT. E) TO AUTHORIZE MILLICOM, AT THE DISCRETION OF THE BOARD OF DIRECTORS, TO (I) TRANSFER ALL OR PART OF THE PURCHASED MILLICOM SHARES TO EMPLOYEES OF THE MILLICOM GROUP IN CONNECTION WITH ANY EXISTING OR FUTURE MILLICOM LONG-TERM INCENTIVE PLAN, AND/OR (II) USE THE PURCHASED SHARES AS CONSIDERATION FOR MERGER AND ACQUISITION PURPOSES, INCLUDING JOINT VENTURES AND THE BUY-OUT OF MINORITY INTERESTS IN MILLICOM SUBSIDIARIES, AS THE CASE MAY BE, IN ACCORDANCE WITH THE LIMITS SET OUT IN ARTICLES 49-2, 49-3, 49-4, 49-5 AND 49-6 OF THE 1915 LAW. F) TO FURTHER GRANT ALL POWERS TO THE BOARD OF DIRECTORS WITH THE OPTION OF SUB-DELEGATION TO IMPLEMENT THE ABOVE AUTHORIZATION, CONCLUDE ALL AGREEMENTS, CARRY OUT ALL FORMALITIES AND MAKE ALL DECLARATIONS WITH REGARD TO ALL AUTHORITIES AND, GENERALLY, DO ALL THAT IS NECESSARY FOR THE EXECUTION OF ANY DECISIONS MADE IN CONNECTION WITH THIS AUTHORIZATION |
|||||||||||
22 | APPROVAL OF THE GUIDELINES FOR REMUNERATION TO SENIOR MANAGEMENT |
Management | For | For | |||||||
MILLICOM INTERNATIONAL CELLULAR SA, LUXEMBOURG | |||||||||||
Security | L6388F128 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 27-May-2014 | |||||||||
ISIN | SE0001174970 | Agenda | 705265747 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 330903 DUE TO CHANGE IN TH-E VOTING STATUS OF RESOLUTIONS "1 AND 3". ALL VOTES RECEIVED ON THE PREVIOUS M-EETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOT-ICE. THANK YOU. |
Non-Voting | |||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQ-UIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION |
Non-Voting | |||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR- YOUR VOTE TO BE LODGED |
Non-Voting | |||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE |
Non-Voting | |||||||||
1 | ELECTION OF MR. JEAN-MICHEL SCHMIT AS THE CHAIRMAN OF THE EGM AND TO EMPOWER THE CHAIRMAN TO APPOINT THE OTHER MEMBERS OF THE BUREAU |
Management | For | For | |||||||
2 | RENEWAL OF THE AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ARTICLE 5 OF MILLICOM'S ARTICLES OF ASSOCIATION TO ISSUE NEW SHARES UP TO A SHARE CAPITAL OF USD 199,999,800 DIVIDED INTO 133,333,200 SHARES WITH A PAR VALUE OF USD 1.50 PER SHARE FOR A PERIOD OF FIVE YEARS FROM THE DATE OF PUBLICATION OF THE NOTARIAL DEED DOCUMENTING THE AUTHORIZATION |
Management | For | For | |||||||
3 | TO RECEIVE THE SPECIAL REPORT OF THE BOARD OF DIRECTORS OF MILLICOM ISSUED IN-ACCORDANCE WITH ARTICLE 32- 3 (5) OF THE LAW OF 10 AUGUST 1915, AS AMENDED, INT-ER ALIA ON THE REASONS WHY THE BOARD OF DIRECTORS SHALL BE AUTHORIZED (UNDER T-HE LIMITS SET OUT |
Non-Voting | |||||||||
HEREAFTER) TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION-RIGHT OF THE SHAREHOLDERS WHEN ISSUING NEW SHARES UNDER THE AUTHORIZED CAPITAL- AND TO APPROVE THE GRANTING TO THE BOARD OF DIRECTORS OF THE POWER (LIMITED A-S SET OUT HEREAFTER) TO REMOVE OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT OF-THE SHAREHOLDERS WHEN DOING SO. THE POWER OF THE BOARD OF DIRECTORS TO REMOVE-OR LIMIT THE PREFERENTIAL SUBSCRIPTION RIGHT OF THE SHAREHOLDERS WHEN ISSUING-NEW SHARES UNDER THE AUTHORIZED CAPITAL SHALL BE CAPPED TO A MAXIMUM OF NEW S-HARES REPRESENTING 20% OF THE THEN OUTSTANDING SHARES (INCLUDING SHARES HELD I-N TREASURY BY THE COMPANY ITSELF) |
|||||||||||
4 | TO CHANGE THE DATE AT WHICH THE COMPANY'S ANNUAL GENERAL MEETING SHALL BE HELD TO 15 MAY EACH YEAR AND TO AMEND ARTICLE 19 OF THE COMPANY'S ARTICLES ACCORDINGLY |
Management | For | For | |||||||
ORANGE | |||||||||||
Security | 684060106 | Meeting Type | Annual | ||||||||
Ticker Symbol | ORAN | Meeting Date | 27-May-2014 | ||||||||
ISIN | US6840601065 | Agenda | 934009348 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
O1 | APPROVAL OF THE NON-CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 |
Management | For | For | |||||||
O2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 |
Management | For | For | |||||||
O3 | ALLOCATION OF THE INCOME FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013, AS STATED IN THE ANNUAL FINANCIAL STATEMENTS |
Management | For | For | |||||||
O4 | AGREEMENT REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE - COMPENSATION OF MR. BERNARD DUFAU |
Management | For | For | |||||||
O5 | RENEWAL OF THE TERM OF OFFICE OF MR. STEPHANE RICHARD |
Management | For | For | |||||||
O6 | ELECTION OF MR. PATRICE BRUNET AS DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS |
Management | For | For | |||||||
O7 | ELECTION OF MR. JEAN-LUC BURGAIN AS DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS |
Management | For | For | |||||||
O8 | ATTENDANCE FEES PAID TO THE BOARD OF DIRECTORS |
Management | For | For | |||||||
O9 | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 TO STEPHANE RICHARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | For | For | |||||||
O10 | ADVISORY OPINION ON THE COMPENSATION ITEMS DUE OR ALLOCATED FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2013 TO GERVAIS PELLISSIER, CHIEF EXECUTIVE OFFICER DELEGATE |
Management | For | For | |||||||
O11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER SHARES OF THE COMPANY |
Management | For | For | |||||||
E12 | AMENDMENT TO POINT 1 OF ARTICLE 15 OF THE BYLAWS, BOARD MEETINGS |
Management | For | For | |||||||
E13 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL THROUGH THE CANCELLATION OF SHARES |
Management | For | For | |||||||
E14 | POWERS FOR FORMALITIES | Management | For | For | |||||||
TELEKOM AUSTRIA AG, WIEN | |||||||||||
Security | A8502A102 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-May-2014 | |||||||||
ISIN | AT0000720008 | Agenda | 705235275 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | PRESENTATION OF ANNUAL REPORTS | Non-Voting | |||||||||
2 | ALLOCATION OF NET PROFITS | Management | No Action | ||||||||
3 | DISCHARGE OF BOD | Management | No Action | ||||||||
4 | DISCHARGE OF SUPERVISORY BOARD | Management | No Action | ||||||||
5 | REMUNERATION FOR SUPERVISORY BOARD | Management | No Action | ||||||||
6 | ELECTION OF EXTERNAL AUDITOR | Management | No Action | ||||||||
7 | REPORT OF BOD ON OWN SHS | Non-Voting | |||||||||
8 | AMENDMENT OF ARTICLES: PAR 11 (1,6) | Management | No Action | ||||||||
CMMT | 06 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-TO 16 MAY 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||||
EXXON MOBIL CORPORATION | |||||||||||
Security | 30231G102 | Meeting Type | Annual | ||||||||
Ticker Symbol | XOM | Meeting Date | 28-May-2014 | ||||||||
ISIN | US30231G1022 | Agenda | 933975154 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | M.J. BOSKIN | For | For | ||||||||
2 | P. BRABECK-LETMATHE | For | For | ||||||||
3 | U.M. BURNS | For | For | ||||||||
4 | L.R. FAULKNER | For | For | ||||||||
5 | J.S. FISHMAN | For | For | ||||||||
6 | H.H. FORE | For | For | ||||||||
7 | K.C. FRAZIER | For | For | ||||||||
8 | W.W. GEORGE | For | For | ||||||||
9 | S.J. PALMISANO | For | For | ||||||||
10 | S.S REINEMUND | For | For | ||||||||
11 | R.W. TILLERSON | For | For | ||||||||
12 | W.C. WELDON | For | For | ||||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | Abstain | Against | |||||||
4. | MAJORITY VOTE FOR DIRECTORS | Shareholder | Against | For | |||||||
5. | LIMIT DIRECTORSHIPS | Shareholder | Against | For | |||||||
6. | AMENDMENT OF EEO POLICY | Shareholder | Against | For | |||||||
7. | REPORT ON LOBBYING | Shareholder | Against | For | |||||||
8. | GREENHOUSE GAS EMISSIONS GOALS | Shareholder | Against | For | |||||||
CENTURYLINK, INC. | |||||||||||
Security | 156700106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CTL | Meeting Date | 28-May-2014 | ||||||||
ISIN | US1567001060 | Agenda | 933986068 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | VIRGINIA BOULET | For | For | ||||||||
2 | PETER C. BROWN | For | For | ||||||||
3 | RICHARD A. GEPHARDT | For | For | ||||||||
4 | W. BRUCE HANKS | For | For | ||||||||
5 | GREGORY J. MCCRAY | For | For | ||||||||
6 | C.G. MELVILLE, JR. | For | For | ||||||||
7 | FRED R. NICHOLS | For | For | ||||||||
8 | WILLIAM A. OWENS | For | For | ||||||||
9 | HARVEY P. PERRY | For | For | ||||||||
10 | GLEN F. POST, III | For | For | ||||||||
11 | MICHAEL J. ROBERTS | For | For | ||||||||
12 | LAURIE A. SIEGEL | For | For | ||||||||
13 | JOSEPH R. ZIMMEL | For | For | ||||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. |
Management | For | For | |||||||
3. | RATIFY A PROXY ACCESS BYLAW AMENDMENT. |
Management | For | For | |||||||
4. | ADVISORY VOTE REGARDING OUR EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
5. | SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION. |
Shareholder | Against | For | |||||||
EL PASO ELECTRIC COMPANY | |||||||||||
Security | 283677854 | Meeting Type | Annual | ||||||||
Ticker Symbol | EE | Meeting Date | 29-May-2014 | ||||||||
ISIN | US2836778546 | Agenda | 933984874 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | CATHERINE A. ALLEN | For | For | ||||||||
2 | EDWARD ESCUDERO | For | For | ||||||||
3 | MICHAEL K. PARKS | For | For | ||||||||
4 | ERIC B. SIEGEL | For | For | ||||||||
2. | APPROVAL OF EL PASO ELECTRIC COMPANY'S AMENDED AND RESTATED 2007 LONG-TERM INCENTIVE PLAN. |
Management | For | For | |||||||
3. | RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
4. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
INTERNAP NETWORK SERVICES CORPORATION | |||||||||||
Security | 45885A300 | Meeting Type | Annual | ||||||||
Ticker Symbol | INAP | Meeting Date | 30-May-2014 | ||||||||
ISIN | US45885A3005 | Agenda | 933987919 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | DANIEL C. STANZIONE | For | For | ||||||||
2 | DEBORA J. WILSON | For | For | ||||||||
2. | TO APPROVE THE INTERNAP NETWORK SERVICES CORPORATION 2014 STOCK INCENTIVE PLAN. |
Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
4. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
DEVON ENERGY CORPORATION | |||||||||||
Security | 25179M103 | Meeting Type | Annual | ||||||||
Ticker Symbol | DVN | Meeting Date | 04-Jun-2014 | ||||||||
ISIN | US25179M1036 | Agenda | 933987375 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | BARBARA M. BAUMANN | For | For | ||||||||
2 | JOHN E. BETHANCOURT | For | For | ||||||||
3 | ROBERT H. HENRY | For | For | ||||||||
4 | JOHN A. HILL | For | For | ||||||||
5 | MICHAEL M. KANOVSKY | For | For | ||||||||
6 | ROBERT A. MOSBACHER, JR | For | For | ||||||||
7 | J. LARRY NICHOLS | For | For | ||||||||
8 | DUANE C. RADTKE | For | For | ||||||||
9 | MARY P. RICCIARDELLO | For | For | ||||||||
10 | JOHN RICHELS | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2014. |
Management | For | For | |||||||
4. | REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. |
Shareholder | Against | For | |||||||
5. | REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. |
Shareholder | Against | For | |||||||
6. | REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. |
Shareholder | Against | For | |||||||
T-MOBILE US, INC. | |||||||||||
Security | 872590104 | Meeting Type | Annual | ||||||||
Ticker Symbol | TMUS | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US8725901040 | Agenda | 933993431 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | W. MICHAEL BARNES | For | For | ||||||||
2 | THOMAS DANNENFELDT | For | For | ||||||||
3 | SRIKANT M. DATAR | For | For | ||||||||
4 | LAWRENCE H. GUFFEY | For | For | ||||||||
5 | TIMOTHEUS HOTTGES | For | For | ||||||||
6 | BRUNO JACOBFEUERBORN | For | For | ||||||||
7 | RAPHAEL KUBLER | For | For | ||||||||
8 | THORSTEN LANGHEIM | For | For | ||||||||
9 | JOHN J. LEGERE | For | For | ||||||||
10 | TERESA A. TAYLOR | For | For | ||||||||
11 | KELVIN R. WESTBROOK | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL RELATED TO HUMAN RIGHTS RISK ASSESSMENT. |
Shareholder | Against | For | |||||||
TIME WARNER CABLE INC | |||||||||||
Security | 88732J207 | Meeting Type | Annual | ||||||||
Ticker Symbol | TWC | Meeting Date | 05-Jun-2014 | ||||||||
ISIN | US88732J2078 | Agenda | 934011610 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: CAROLE BLACK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: GLENN A. BRITT | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: THOMAS H. CASTRO |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: DAVID C. CHANG | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PETER R. HAJE | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DONNA A. JAMES | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DON LOGAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ROBERT D. MARCUS |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: WAYNE H. PACE | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: EDWARD D. SHIRLEY |
Management | For | For | |||||||
1M. | ELECTION OF DIRECTOR: JOHN E. SUNUNU | Management | For | For | |||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL ON DISCLOSURE OF LOBBYING ACTIVITIES. |
Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS IN A CHANGE IN CONTROL. |
Shareholder | Against | For | |||||||
CADIZ INC. | |||||||||||
Security | 127537207 | Meeting Type | Annual | ||||||||
Ticker Symbol | CDZI | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | US1275372076 | Agenda | 934013955 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | KEITH BRACKPOOL | For | For | ||||||||
2 | STEPHEN E. COURTER | For | For | ||||||||
3 | GEOFFREY GRANT | For | For | ||||||||
4 | WINSTON HICKOX | For | For | ||||||||
5 | MURRAY H. HUTCHISON | For | For | ||||||||
6 | RAYMOND J. PACINI | For | For | ||||||||
7 | BRYANT R. RILEY | For | For | ||||||||
8 | TIMOTHY J. SHAHEEN | For | For | ||||||||
9 | SCOTT S. SLATER | For | For | ||||||||
2. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR. |
Management | For | For | |||||||
3. | APPROVAL OF THE 2014 EQUITY INCENTIVE PLAN. |
Management | For | For | |||||||
4. | ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY MATERIALS. |
Management | Abstain | Against | |||||||
WEATHERFORD INTERNATIONAL LTD | |||||||||||
Security | H27013103 | Meeting Type | Special | ||||||||
Ticker Symbol | WFT | Meeting Date | 16-Jun-2014 | ||||||||
ISIN | CH0038838394 | Agenda | 934000299 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | ADOPT THE MERGER AGREEMENT (WEATHERFORD SWITZERLAND INTO WEATHERFORD IRELAND), A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. |
Management | For | For | |||||||
2. | APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. |
Management | For | For | |||||||
-- | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING TO THE MOTIONS OF THE BOARD OF DIRECTORS. MARK THE AGAINST BOX TO VOTE AGAINST ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE ABSTAIN BOX TO ABSTAIN FROM VOTING. |
Management | Abstain | Against | |||||||
WEATHERFORD INTERNATIONAL LTD | |||||||||||
Security | H27013103 | Meeting Type | Special | ||||||||
Ticker Symbol | WFT | Meeting Date | 16-Jun-2014 | ||||||||
ISIN | CH0038838394 | Agenda | 934033363 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | ADOPT THE MERGER AGREEMENT (WEATHERFORD SWITZERLAND INTO WEATHERFORD IRELAND), A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. |
Management | For | For | |||||||
2. | APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. |
Management | For | For | |||||||
-- | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING TO THE MOTIONS OF THE BOARD OF DIRECTORS. MARK THE AGAINST BOX TO VOTE AGAINST ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE ABSTAIN BOX TO ABSTAIN FROM VOTING. |
Management | Abstain | Against | |||||||
NTT DOCOMO,INC. | |||||||||||
Security | J59399121 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Jun-2014 | |||||||||
ISIN | JP3165650007 | Agenda | 705328258 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | |||||||
2.14 | Appoint a Director | Management | For | For | |||||||
2.15 | Appoint a Director | Management | For | For | |||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | |||||||
VIVENDI SA, PARIS | |||||||||||
Security | F97982106 | Meeting Type | MIX | ||||||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | |||||||||
ISIN | FR0000127771 | Agenda | 705255405 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | |||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | |||||||||
CMMT | 30 MAY 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVA-ILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2014/0505/201405051401- 583.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT OF RE-SOLUTION O.7 AND RECEIPT OF ADDITIONAL URL: http://www.journal- officiel.gouv.f- r//pdf/2014/0530/201405301402624.pdf.IF YOU HAVE ALREADY SENT IN YOUR VOTES, P- LEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU |
Non-Voting | |||||||||
O.1 | APPROVAL OF THE REPORTS AND ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR |
Management | For | For | |||||||
O.2 | APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR |
Management | For | For | |||||||
O.3 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS AND COMMITMENTS |
Management | For | For | |||||||
O.4 | ALLOCATION OF INCOME FOR THE 2013 FINANCIAL YEAR, DISTRIBUTION OF THE DIVIDEND AT EUR 1 PER SHARE BY ALLOCATING SHARE PREMIUMS, AND SETTING THE PAYMENT DATE |
Management | For | For | |||||||
O.5 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. JEAN-FRANCOIS DUBOS, CHAIRMAN OF THE EXECUTIVE BOARD FOR THE 2013 FINANCIAL YEAR |
Management | For | For | |||||||
O.6 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. PHILIPPE CAPRON, EXECUTIVE BOARD MEMBER (UNTIL DECEMBER 31ST, 2013) FOR THE 2013 FINANCIAL YEAR |
Management | For | For | |||||||
O.7 | RENEWAL OF TERM OF MRS. ALIZA JABES AS SUPERVISORY BOARD MEMBER |
Management | For | For | |||||||
O.8 | RENEWAL OF TERM OF MR. DANIEL CAMUS AS SUPERVISORY BOARD MEMBER |
Management | For | For | |||||||
O.9 | APPOINTMENT OF MRS. KATIE JACOBS STANTON AS SUPERVISORY BOARD MEMBER |
Management | For | For | |||||||
O.10 | APPOINTMENT OF MRS. VIRGINIE MORGON AS SUPERVISORY BOARD MEMBER |
Management | For | For | |||||||
O.11 | APPOINTMENT OF MR. PHILIPPE BENACIN AS SUPERVISORY BOARD MEMBER |
Management | For | For | |||||||
O.12 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO ALLOW THE COMPANY TO PURCHASE ITS OWN SHARES |
Management | For | For | |||||||
E.13 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO REDUCE SHARE CAPITAL BY CANCELLATION OF SHARES |
Management | For | For | |||||||
E.14 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO CARRY OUT THE ALLOTMENT OF FREE SHARES EXISTING OR TO BE ISSUED, CONDITIONAL OR NOT, TO EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES AND CORPORATE OFFICERS WITHOUT SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS IN CASE OF ALLOTMENT OF NEW SHARES |
Management | For | For | |||||||
E.15 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES AND RETIRED EMPLOYEES WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS |
Management | For | For | |||||||
E.16 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF FOREIGN SUBSIDIARIES OF VIVENDI WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN AND TO IMPLEMENT ANY SIMILAR PLAN WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS |
Management | For | For | |||||||
E.17 | ESTABLISHING THE TERMS AND CONDITIONS FOR APPOINTING SUPERVISORY BOARD MEMBERS REPRESENTING EMPLOYEES IN COMPLIANCE WITH THE PROVISIONS OF ACT OF JUNE 14TH, 2013 RELATING TO EMPLOYMENT SECURITY AND CONSEQUENTIAL AMENDMENT TO ARTICLE 8 OF THE BYLAWS " SUPERVISORY BOARD MEMBERS ELECTED BY EMPLOYEES |
Management | For | For | |||||||
E.18 | POWERS TO CARRY OUT ALL FORMALITIES | Management | For | For | |||||||
MOBILE TELESYSTEMS OJSC, MOSCOW | |||||||||||
Security | X5430T109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Jun-2014 | |||||||||
ISIN | RU0007775219 | Agenda | 705288226 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | 29 MAY 2014: PLEASE BE ADVISED THAT IF YOU VOTE AGAINST COMPANY'S REORGANIZATI-ON OR WILL NOT VOTE AT ALL AND THE AGM APPROVES THIS ITEM OF AGENDA YOU WILL H-AVE RIGHT TO USE A BUY-BACK OFFER AND SELL YOUR SHARES BACK TO THE ISSUER . TH-E REPURCHASE PRICE IS FIXED AT RUB 208 PER ORDINARY SHARE. THANK YOU. |
Non-Voting | |||||||||
1 | APPROVE MEETING PROCEDURES | Management | For | For | |||||||
2 | APPROVE ANNUAL REPORT, FINANCIAL STATEMENTS, AND ALLOCATION OF INCOME, INCLUDING DIVIDENDS OF RUB 18.60 PER SHARE |
Management | For | For | |||||||
CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTIO-N OF DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED FOR ELECTION, YOU CAN ONLY VO-TE FOR 9 DIRECTORS. THE LOCAL AGENT IN THE MARKET WILL APPLY CUMULATIVE VOTING- EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE "FOR". CUMULATIVE VOTES CANNOT-BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATI-VE WITH ANY QUESTIONS. |
Non-Voting | |||||||||
3.1 | ELECT ANTON ABUGOV AS DIRECTOR | Management | For | For | |||||||
3.2 | ELECT ALEKSANDR GORBUNOV AS DIRECTOR |
Management | For | For | |||||||
3.3 | ELECT SERGEY DROZDOV AS DIRECTOR | Management | For | For | |||||||
3.4 | ELECT ANDREY DUBOVSKOV AS DIRECTOR | Management | For | For | |||||||
3.5 | ELECT RON SOMMER AS DIRECTOR | Management | For | For | |||||||
3.6 | ELECT MICHEL COMBES AS DIRECTOR | Management | For | For | |||||||
3.7 | ELECT STANLEY MILLER AS DIRECTOR | Management | For | For | |||||||
3.8 | ELECT VSEVOLOD ROZANOV AS DIRECTOR | Management | For | For | |||||||
3.9 | ELECT THOMAS HOLTROP AS DIRECTOR | Management | For | For | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 4 CANDIDATES TO BE ELECTED AS MEMBER OF AU-DIT COMMISSION, THERE ARE ONLY 3 VACANCIES AVAILABLE TO BE FILLED AT THE MEETI-NG. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CH-OOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 3 OF THE 4 MEMBERS OF AUDIT COMMISSION-. THANK YOU. |
Non-Voting | |||||||||
4.1 | ELECT IRINA BORISENKOVA AS MEMBER OF AUDIT COMMISSION |
Management | For | For | |||||||
4.2 | ELECT MAKSIM MAMONOV AS MEMBER OF AUDIT COMMISSION |
Management | For | For | |||||||
4.3 | ELECT NATALIA DEMESHKINA AS MEMBER OF AUDIT COMMISSION |
Management | For | For | |||||||
4.4 | ELECT ANDREI TVERDOKHLEB AS MEMBER OF AUDIT COMMISSION |
Management | For | For | |||||||
5 | RATIFY AUDITOR | Management | For | For | |||||||
6 | APPROVE REORGANIZATION OF COMPANY VIA MERGER WITH ZAO ELF, ZAO EFKOM, ZAO PILOT, ZAO FIRMA TVK AND K, ZAO ZHELGORTELECOM, ZAO INTERCOM, ZAO TRK TVT, ZAO KASKAD TV, ZAO KUZNETSKTELEMOST, ZAO SYSTEMA TELECOM, ZAO TZ |
Management | For | For | |||||||
7 | AMEND CHARTER | Management | For | For | |||||||
CMMT | 29 MAY 2014: IF THE FUNDS NEEDED FOR THE REPURCHASE OF THE TOTAL AMOUNT OF SHA-RES REPRESENTED BY SHAREHOLDERS REPURCHASE DEMANDS EXCEED 10 PER CENT OF THE C-OMPANYS NET ASSETS, THE DEMANDS WILL BE EXECUTED ON PRO RATA BASIS. 20 PER CEN-T TAX CAN BE WITHHELD FROM TENDER PROCEED OF NON-RESIDENT SHAREHOLDER IN CASE-THE IMMOVABLE PROPERTY VALUE OF THE ISSUER COMPANY IS MORE THAN 50 PER CENT OF- COMPANYS ASSETS VALUE |
Non-Voting | |||||||||
CMMT | 29 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. I-F YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||||
MOBILE TELESYSTEMS OJSC | |||||||||||
Security | 607409109 | Meeting Type | Annual | ||||||||
Ticker Symbol | MBT | Meeting Date | 24-Jun-2014 | ||||||||
ISIN | US6074091090 | Agenda | 934041815 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | PROCEDURE FOR CONDUCTING THE ANNUAL GENERAL SHAREHOLDERS MEETING. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS AND NUMBER OF SHARES AS A CONDITION TO VOTING |
Management | For | For | |||||||
2. | APPROVAL OF MTS OJSC ANNUAL REPORT; MTS OJSC ANNUAL FINANCIAL STATEMENTS, INCLUDING MTS OJSC PROFIT & LOSS STATEMENT; DISTRIBUTION OF PROFITS AND LOSSES OF MTS OJSC BASED ON 2013FY RESULTS (INCLUDING PAYMENT OF DIVIDENDS). |
Management | For | For | |||||||
3. | DIRECTOR | Management | |||||||||
1 | ANTON ABUGOV | For | For | ||||||||
2 | ALEXANDER GORBUNOV | For | For | ||||||||
3 | SERGEY DROZDOV | For | For | ||||||||
4 | ANDREY DUBOVSKOV | For | For | ||||||||
5 | RON SOMMER | For | For | ||||||||
6 | MICHEL COMBES | For | For | ||||||||
7 | STANLEY MILLER | For | For | ||||||||
8 | VSEVOLOD ROZANOV | For | For | ||||||||
9 | THOMAS HOLTROP | For | For | ||||||||
4A. | ELECTION OF MEMBER OF MTS OJSC AUDITING COMMISSION: IRINA BORISENKOVA |
Management | For | For | |||||||
4B. | ELECTION OF MEMBER OF MTS OJSC AUDITING COMMISSION: NATALIA DEMESHKINA |
Management | For | For | |||||||
4C. | ELECTION OF MEMBER OF MTS OJSC AUDITING COMMISSION: MAXIM MAMONOV |
Management | For | For | |||||||
4D. | ELECTION OF MEMBER OF MTS OJSC AUDITING COMMISSION: ANDREY TVERDOHLEB |
Management | For | For | |||||||
5. | APPROVAL OF MTS OJSC AUDITOR | Management | For | For | |||||||
6. | ON REORGANIZATION OF MTS OJSC IN THE FORM OF CONSOLIDATION THEREWITH OF ELF CJSC, PILOT CJSC, TVK AND K FIRM CJSC, ZHELGORTELECOM CJSC, INTERCOM CJSC, TRK TVT OJSC, CASCADE-TV CJSC, KUZNETSKTELEMOST CJSC, SISTEMA TELECOM CJSC, TZ CJSC. |
Management | For | For | |||||||
7. | ON INTRODUCTION OF ALTERATIONS AND AMENDMENTS TO THE CHARTER OF MTS OJSC. |
Management | For | For | |||||||
FURUKAWA ELECTRIC CO.,LTD. | |||||||||||
Security | J16464117 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 25-Jun-2014 | |||||||||
ISIN | JP3827200001 | Agenda | 705343604 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Increase the Board of Corporate Auditors Size to 6 |
Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | |||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | |||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | |||||||
5 | Amend the Compensation to be received by Corporate Auditors |
Management | For | For | |||||||
6 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
NIPPON TELEGRAPH AND TELEPHONE CORPORATION | |||||||||||
Security | J59396101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3735400008 | Agenda | 705343274 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | |||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | |||||||
ELECTRIC POWER DEVELOPMENT CO.,LTD. | |||||||||||
Security | J12915104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3551200003 | Agenda | 705343286 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
CHUBU ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||
Security | J06510101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3526600006 | Agenda | 705347513 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Amend Articles to:Expand Business Lines | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
3 | Shareholder Proposal: Amend Articles of Incorporation (1) |
Shareholder | Against | For | |||||||
4 | Shareholder Proposal: Amend Articles of Incorporation (2) |
Shareholder | Against | For | |||||||
5 | Shareholder Proposal: Amend Articles of Incorporation (3) |
Shareholder | Against | For | |||||||
6 | Shareholder Proposal: Amend Articles of Incorporation (4) |
Shareholder | Against | For | |||||||
7 | Shareholder Proposal: Amend Articles of Incorporation (5) |
Shareholder | Against | For | |||||||
8 | Shareholder Proposal: Amend Articles of Incorporation |
Shareholder | Against | For | |||||||
9 | Shareholder Proposal: Amend Articles of Incorporation |
Shareholder | Against | For | |||||||
TOHOKU ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||
Security | J85108108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3605400005 | Agenda | 705347525 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | |||||||
2.14 | Appoint a Director | Management | For | For | |||||||
2.15 | Appoint a Director | Management | For | For | |||||||
2.16 | Appoint a Director | Management | For | For | |||||||
3 | Shareholder Proposal: Amend Articles of Incorporation (1) |
Shareholder | Against | For | |||||||
4 | Shareholder Proposal: Amend Articles of Incorporation (2) |
Shareholder | Against | For | |||||||
5 | Shareholder Proposal: Amend Articles of Incorporation (3) |
Shareholder | Against | For | |||||||
THE CHUGOKU ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||
Security | J07098106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3522200009 | Agenda | 705352350 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | |||||||
2.14 | Appoint a Director | Management | For | For | |||||||
2.15 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
4 | Shareholder Proposal: Amend Articles of Incorporation (1) |
Shareholder | Against | For | |||||||
5 | Shareholder Proposal: Amend Articles of Incorporation (2) |
Shareholder | Against | For | |||||||
6 | Shareholder Proposal: Amend Articles of Incorporation (3) |
Shareholder | Against | For | |||||||
7 | Shareholder Proposal: Amend Articles of Incorporation (4) |
Shareholder | Against | For | |||||||
8 | Shareholder Proposal: Amend Articles of Incorporation (5) |
Shareholder | Against | For | |||||||
HOKURIKU ELECTRIC POWER COMPANY | |||||||||||
Security | J22050108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3845400005 | Agenda | 705352362 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | |||||||
4 | Shareholder Proposal: Amend Articles of Incorporation (1) |
Shareholder | Against | For | |||||||
5 | Shareholder Proposal: Amend Articles of Incorporation (2) |
Shareholder | Against | For | |||||||
6 | Shareholder Proposal: Amend Articles of Incorporation (3) |
Shareholder | Against | For | |||||||
7 | Shareholder Proposal: Amend Articles of Incorporation (4) |
Shareholder | Against | For | |||||||
8 | Shareholder Proposal: Amend Articles of Incorporation (5) |
Shareholder | Against | For | |||||||
SHIKOKU ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||
Security | J72079106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3350800003 | Agenda | 705352374 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1.1 | Appoint a Director | Management | For | For | |||||||
1.2 | Appoint a Director | Management | For | For | |||||||
1.3 | Appoint a Director | Management | For | For | |||||||
1.4 | Appoint a Director | Management | For | For | |||||||
1.5 | Appoint a Director | Management | For | For | |||||||
1.6 | Appoint a Director | Management | For | For | |||||||
1.7 | Appoint a Director | Management | For | For | |||||||
1.8 | Appoint a Director | Management | For | For | |||||||
1.9 | Appoint a Director | Management | For | For | |||||||
1.10 | Appoint a Director | Management | For | For | |||||||
1.11 | Appoint a Director | Management | For | For | |||||||
1.12 | Appoint a Director | Management | For | For | |||||||
1.13 | Appoint a Director | Management | For | For | |||||||
1.14 | Appoint a Director | Management | For | For | |||||||
2 | Appoint a Corporate Auditor | Management | For | For | |||||||
3 | Shareholder Proposal: Amend Articles of Incorporation (1) |
Shareholder | Against | For | |||||||
4 | Shareholder Proposal: Amend Articles of Incorporation (2) |
Shareholder | Against | For | |||||||
5 | Shareholder Proposal: Amend Articles of Incorporation (3) |
Shareholder | Against | For | |||||||
KYUSHU ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||
Security | J38468104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3246400000 | Agenda | 705352386 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Amend Articles to: Adopt Reduction of Liability System for Outside Directors and Outside Corporate Auditors |
Management | For | For | |||||||
2 | Amend Articles to: Issue Preferred Shares | Management | Abstain | Against | |||||||
3 | Approve Issuance of Class A Preferred Shares by Third Party Allotment |
Management | Abstain | Against | |||||||
4.1 | Appoint a Director | Management | For | For | |||||||
4.2 | Appoint a Director | Management | For | For | |||||||
4.3 | Appoint a Director | Management | For | For | |||||||
4.4 | Appoint a Director | Management | For | For | |||||||
4.5 | Appoint a Director | Management | For | For | |||||||
4.6 | Appoint a Director | Management | For | For | |||||||
4.7 | Appoint a Director | Management | For | For | |||||||
4.8 | Appoint a Director | Management | For | For | |||||||
4.9 | Appoint a Director | Management | For | For | |||||||
4.10 | Appoint a Director | Management | For | For | |||||||
4.11 | Appoint a Director | Management | For | For | |||||||
4.12 | Appoint a Director | Management | For | For | |||||||
4.13 | Appoint a Director | Management | For | For | |||||||
5 | Appoint a Corporate Auditor | Management | For | For | |||||||
6 | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||
7 | Shareholder Proposal: Amend Articles of Incorporation (Require Change of Articles for Business Lines from Heat Supply to Combined Heat and Power) |
Shareholder | Against | For | |||||||
8 | Shareholder Proposal: Amend Articles of Incorporation (Require Additional Article of Withdrawing from the Business of Nuclear Fuel Cycle Business) |
Shareholder | Against | For | |||||||
9 | Shareholder Proposal: Amend Articles of Incorporation (Require Additional Article of Keeping Nuclear Reactors Offline until Local Governments Develop Effective Evacuation Plan) |
Shareholder | Against | For | |||||||
10 | Shareholder Proposal: Amend Articles of Incorporation (Require Additional Article of Reviewing Cost of Nuclear Power Generation in Total Cost) |
Shareholder | Against | For | |||||||
11 | Shareholder Proposal: Amend Articles of Incorporation (Require Additional Article of Decommissioning the Sendai Nuclear Power Station) |
Shareholder | Against | For | |||||||
HOKKAIDO ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||
Security | J21378104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3850200001 | Agenda | 705352398 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Reduction of Capital Reserve and Retained Earnings Reserve and Appropriation of Surplus |
Management | For | For | |||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | |||||||
3 | Amend Articles to: Issue Preferred Shares | Management | Abstain | Against | |||||||
4 | Approve Issuance of Class A Preferred Shares by Third Party Allotment |
Management | Abstain | Against | |||||||
5.1 | Appoint a Director | Management | For | For | |||||||
5.2 | Appoint a Director | Management | For | For | |||||||
5.3 | Appoint a Director | Management | For | For | |||||||
5.4 | Appoint a Director | Management | For | For | |||||||
5.5 | Appoint a Director | Management | For | For | |||||||
5.6 | Appoint a Director | Management | For | For | |||||||
5.7 | Appoint a Director | Management | For | For | |||||||
5.8 | Appoint a Director | Management | For | For | |||||||
5.9 | Appoint a Director | Management | For | For | |||||||
5.10 | Appoint a Director | Management | For | For | |||||||
5.11 | Appoint a Director | Management | For | For | |||||||
5.12 | Appoint a Director | Management | For | For | |||||||
6 | Appoint a Corporate Auditor | Management | For | For | |||||||
7 | Shareholder Proposal: Amend Articles of Incorporation (1) |
Shareholder | Against | For | |||||||
8 | Shareholder Proposal: Amend Articles of Incorporation (2) |
Shareholder | Against | For | |||||||
9 | Shareholder Proposal: Amend Articles of Incorporation (3) |
Shareholder | Against | For | |||||||
10 | Shareholder Proposal: Amend Articles of Incorporation (4) |
Shareholder | Against | For | |||||||
11 | Shareholder Proposal: Amend Articles of Incorporation (5) |
Shareholder | Against | For | |||||||
12 | Shareholder Proposal: Amend Articles of Incorporation (6) |
Shareholder | Against | For | |||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | |||||||||||
Security | J30169106 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 26-Jun-2014 | |||||||||
ISIN | JP3228600007 | Agenda | 705357665 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
Please reference meeting materials. | Non-Voting | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Directors and Outside Corporate Auditors |
Management | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | |||||||
3.13 | Appoint a Director | Management | For | For | |||||||
3.14 | Appoint a Director | Management | For | For | |||||||
3.15 | Appoint a Director | Management | For | For | |||||||
3.16 | Appoint a Director | Management | For | For | |||||||
4 | Shareholder Proposal: Amend Articles of Incorporation (1) |
Shareholder | Against | For | |||||||
5 | Shareholder Proposal: Amend Articles of Incorporation (2) |
Shareholder | Against | For | |||||||
6 | Shareholder Proposal: Amend Articles of Incorporation (3) |
Shareholder | Against | For | |||||||
7 | Shareholder Proposal: Amend Articles of Incorporation (4) |
Shareholder | Against | For | |||||||
8 | Shareholder Proposal: Amend Articles of Incorporation (5) |
Shareholder | Against | For | |||||||
9 | Shareholder Proposal: Amend Articles of Incorporation (6) |
Shareholder | Against | For | |||||||
10 | Shareholder Proposal: Amend Articles of Incorporation (7) |
Shareholder | Against | For | |||||||
11 | Shareholder Proposal: Approve Appropriation of Surplus |
Shareholder | Against | For | |||||||
12 | Shareholder Proposal: Remove a Director | Shareholder | Against | For | |||||||
13 | Shareholder Proposal: Amend Articles of Incorporation (1) |
Shareholder | Against | For | |||||||
14 | Shareholder Proposal: Amend Articles of Incorporation (2) |
Shareholder | Against | For | |||||||
15 | Shareholder Proposal: Amend Articles of Incorporation (3) |
Shareholder | Against | For | |||||||
16 | Shareholder Proposal: Amend Articles of Incorporation (4) |
Shareholder | Against | For | |||||||
17 | Shareholder Proposal: Amend Articles of Incorporation (5) |
Shareholder | Against | For | |||||||
18 | Shareholder Proposal: Amend Articles of Incorporation (1) |
Shareholder | Against | For | |||||||
19 | Shareholder Proposal: Amend Articles of Incorporation (2) |
Shareholder | Against | For | |||||||
20 | Shareholder Proposal: Amend Articles of Incorporation (3) |
Shareholder | Against | For | |||||||
21 | Shareholder Proposal: Amend Articles of Incorporation (4) |
Shareholder | Against | For | |||||||
22 | Shareholder Proposal: Amend Articles of Incorporation (5) |
Shareholder | Against | For | |||||||
23 | Shareholder Proposal: Amend Articles of Incorporation (1) |
Shareholder | Against | For | |||||||
24 | Shareholder Proposal: Amend Articles of Incorporation (2) |
Shareholder | Against | For | |||||||
25 | Shareholder Proposal: Amend Articles of Incorporation (3) |
Shareholder | Against | For | |||||||
26 | Shareholder Proposal: Amend Articles of Incorporation (4) |
Shareholder | Against | For | |||||||
27 | Shareholder Proposal: Appoint a Director | Shareholder | Against | For | |||||||
28 | Shareholder Proposal: Amend Articles of Incorporation |
Shareholder | Against | For | |||||||
LIBERTY GLOBAL PLC. | |||||||||||
Security | G5480U104 | Meeting Type | Annual | ||||||||
Ticker Symbol | LBTYA | Meeting Date | 26-Jun-2014 | ||||||||
ISIN | GB00B8W67662 | Agenda | 934017155 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | TO ELECT MIRANDA CURTIS AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. |
Management | For | For | |||||||
2. | TO ELECT JOHN W. DICK AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. |
Management | For | For | |||||||
3. | TO ELECT J.C. SPARKMAN AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. |
Management | For | For | |||||||
4. | TO ELECT J. DAVID WARGO AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2017. |
Management | For | For | |||||||
5. | TO APPROVE THE DIRECTORS' COMPENSATION POLICY CONTAINED IN APPENDIX A OF LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO UNITED KINGDOM (U.K.) COMPANIES) TO BE EFFECTIVE AS OF THE DATE OF THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS. |
Management | For | For | |||||||
6. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN LIBERTY GLOBAL'S PROXY STATEMENT FOR THE 2014 ANNUAL GENERAL MEETING OF SHAREHOLDERS PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS SECTION, THE SUMMARY COMPENSATION TABLE AND OTHER RELATED TABLES AND DISCLOSURE. |
Management | Abstain | Against | |||||||
7. | THE OPTION OF ONCE EVERY ONE YEAR, TWO YEARS, OR THREE YEARS THAT RECEIVES A MAJORITY OF THE AFFIRMATIVE VOTES CAST FOR THIS RESOLUTION WILL BE DETERMINED TO BE THE FREQUENCY FOR THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE SECURITIES AND EXCHANGE COMMISSION'S COMPENSATION DISCLOSURE RULES. |
Management | Abstain | Against | |||||||
8. | TO APPROVE, ON AN ADVISORY BASIS, THE ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS' COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2013, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). |
Management | For | For | |||||||
9. | TO RATIFY THE APPOINTMENT OF KPMG LLP (U.S.) AS LIBERTY GLOBAL'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
10. | TO APPOINT KPMG LLP (U.K.) AS LIBERTY GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL). |
Management | For | For | |||||||
11. | TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY GLOBAL'S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR'S COMPENSATION. |
Management | For | For | |||||||
HUANENG POWER INTERNATIONAL, INC. | |||||||||||
Security | 443304100 | Meeting Type | Annual | ||||||||
Ticker Symbol | HNP | Meeting Date | 26-Jun-2014 | ||||||||
ISIN | US4433041005 | Agenda | 934044948 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
O1 | TO CONSIDER AND APPROVE THE WORKING REPORT FROM THE BOARD OF DIRECTORS OF THE COMPANY FOR 2013 |
Management | For | For | |||||||
O2 | TO CONSIDER AND APPROVE THE WORKING REPORT FROM THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2013 |
Management | For | For | |||||||
O3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR 2013 |
Management | For | For | |||||||
O4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2013 |
Management | For | For | |||||||
O5 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE APPOINTMENT OF THE COMPANY'S AUDITORS FOR 2014 |
Management | For | For | |||||||
O6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING CONTINUING CONNECTION TRANSACTIONS BETWEEN HUANENG FINANCE AND THE COMPANY FROM 2015 TO 2017 |
Management | For | For | |||||||
S7 | TO CONSIDER AND APPROVE THE PROPOSAL TO GRANT THE BOARD OF DIRECTORS OF THE COMPANY A GENERAL MANDATE TO ISSUE DOMESTIC SHARES AND/OR OVERSEAS LISTED FOREIGN SHARES |
Management | For | For | |||||||
JSFC SISTEMA JSC, MOSCOW | |||||||||||
Security | 48122U204 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Jun-2014 | |||||||||
ISIN | US48122U2042 | Agenda | 705405024 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | TO APPROVE THE MEETING PROCEDURES | Management | For | For | |||||||
2 | TO APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTING REPORTS, INCLUDING THE PROFIT AND LOSS (FINANCIAL) ACCOUNTS OF THE COMPANY FOR 2013 |
Management | For | For | |||||||
3 | 1. ALLOCATE RUB 19,879,000,000.00 (NINETEEN BILLION EIGHT HUNDRED SEVENTY NINE MILLION) AS DIVIDEND, AND NOT DISTRIBUTE THE PART OF RETAINED EARNINGS REMAINING AFTER THE DIVIDEND PAYOUT. 2. PAY DIVIDENDS IN THE AMOUNT OF RUB 2.06 (TWO AND SIX HUNDREDTHS) PER ORDINARY SHARE OF THE COMPANY IN A NON-CASH FORM BY MEANS OF REMITTING THE RESPECTIVE AMOUNT TO THE SETTLEMENT (BANK) ACCOUNTS SPECIFIED BY THE COMPANY'S SHAREHOLDERS. 3. DETERMINE THE DATE OF CLOSING THE LIST OF SHAREHOLDERS TO RECEIVE DIVIDENDS AS 17 JULY 2014. 4. SET THE DEADLINE FOR PAYING THE ANNOUNCED DIVIDENDS: NO LATER THAN 10 BUSINESS DAYS FROM THE DATE WHEN THE LIST OF SHAREHOLDERS TO RECEIVE DIVIDENDS IS CLOSED |
Management | For | For | |||||||
4.1 | ELECT THE REVISION COMMISSION WITH MEMBER AS FOLLOWS: ALEXEY GURYEV |
Management | For | For | |||||||
4.2 | ELECT THE REVISION COMMISSION WITH MEMBER AS FOLLOWS: NATALIA DEMESHKINA |
Management | For | For | |||||||
4.3 | ELECT THE REVISION COMMISSION WITH MEMBER AS FOLLOWS: YEKATERINA KUZNETSOVA |
Management | For | For | |||||||
CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE ELECTIO-N OF DIRECTORS. OUT OF THE 13 DIRECTORS PRESENTED FOR ELECTION, YOU CAN ONLY V-OTE FOR 13DIRECTORS. THE LOCAL AGENT IN THE MARKET WILL APPLY CUMULATIVE VOTIN-G EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE "FOR". CUMULATIVE VOTES CANNOT-BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTAT-IVE WITH ANY QUESTIONS. |
Non-Voting | |||||||||
5.1 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: SERGEY BOEV |
Management | For | For | |||||||
5.2 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: ALEXANDER GONCHARUK |
Management | For | For | |||||||
5.3 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: BRIAN DICKIE |
Management | For | For | |||||||
5.4 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: VLADIMIR EVTUSHENKOV |
Management | For | For | |||||||
5.5 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: DMITRY ZUBOV |
Management | For | For | |||||||
5.6 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: ROBERT KOCHARYAN |
Management | For | For | |||||||
5.7 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: JEANNOT KRECKE |
Management | For | For | |||||||
5.8 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: PETER MANDELSON |
Management | For | For | |||||||
5.9 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: ROGER MUNNINGS |
Management | For | For | |||||||
5.10 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: MARC HOLTZMAN |
Management | For | For | |||||||
5.11 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: SERGE TCHURUK |
Management | For | For | |||||||
5.12 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: MICHAEL SHAMOLIN |
Management | For | For | |||||||
5.13 | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS OF SISTEMA JOINT STOCK FINANCIAL CORPORATION: DAVID IAKOBACHVILI |
Management | For | For | |||||||
6.1 | APPROVE CJSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2014 IN LINE WITH THE RUSSIAN ACCOUNTING STANDARDS |
Management | For | For | |||||||
6.2 | APPROVE CJSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2014 IN LINE WITH THE US GAAP INTERNATIONAL STANDARDS |
Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant The Gabelli Utility Trust
By (Signature and Title)* /s/Bruce N. Alpert
Bruce N. Alpert, Principal Executive Officer
Date 8/13/14
*Print the name and title of each signing officer under his or her signature.