STOCK YARDS BANCORP, INC.
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(Name of Issuer)
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Common Stock, no par value
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(Title of Class of Securities)
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861025104
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(CUSIP Number)
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December 31, 2018
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(Date of Event which Requires Filing of this Statement)
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CUSIP No. 785060104
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1
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Names of Reporting Persons
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Stock Yards Bank & Trust Company 61-0354170
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2
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Check the appropriate box if a member of a Group (see instructions)
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(a) [ ]
(b) [X] |
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3
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Sec Use Only
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4
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Citizenship or Place of Organization
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Kentucky
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Number of
Shares
Beneficially
Owned by Each
Reporting Person
With:
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5
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Sole Voting Power
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1,210,190
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6
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Shared Voting Power
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0
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7
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Sole Dispositive Power
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812,056
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8
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Shared Dispositive Power
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193,268
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9
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Aggregate Amount Beneficially Owned by Each Reporting Person
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1,210,190
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10
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Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
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[ ]
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11
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Percent of class represented by amount in row (9)
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5.32%
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12
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Type of Reporting Person (See Instructions)
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BK
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(b)
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Address of Issuer’s Principal Executive Offices:
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1040 East Main Street
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Louisville, KY 40206
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(a)
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Name of Person
Filing: Stock Yards Bank & Trust Company
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(b)
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Address of Principal
Business Office or, if None, Residence: Same as Item 1(b)
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(c)
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Citizenship: A Kentucky Corporation
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(d)
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Title and Class of Securities: Common Stock
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(e)
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CUSIP No.: 861025104
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Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(b) | [X] | Bank as defined in Section 3(a)(6) of the Act; |
(a) |
Amount Beneficially Owned: Stock Yards Bank &
Trust Company, in its various fiduciary capacities as agent, personal representative, custodian and trustee, is the beneficial owner (as that term is defined in Rule 13d-3) of 1,210,190 shares of the Common Stock, no par value of Stock
Yards Bancorp, Inc., the parent company of Stock Yards Bank & Trust Company.
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(b)
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Percent of Class: 5.32%
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the
vote: 1,210,190
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(ii)
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Shared power to vote or to direct
the vote: 0
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(iii)
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Sole power to dispose or to direct the disposition of: 812,056
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(iv) | Shared power to dispose or to direct the disposition of: 193,268 |
Item 6. |
Ownership of more than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control
person.
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Item 8. |
Identification and classification of members of the group.
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Item 9. |
Notice of Dissolution of Group.
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Item 10. |
Certifications.
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