|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | (1) | 09/20/2007 | A | 20,000 | (2) | 09/20/2014 | Class A Common Stock | 20,000 | $ 0 | 20,000 | D | ||||
Restricted Stock Unit | (3) | 09/20/2007 | A | 20,000 | (4) | (3) | Class A Common Stock | 20,000 | $ 0 | 20,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DELFASSY GILLES 915 DEGUIGNE DR. SUNNYVALE, CA 94088-3453 |
X |
/s/ Robert C. Melendres, Attorney-in-Fact for Reporting Person | 09/24/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The exercise price for the Non-Qualified Stock Option is $8.22 per share. |
(2) | Options were granted on September 20, 2007 and vest over a four-year period according to the following schedule: One-fourth of the shares subject to the option shall vest on September 20, 2008, and the remaining shares subject to the option shall vest in equal installments quarterly over the next three years, until 100% vested on September 20, 2011. |
(3) | Each restricted stock unit represents a contingent right to receive one share of Spansion Inc. Class A Common Stock. There is no exercise price or expiration date. |
(4) | The restricted stock units were granted on September 20, 2007 and vest over a four-year period according to the following schedule: One-fourth of the shares shall vest on September 20, 2008, and the remaining shares shall vest in equal installments quarterly over the next three years, until 100% vested on September 20, 2011. Vested shares will be delivered to the reporting person on each vesting date. |